Você está na página 1de 12

,~o to

1/2010

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009

Report Required hy the Elhws


tn Govet~mem Act of 1978 (s ~s.c. app. ~ 101-11l)

1. Person Reporting (l&~t name, first, middle initial) P,.EINHARDT, STEPHEN R. 4. Title (Arlicle Ill judges indtcate acttve or senior status: magistrale judges indicate full- or part-time) US CIRCUITJUDGE(ACTPrE)

2. Court or Organization US COURT OF AJIEALS - 9TH CIRCUI I" fla. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 06/10/2010 6. Repor tit~,g Period 01/01/2009 to 12,31/2009

5b. [] Amended Re|;otI 7. Chambers or Office Address 312 NORTH SPRING STREET ROOM 1747 LOS ANGELES, CA 90012 8. On the basis of the information contained in this Report and any with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this forra must be followed Complete all parts,
checking the NONIf box for each part where you have no reportable information. Sign on last poge.

1. POSITION S. ~,po,,i,g i.a~i~t n,ly; ,eepp. 9-U o//ui., i .......


E~ NONE (No rwortable lmsitions.) pOSITION
I. TRUSTEE TRUST ~1

NAME OF ORGANIZATION/ENTI~"
ITRUSr- EXEMPT C
]TRUST - NON-EXEMPT C ] LIVING TRUST DTD 4i21/95

2. TRUSTEE 3. TRUSTEE

TRUST #2. TRUST #3 -

1 I. AGREEMENTS. ~R,~,,,n.~ individuat,,nty; setpp. 14-16 ,filing ins#ucti,,nsJ

~
1.

NONE (No repurtable agreements.) DATE PARTIES AND TERMS

Reinhardt, Stephen R.

FINANCIAL DISCLOSURE

Page 2 of 12

REPORT
RE1NIIARDT, STEPIIEN R. 06/10/201

IlL NON-INVESTMENT INCOM E. (nev,,.,i.g i.,li,,is,,~l ..a,~ ....


A. Filers Non-lnvestmenl Income
NONE (No reportable non-investment income.) DATE

: sect,p. 17-24 o/f!ling in~.uction~.)

SOURCE AND ~PE

INCQME (yours, not spouses)

3. 4.

B. Spouses No n-! mest mell I I IlCOllle - If you ~.cre married during an),portion of the reportlng)ear, complete this sectiort (]Dollar amount not required e~cet,t for honoraria.) ~] NONE (No reportable non-investment income.} DATE I. 2009 2. 2009 3. 1/I 6/2009 4. SOl IRCE AND TYPE ACEU FOUNDATION OF SO CALIFORNIA - WAGES AMERICAN CIVIL LIBERTIES UNION INC OF SO CALIFORNIA - WAGES ESTATE OF ................... EXECUTRIX FEES

NONE (No reportable reimbursements.)

5OllR(TE
]. DEPARTMEN] OF ~SflCE AMERICAN CONSTITUTION SOClErY

DATES
3115/09 - 3/I 8,t19

I+OCATION
WASlllNGION D.C.

P~POSE
SPEAKING ENGAGEMENT SPEAKING ENGAGEMENT

ITEMS PAID OR PROVIDED


A/RFARE. LODGING AND TRANSPORTATION A1RFA~, LODGING AND T~NSPORIAflON

3/31/09 413.,09

IIARVAI~ ~IVERSITY . CAMISR]DGE, MASSACIIUSEqTS WASHINGTON I).C.

AMERICAN CONSTITUTION SOCIETY SAN FRANCISCO TRIAl, t .AWYERS ASSOCIA$1ON

6/18/09 - 6,2 I,09

SPEAKING ENGAGEMENT SPEAKING ENGAGEMENT

AIRFARE

4.

10/2/09- 10/3,~09

SAN [:RANCISCO

A1RFA~, LODGING ANI) T~NSPORTATION

5,

FINANCIAL DISCLOSURE REPORT

Name of P ..... Reporting REINilARDT, STEPllEN R. [

DateofRepori 06/10/201

Page 3 of 12

[]

NONE (IVo reportable gifts.) SOURCE DESCRIPT]ON VALUE

1. 2. 3. 4. 5.

1,~z1 .,, ~t r~~, ,,~~~ ~~ ml~lz~l~ll~llll~o (Include, those of.W ...... d dependent children; see pp. 32-33 o]filing instructions.)

