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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. bpp. 101-111)
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
Merrvdav, Steven D.
FINANCIALDISCLOSURE REPORT
Page 2 of 11
I Merryday, Steven D.
III. NON-INVESTMENT INCOME. Cneporting indivldaat andspoase; see pp. 17-24 of ~ling instr.ctlons.)
A. Filers Non-Investment Income ~
NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portlon of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
V. GIFTS. aneludes,hose to spouse und dependent children; see pp. 28-31 of filing instructions.) NONE (No reporcable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. aneludes those ojspouse ond dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - inco,,e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (I) (2) Value Code 2 Transactions during reporting period
(1)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent,
(l)
Value Method Code 3 Type (e.g., buy, sell,
(2)
(3)
(J-P)
(4)
Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
or int,)
(J-P)
redemption)
(Q-W)
IRA (Capital Securities of America (1) (Details Follow) 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Apple (AAPL) None S&P Midcap (MDY) Powershares (QQQQ) A A Dividend Dividend Amazon (AMZN) A Dividend None Buy Sold Buy Sold Sold Sold Buy Sold Buy Sold Buy Buy (addl) Sold Buy Sold Buy 01/08/10 01/22/10 03/25/10 04/27/10 01/21/10 01/22/10 03/01/10 05/04/10 07/07/10 07/19/10 03/01/10 03/05/10 05/06/I 0 05/27/10 06/07/I 0 06/15/10 L L L L L L L L L L L K L L L L A D A D C C C A
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J=$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,000,001 - $5,000,000 P4 More than $50,000,000 S =Assessment W =Estlmaled
D =$5,001 - $15,000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i.come, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C, Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)
Transactions during reporting period
(2)
(3)
(J-P)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Priceline (PCLN) None
Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Buy (addl) Sold Buy
06/29/10 07/07/10 07/13/10 07/27/10 08/11/10 09/13/10 09/15/10 09/16/10 09/28/10 10/05/10 11/12/10 i 1/22/10 12/14/10 03/08/10 03/17/10 04/28/10 08/05/10
L L L L L L L L L L L L L L K L L
I. Income Gain Codes: (See Columns B I and I94) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or Icss F = $ 50,001 - $ 100.000 J =$15,000 or less N =$250,001 o $500,000 P3 -$25.000~001 - $50,000,000 Q-Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $1,000,000 R Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $ 5,000,000 L $50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More tha n $ 5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - iueome, v.l.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period
(1)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
O)
Type (e.g., buy, sell,
(2)
(3)
(J-P)
redemption)
35. 36. 37. 38. 39. 40. 41. 42. :43. 44. 45. 46. 47. 48. 49. 50. 51.
Spdr Gold (GLD) None
Sold Buy Sold Buy Sold Buy Sold Google (GOOG) None Buy Sold Buy Sold Bucyrus (BUCY) None Buy Sold Green Mountain (GMCR) None Buy Sold Buy Sold
08/24/10 09/01/10 10/06/10 10/12/10 11/16/10 11/22/10 12/14/10 03/10/10 03/15/10 10/18/10 11/12/10 03/23/10 04/19/10 04/08/10 04/20/10 04/23/10 05/19/10
L L L L M M M L L M M K K K K L L B
I. Income Gain Codes: ( See Columns B I a nd D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F = $50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U ~Book Value
B =$1,001 - $2.500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 = M ore than $5,000,000 M =$100,001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS - inco,.e, val.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm!dd/yy (3) (4) Value [ Gain Code 2 Code 1 (J-P) (A-H) (5) identity of buyer/seller (if private transaction)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
iSharesRussell(lWM)
None
Buy Sold
05/27/10 06/04/10 05/27/10 06/07/10 06/02/10 06/07/10 06/15/10 06/29/10 09/20/10 10/06/10 10/12/10 11/16/10 12/03/10 12/15/10 07/23/I0 08/19110 08/02110
L L K K L L L L L L L M M L M M L A A D D A A A A
Sandisk(SNDK)
None
Buy Sold
Baidu (BIDU)
None
Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold
Salesforce (CRM)
None
Buy Sold
F5Networks (FFIV)
None
Buy
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250.001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NOSIE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets} Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. Netflix (NFLX) None
Sold
10/06/10 09/02/10 09/24/10 10104/I0 09/08110 10/06110 10/26/10 11115110 12/21110 12131/10
L L K L L L L L L L
VMware (VMW)
None
Buy Buy (addl) Sold Buy Sold Buy Sold Buy Sold
None Interest
M K
S T
82. 83.
84.
85.
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $ 100,0OO J =$15,000 or loss N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
C =$2,501 - $5,000 H 1 =$ 1,000,OO 1 - $5,000,000 L =$50,001 - $100,000 P 1 =$1 ,OO0,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D=$5,001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - ~.come, val.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div.. rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period
(l)
Type (e.g., buy, sell, redemption)
(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94.
I. Income Gain Codes: (See Columns B I and 134) 2. Value Codes (See Columns CI and D3) 3. Value Mcthod Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2.500 G =$100,001- $1,000,000 K =$15,001- $50,000 O=$500,001- $1,000,000 R =Cost(Real Estate Only) V =Othcr
C =$2,501- $5,000 H 1 =$1,000,001- $5.000,000 L =$50,001- $100,000 P1 -$1,000,001 - $5,000,000 P4 -Morethan $50,000,000 S =Asscssment W=Estimatod
=$5,001- $15,000 H2 =More than $5,000,000 M-S100.001- $250,000 P2 -$5,000,001- $25,000,000 =Cash Markct
E =$15,001- $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned incume from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544