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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
I 5b. [] Amended Report 7. Chambers or Office Address ! 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulalions. Reviesving Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information Sign on last page.
POSITION
I. 2. 3. 4. 5. Secretary of the Vestry
NAME OF ORGANIZATION/ENTITY
Saint Marks Church, Philadelphia, PA
II. AGREEMENTS. ~Reponing individual only; se, pp. 14-t6 of filing instruction~)
~ NONE (No reportable agreements.) DATE
PARTIES AND TERMS
Dalzell, Stewart
III. NON-INVESTMENT INCOME. tRepo,~ing individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income
~]
DATE
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reportingyear, complete this section.
(Dollar amount not required except for honoraria.)
[~
2. 3. 4. 5.
V. GIFTS. anctudes those to spouse and dependent children; see pp. 28-31 of fillng instructions.) NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. andudes those of spouse and dependent children; see pp. 32-33 of fding instructions.) NONE (No reportable liabilities.) CRED1TOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRU S TS - income, value, transactions (includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during ~eporting period C. Gross value at end of reporting period Transactions during reporting period
(l)
Amount Code I (A-H)
(2)
Type (e.g., div.. rent, or int.)
(l)
Value Code 2 (J-P)
(2)
Value Method Code 3
(5)
Identity of buyer/seller
(Q-W) 1, 2. 3. 4. 5. 6. 7. 8. 9. I0. 11. 12. 13. 14. 15. 16. 17. Cape Cod Five Cent Savings Bear, Steams/JP Morgan Fed. Fund PNC Bank RMAJSmith Barney Tax Free Fund BRE Properties, Inc. Vangaurd PA Tax Free Money Fund Prime Fund-Cash Reserve Trust Pepsico Merck & Co. Cisco System Notes General Electric Capital Notes Pfizer, Inc. Bank America Notes General Electric Cap. Notes Exxon Mobil SEI Daily Income Trust Waste Management A A A A B A A A B A A A A A A A A Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Dividend Interest Interest Dividend Dividend Dividend J J J J K J J K K K K J J K J J K T T T T T T T T T T T T T T T T T
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $100,000 J =$15.000 or Its s N =$250.001 - $500,000 P3 ~$25,000.001 - $50.000,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $ 50,000 O = $500,001 - $1.000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$t.000,001 - $5,000,000 L =$ 50,001 $ 100,000 P I =$1,000,001 - $5,000.000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 $15,000 H2 =More than $5,000,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRU STS - i,,.ome, v, tue, ,,~,sucao,s a~auaes ,~,o~e o/srou.,e u~a dere, a~n, ,~a~n; ~ ~. 34-~0 of filing instructions:)
~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (2) Type (e.g., div., rent, C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method D. Transactions during reporting period (I) Type (e.g., buy, sell, (2) (3) Date Value mm/ddlyy Code 2 (4) Gain Code 1 (A-H) (~) Identity of buyer/seller (if private transaction)
(A-H)
or int.)
(J-P)
Code 3 (Q-W) T T T T T T T T T T T T T T T T T
redemption)
18. 19. 20. 21, 22. 23. 124o 25. 26. 27. 28. 29. 30. 3 I. 32. 33. 34.
Chevron Johnson & Johnson General Mills SandRidge Energy Seneca Foods Intel AT&T McDonalds Corp. Powershares ETF Dominion Resources Natl Rural Utility Notes Diageo PLC. Chubb Corp. Windstream Vanguard Total Bond ETF Co~oco Phillips lntl Business Machines
B A A
L K J J K K K K J K J J J K K K K
J J K
A A A A B A A A B A A A
Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Interest Dividend Dividend
Buy (addl)
10/21/10
buy on NYSE
Buy (addl)
10/21/10
buy on NASDAQ
Sold (part)
,05/11/10
Buy
106/23110
buy on NASDAQ
I. Income Gain Codes: (See Columns B l a nd D,I) 2. Value Codes (See Columns CI and D3) 3. Value Meth~. C~lcs (See Column C2)
A =$1.000 or less F = $ 50.001 - $ 100,000 J = $15.000 or los s N =$250.001 - $500,000 P3 =$25.000.001 - $50,000.000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G = $100,001 - $1,000,000 K = $15,001 o $50,000 O =$500.00I - $1,000,000 R = COSl (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$ t ,000,001 - $5,000,00~ L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 ~More than $50,000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =M ore than $ 5,000,000 M =$ | 00,001 o $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50.000
VII. INVESTMENTS and TRUSTS - i, come. ,,,a,,e. t,,,,,,,,etio,,, a,,,l,,,~,, ,no,,, o:,~,o,,s,, o,,a a:~,,,,~,o,, c~,i~,.,,e,,; ,ee rt~ 34-6o o.t.atl,g i,,t,,,c,~o,,
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) (~) Amount Type (e.g., Code 1 div, rent, (A-H) or int.) Gross value at end of reporting period (l) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) Transactions during reporting period (l) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P)
(4)
35 36. 37. 38, 39, 40. 41. 42. 43, 44. 45. 46. 47. 48. 49. 50. 51.
Bank New York Notes Fed. HomeLoan BankBonds FederalFarm Credit Bank Notes Korea Electric Power Corp. Southwestern Bell Tel. Bonds Fairfax Financial Holdings Helmerich & Payne Henderson Global Equity Plum Creek Timber BP PIc FFCB Bonds FHLB Bonds Dow ChemicalNotes 3M Co. Automatic Data Processing DuPont National Fuel Gas
A A A
Redeemed I0/15/10, K Buy Buy Sold J K T T Sold J J T T Sold Redeemed Redeemed J J J J J T T T T T 05/11/10 06/09/10 06/21 / 10 J K K 09/30/10 K 04/20/10 04/20/10 03/12110 J J K
A A A A A A A A A A A A A
Interest Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Dividend Dividend Dividend Dividend
sale on NYSE
A A A
Sold (part)
09/21/10
I. Income Gain Codes: I See Columns B I and D4) 2. Valuc Codes (See Colunms C I and D3) 3. Value Method Codes (See Colutuo. C2)
A =$1.000 or less F =$ 50,001 - $ 100.000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book V;duc
B =$1.001 - $2.500 G =$ 100,00 t - $ 1.000.000 K = $15.001 - $50,000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5.000 H I =$1,000.001 * $ 5,000.000 L =$ 50.001 - $ 100,000 P1 =$1,000,001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =More than $5,000,000 M =$ 100,00 l - $250,000 P2 =$5,000,001 - $25,0D0,000 T =Cash Market
E =$15,001 - $ 50.000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div, rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) O) Type (e.g., buy, sell, redemption)
Transactions during reporting period
(4)
Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61.
Goldman Sachs Group Notes iShares Barclays Agg. Bond Fund Kraft Foods Emerson Elec. Co. Caterpillar Financial Notes DuPont National Fuel Gas Chesapeake Energy Simon Properties Group
A A A A
12/15/10
A partial call
A A A A A
Buy
01/04/10
buy on NYSE
Buy
07/28/10
buy on NASDAQ
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes ISee Column C2)
A =$1.000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ I00.001 - $1,000,000 K =$15.001 o $50,000 O =$500.001 - $1,000,000 R = Cost (Real Eslale Only) V = Other
C =$2,501 - $5,000 HI =$1,000,~01 - $5,000,000 L =$50,001 - $|00,0DO PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More than $5,000,000 M =$100.001 - $250,000 P2 =$5,000,001 . $25,000,000 T =Cash Market
E =$15,001 -$50.000
IX. CERTIFICATION.
l certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 UoS.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544