NONE (~Vo reportable liabilities.) CREDITOR


1.

DESCRIPTION

VALUE CODE

3. 4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 12

r~ .... fP ..... Reporting REINIIARDT, STEPI1EN R.

Date of Report 06/10,r2010

NONE (No reportable income, assets, or transactions.) Description of Assets (including Imst assc~s)

[....

~.--:~

Place "{X)" after each a~et exempt from pfor disclosure

Income during rc~ing ~riod (2) ~ (~) [Amount : T~c (.g., [ Code I . div., r~nL : (A-I I) or int.) :

~ ~7 ......

Gross value al end of reporting ~ri~ (J) (2) Value Value Code 2 [ Mc~ (J-P) Code3 (Q-W)

c: ...............................
Transactions during reporting 0) ..... "[)3~ (e.g.. buy. scll, redemption) ~ ........ (3) [ Date Value mndd~yy C~c 2 (J-P) [ Oa n Code I (A-tt) Identity buyer!seller (if private transaction)

I. 2. 3. q. 5. 6 7. 8. 9. 10. I I. 12. 13. 14, 15. 16. 17.

BROKE~GE ACCOUNT #1 - CNB - CNI CI IARTER FDS - CALIF TAX EXEMPT FD 1NSTL CL #242 1 - FEDERATED A/qERICAN LEADERS F D CL C(FALCX) I - FEDERATED CLOVER VALUE FD CL C (VFCCX) I - GOI.DMAN SACBS FINL SQR TSRY ED #51)6 1 CITY NATIONAE CtlECKING ACCOUNTS UNION BANK CHECKING BROKERAGE ACCOUNT #2 - CNB 500 - CNI CI1ARTER FDS - CALIF TAX EXEMPT FD INSTL CL #242 2 - GOLDMAN SACHS FINL SQR "rREAS FD #506,468 2 - GOLDMAN SACIIS F1NL SQR TREAS FD ~1506. 468 2 - COLUMBIA LIFEGOAL BALANCED GRO~.VTI I FD C" 2 - COLUMBIA LIFEGOAL BALANCED GRDWTH FD 2 BROKERAGE ACCOUN] #3 - CNI3 400 - GOLDMAN SACttS EINL SQR TREAS FD//506, 468 3 - CALIF ST GENL OBL1G 3;I/09 A A B Dividend Interest Interest O T Matured Matured 8,1/09 3/1/09 L A J A A Dividend A Dividend A A A Dividend Dividend Dividend None None L J M K T T T T Closed Sold Buy Sold Buy (addl) Merged with line 109) 4/30/09 2009 2(109 !)4/2 I/I)9 03/3 I/D9 4,/17/09 K K K K J A [ Sce Note 2, part VIII See Note 2, part VIII A See Note 8, part Vlll See next line fnt sale l~.uy Sold Merged (with line 4) 2009 [ 09!18/09 09;I 8/09 2009 J L L J See Note 1, part VIII See Note 8. part Vlll A See Note 8, part VIII

BERKELY CALIF LTNISCII I)IST G O 3.000/g g/1109

FINANCIAL DISCLOSURE REPORT


Page 5 of 12

....

REINIIARDT, STEPItEN R.

I
]

06/10/2010

VI I. INVESTMENTS a n d TRUSTS -- i ........

t~,, t ....... "6ons (Includet those of spouse and dep,ndtnt childrtnZ stepp. 34-60 of filing instructions.)

NONE ~o reportable income, assets, or transactions.) ~fiption of Axsct~ (including trust assets) Place"(X)" al~ereach as~t .... ptfiompfiordiscl ..... Income during reportiag ~riod ~ [- (2;amount t T~ (e.g., 1, . C~el I{AH) rot.) " J o, di ....... Gross value at end of r~o~ieg period ~ .... 1(2) V~lue [ Value : C~1c2 ~ Method + (J P) [ Code 3 T~nsactions during reposing ~ri~ (I) T~ {e.g., buy, sell, {edemption) (2) Dote (3) (4) Value : Gain (5) Idemity of b,,ycr/seller

]m~d@~y~Ccde2 ]Codel

18. - TII~EB VALLEYS M~ WTR DIST C kLIF I I]1]09 ~ 19. 20. 21. 22. 23. 2,1. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. - ~IVERSITY CALIF ~V 5.000%

Interest C D B C C Interest Interest Interest Interest Interest C E B Interest Dividend Interest Interest Interest L N I. K T M L L L T T T

Matured T

I I/I/09

- GLENDALE CALIF ELEC WKS ~V 5.750% 2/1/12 . I - SAC~MENTO CALIF M[~ UTIL 11115/12 I - GOLDEN ST TOB CALIF 5.500% 611/43 - ~]VERSITY A~ UNIV ~V 5.000% 12/1/09 ]

Matured T T T

1211/09

- ARIZ SC11 FACS BRD ~FS PAR ~ 5 0~/o 9/ / 2 t - OPPE~tEIMER ~TL BOND FD CL A I - LOS ANGELES CNTY CA SAN~ DST 5.00% 1011111

Buy (addl) Buy Buy 4/I/09 Buy Matured

12131109 4/1/09 K 2/4/09 7/1109 2009 7/I 7/09

J L

- PUERTO RICO COMWLTII G O 5.125% A 7/I/30 I - CAL1F ST ECONO 4.000% 711/09 A

I
- CAI.IF ST ECONO 4.000% 711/09 A(?ACIA PARSERS, L.P. POETIC IACENSE PARSERS, I.P BROKE~%GE ACCOUNT ~4 - CNB 200 - GOLDMAN SACHS FINL SQR TREAS FD #506, 468 4 - TURI.OCK CALIF IRR DIST REV 5.000~g 1tl/09 ..... ] B A Dividend Interest J T biatured 1/1/09 K A III I)istribution None M PI tJ U

K K PI PI A A

See next line for sale

Distributed(pan) Buy

Scc Note 9, part VIII

FINANCIAL DISCLOSURE REPORT Page 6 of 12


I REINIIARDT, STEPtIEN R.

06/10/2010

VII. INVESTMENTS an d TRUSTS -- i .........


...... a. i
i l

,o,, .......~,,,~ (lncludex those of sp ......d dependent children; see rp. 34-60 of fin,,x in ......
c --[Gross ~.alue at end of reporting period Value Code 2 O-P)

lions.)

[] NONE (No reportable income, assets, or transactions.)

D.
Income during reportieg period Type (e.g., die., rent. or int.)

o.
Transactions du~ing t eporling period Dale Value , mn~dcUyy [ Code 2 . (J-P) [

Description of As.sets (including was! assets) Place "{X)" after each asse~ exempl from prior disclosure

/-ii> (2>
~Amount [ Code I [ (A-|I)

(,

,~2>

! j ..........

,, alnc / Type (cg., ] Method : buy, sell. Code 3 [ redemplion) (Q W) ,

(l>

(2> f(~! ~4)


Gain Code I (~.-II) i

ldenlity of buyer!seller (if private transaction)

~5)

35. 36. 37. 3~. 39. a0. 41. -12. 43. 44. 45. 46. 47. 48. 49. 50. 51.

- ORANGE CNTY CALIF TR~NS SALE TAX 2115!10 [ - SAN DIEGO COMM COLLEGE 8/t/10 A B

Interest Interest Interest

K K

T T Sold I I/1/09 K A

I
- CALIF SI" PUB WKS BRD I I/I/24 BROKERAGE ACCOUNF #5- CNB 300 - CNI CIIARTER FDS 5 - GOLDMAN SACHS FINL SQR TREAS FD #506, 468 5 JOllN I1ANCOCK LIFE INS CO. ANNIJITY SYMETRA 1,1rE INS CO - ANNUIT BROKERAGE ACCOUNT #6 - MERRII.L L~"NCH IRA - P48 - M/LYNC! 1 RETIREMENT RSRVS CL 6 - BLACKROCK SMALL CAP 6 - BLACKROCK LARGE CAP 6 - BLACKR.OCK LARGE CAP 6 - BLACKROCK FUNDAMENTAL 6 - BLACKROCK INTERaX,/ATIONAL 6 - BLACKROCK BASIC 6 - BL,,\CKIIO(.:K VALUE 6 J T J T Sold Sold Buy Sold Sold Sold Sold 4/23/09 4/23/09 4/23t09 4/23/09 4/23/09 -~/23!09 4123/09 J J J J J J J A A A A A A A D Dividend Distribution None L M K T W T Sold Buy 2009 2009 L L A See Note 8, part Vlll See Note 8, pan VIII

FINANCIAL DISCLOSURE REPORT


Page 7 of 1 2

fP [ N .... ..... Reporting

Date

REINHARDT, STEPIIEN R.

06/10/2010

VII. INV ESTMENTS a n d TRUSTS - i ........


~
A Descrip~on of A~sets (including t~st asse~) P]ace(X)" aft ..... .... h t exempt from prior disclosure r ~ ~ B. ]ncome during re~ing ~ri~l

t~,,, ......ao~, (IncIud~ those of rp ...... d dependenl hildren; see pp, 34-60 of filing i .......
C. : Gross value at ~ad : of ~eport~g period D. T~n~ctions during re~ing

tlon$.)

NONE (No reportable income, assets, or transactions.)

A ....I C~e 2(AII)

T~ (e.g., div., r~t. or int.)

Value[ Value [ T~e (e.g, [ Date VMue [ Gain C~e 2 , Metho~ buy, sell,[m~d&;~ Cede 2 [ C,~e I [ O-P) C~e3 redemptlon) [ [ (J-P) (A-H) ~ ]

(Q-w,

Identity of buyer/seller (if privnte transaction)

52. 53.

- BLAC~OUK SHORTTERM 6 - BLACKROCK IIIGtl INCOME 6

Sold Sokl

4/23/09 4/23/09

J J

A A

54. 55. 56.


57.

- I~I,ACKROCK T()TAL RETUP, N 6 - AMERICAN CENTURY FUND 6 - AlvlERICAN GI~.O\VTtt FUND 6


- CALVERT SHORF DURATION FD 6

Sold J l
J

4/23/09 4,r23/09 4/23/I)9


4/23109

J J J
J

T T
"r

Buy Buy
Buy

5g. 59. 160. 161.


62.

- DF.I,AWARE C()RP [3D 6 - FPA NEW INCOME FD 6 - HARTFORD CAPITAl FD 6 - JENN1SON VALUE FD 6
- METROPOI.ITAN WERS TTI.o FD 6

J J J J
J

T T T T
T

Buy Buy Buy Buy


Buy

10/6/09 4/23/09 10/6/09 10/6/09


4/23/I)9

J J J J
J

63. 6,1.
65.

- T ROWE PRICE US TSY FD 6 - -IT_w TOTAL RETURN FD 6


- ALLIANZ NFJ DIV FD 6

J J

T 7

Buy Buy
Buy

1123109 4/23/09
4/23/09

J J
J See next line for sale

66. 67. 68.

- ALLIANZ NFJ DIV FD 6 - DWS CAPITAL GROWTH FD 6 - DWS CAPITAl, GROWTH FD 6

Sold Buy Sold

10/6/09 ,1/23/09 10/6/09

J J J

[3 See next line for sale A

FINANCIAL DISCLOSURE REPORT Page 8 of 12 VII. INVESTMENTS and TRUSTS - i, .......


A. Dcs~iptioa of Asse~ (including tm~t a~et~) B. Income during re~rfing period

i Name of P .....

Reporling

D~,te o[ Reporl

REINIlARDT, STEPIIEN It.

06/1012010

t,,,., ...... ,io,, ancludes those o/sp ...... d ~ependent chiMten: ~eepp. 34-60 of filing instructions.)

NONE ~ro reportable income, assets, or transactions.) C.- ............ Gros~ value al end ~ of~etmrtmg pefod ~ D. T~ctions dufng repoaing period

Identity of exempt from prior disclosure d~v.. toni, (A-H) ~ ormt.) (S-P) ~Code3 r redemption) I (JP) ](A-H) ~ (ifpfivate

69. ~0. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

- LOOMIS SAYLES BD FD 6 - LOOMIS SAYLES BD FD 6 BROKEIL~,GE ACCOUNT #7 - MERRII.I. LYNCH IRA - A68 + RETIREMENT SERVICES CL 7 - MLTREND FOLLOWING 7 BROKERAGE ACCOUNT #8 - M!LYNCH ACLU DFD (:()NIP IRREV TR -4C08 - CMA MONEY FUND 8 - BLACKROCK LARGE CAP 8 - 13LACKROCK LARGE CAP 8 - BLACKROCK INFLATION 8 - BLACKROCK INFLATION ,q - BLACKROCK GLOBAL SMAEL CAP 8 - BLArCKROCK GLOLIAL SMAI.L CAP 8 - BLACKROCK BD PORI+FOI.IO, FORMERLY INT BD II/NST 8 - BLACKROCK FUNDAMENTAl. 8 - BLACKROCK FUNI)AMENTAL 8 - BLACKROCK GLOBAL 8 L K T T K T K K T T

Buy Sold Merged (with line 43) Merged (with line 43) Sold

4/23/09 10/6/09 6/15/09 6/15/09 6/4/09

J J K B

See nex~ line for sale

See Nole 3, part VIII See N(tte 3, part Vlll

A ISee Note 4, part

Buy (addl) Sold (part) Buy (add0 Sold (pma) Buy (~.ddl) Sold Sold (part) Buy Sold (part) Sold

4/24/09 10~8109 10/28/09 4!24/09 4124/09 10/28/09 4/24/09 4124109 10128i09 4124/09

J K K J J K J K K K C A C A i Name change - see column A A A

FINANCIAL DISCLOSURE REPORT Page 9 of 12

] N .... f ~, .... Repo.i~ l~r~r~nAR~)a-, srEPn~:N ~.

Date or R~pon 0~/~0/2010

VII. INVESTMENTS and TRUSTS -. i,,,~,,,,,,, ,.~,,,. ~ ...... .,i,,,, a,a,a~,~o~ of~
NONE (No reportable income, assets, or transactions.) Description of Assels (including trust nssets) Place "(X)" after each assel e,~er~pt from prior disclosure

A.

[ ![

Income during repotaing period (I) (2.) Amount Type (e.g.. Code 1 div., rent, ! (A-H) or inl )

~.

Gross value at end of reporting period (I) T (2) Value | Value Code 2 I Meflsod (J-P) |Code 3

c.

i ......... ~- .................
Transactions during reporting period

Type (e.g.,

buy. sell.
redemplion)

Date Value Gain !~m/dd,,yy Code 2 i Code I


[ (J-P) (A-II)

Identity of b,a)er[seller
(ifpri;ate

86.

- BLACK.ROCK EQUITY DIVIDEND 8 - BLACICROCK GLOBAL ALLOCATION 8 - BI,ACKROCK GNMA [NST g MERRILL LYNCll - ] NATIONWIDE ACHIEVER ANNUITY BROKERAGE ACCOt~qI" U9 - MERRILl. LYNCH 2190 - AIG ANNUITY - SUN POLARIS PROTECqOR 9 (Y) - AMERICAN GROWTH FUND 9 - AMERICAN GROWTH FUND 9 - BLACKROCK LARGE CAP 9 - BLACKROCK CALIFOILNIA 9 - EATON VANCE NTL LTD 9 - EATON VANCE." AMT FREE 9 - EAION VANCE AI~T FREE 9 - FIDELITY ADV MUNI 9 M

L L K T

"1" T T

Buy (addl) Sold (part) Bay

4/24/09 10/28/00 10128/09

K K K C

87. [ 88. 89.

See Note 5, parl VIII

90. 91. 92. 93. 94. 95. 96. 97. 98, 99.

See Note 5, part VIII K T Buy Sold (pan) J K K K T T T T Buy Buy Buy Buy Sold (part) K K T T Buy Buy Sold (part) J T Buy 4/28/09 10/6/(!9 412~109 4/28/09 4/28/09 4/28/09 1016,09 4/28.z09 4/24/09 10!6/09 10/6/09 J J J K K K J K K J J A A A

I(lf). - FI,LA.NKLIN FED INTER TERM 9 101. - FRANKLIN FED INTER FERM 9 102. - IIARTFORDCAPITAL 9

FINANCIAL DISCLOSURE REPORT Page 10 of 12

,,

I N .....fP .....Reporting

Dnte of Repor~

I
fi~ .................
T~nsactions dun~g re~ing ~riod Type(e.g., [ Da~ Value Gain ] buy, sell. ~mm,d~yy C~c ? C,~lc I J ldemityof buyer/scller

VII. INVESTMENTS and TRUSTS-~ ........ ~,~.,


~ NONE (No reportable income, assets, or transactions.)

................... ~: ..................
D~nption of Assets (including t~sl ~ts)

~.
Income du~ng re~g ~riod

c.

Plaee"(X)"aftereachassel .... pl from prior discl .....

.....

Gross value ~ end o~rcpo~tiag ~riod

An,ount~ Type(e.g., [ Value[Value I C~c I ~ di ...... / Code 2 ! Mclhod 1, :: (A-H) or int.)

103. - JE~ISON V~U~ FD ~ ; 104. - J P MORGAN TAX AWA~ 9

J K

Buy Buy

10/~/09

4/2~109 4128/09 10,6109

K J

I05. - ALLIANZ N[:] DIVIDEND 9 106. - ALLIANZ NFJ DIVIDEND 9

Buy Sold

S~ ncx~ line for sale B

107. 108.

- DWS CAPITAl. GRWTH 9 - DWS CAPITAL GRWTH 9

Buy Sold
Sold A Interest J T

4/28109 10,~6/09
4/22/09

J J
M A

See next line Ibr sale

109. - COI.UMBIA LIFEGOAL BALANCED GROWTH FD 9 110. IVlERRILL LYNCII CHECKING l, CMA I~,]ONE FUND .... I I. [lANK OF THE WEST CHECKING 12. 13. TRUSF tI1 ...... "IRU~;T - EXEMPT C IRUSI #2TRUST - NON-EXEMPT C I

See Note 2, part Vll!

I see Note 10, part VIII


See Note I I, part VIII See Note 6, part VIII

A E D

lntercst Distribution Distribution

ScNote7, partVlll

FINANCIAL DISCLOSURE REPORT

IN~,~eorr ..... Repo.in~

D~,eofl~epo~

Page l I of 1 2

REINIIARDT, STEPIIEN R.

06/10/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.di~rep..,,f~~o,~

NOTE I : Part VII, line 4 column I, section D..

Federated Arnerican Leaders Fund became Federated Clover Value Fund as a result of a merger. Thus, no "buy" entry on line 4,

NOTE 2: Part VII, lines 12, 13 and 109 - Columbia Lifegoal Fund was transf~wred to brokerage account #9 prior to its 2009 sale. See line 109 for sale. NOTE 3: Part VII, lines 71 and 72 - l?*rokeragc account 17 was closed and the IRA funds were roed into brokerage account #6. Brokerage account #6 is rel~lected on lines 43 (header line only), through line 70. NOTE 4: Part VII, lithe 74 - There is no ),ear end value reflected on this line. Ibis line is a header line only for brokerage account #8, with respect to the assets listed on lines 75 thorough 88. In the prior year 2008, the year end value of this brokerage account was inadvertently reflected on both the header line and within each asset detail that followed. Thus in 2008, the year end value of this brokerage account was in effect, doubled up. The line reference for where this occurred is part VII, line 69 of the 2008 report. NOTE 5: Part VII, lines 89 and 91 - The Nationwide annutiy on line 89 was acquir~ by way of an exchange that occurred in 2008. The AIG Sun Polaris annuity from line 91 was exchanged for the Nationwide annuity on 1012~08, but the 2008 reporl still reflected it as AIG Sun Polaris at year end 2008 (see part VII, line 79 of the 2008 report). No cash income from the annuity was received in 2009. NOTE 6: Par~ VII, line I 12 - ..... ITmst Excmpl C contains brokerage account #3, CNB 400 reflected on lines 14 (header line only) through 29. The trust also holds the pa~.ne~ship mterest_s m Acacia Partners. LP and Poetic License Partners, LP, on lines 30 and 31. NOTE 7: Part VII, line I 13 I Trust Non-Exempt C contains brokerage account #5 CNB 300 reflected on lines 38 (header line only) through 4(|.

NOTE g: Part VII, lines 2, 5, 9, 10.39 and 40, under Section I), colnmn 2 - For Goldman Sachs Financial Sqr funds 506 and 468, as .,ell as CNI Charier Funds, the date 2009 was reflected because there ,,,,as no specific date to disclose. These are money market sweep accounts where buys and sells occur Ihroughoul the year. NOTE 9: Part VII, line 30, section D, colmnn 2 - For Acacia Partners, because distributions occurred throughout the year, there was no specific date to disclose. NOTE 10: Part VII, line 110 - This checking accmmt was iuadvertently omitted from the 2008 disclosure report. NOTE I I : Part VII, line 1 I I - This checking account was nadvertently ona ted from lhe 2008 disclosure report.

FINANCIAL DISCLOSURE REPORT

N ....

fPer~on Reporting

Date of Report

Page 12 of 12 IX. CERTIFICATION.

REINIIARDT, STEPllEN R. [

06fl0/2010

I certify that all information given above (including information pertaining to my spouse and |ninor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and lbe acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature~ :

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WiI.FUi,I.Y FA1.SIE1ES OR EAII.S TO FILE TillS REPORT lVIAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the Uniled States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Você também pode gostar