AO 10 Rev.

1/2011"

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Eastern District of Virginia
5a. Report T)~e (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~ 101-111)

I. Person Reporting (last name, first, middle initial) Smith, Rebecca B. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or pan-time)

3. Date of Report 05/13/2011 6. Reporting Period 01/01/20|0 to 12/31/2010

U.S. District Judge (Active)

$b. [] Amended Report

7. Chambers or Office Address United States District Court 600 Granby Street Norfolk, Virginia 23510

8.On the basis of the information contained in this Report and any modifications pertaining thereto, it i~, In my opinion, in compliance with applicable laws and regulations.

Reviewing Off~cer

Date

IMPOR TANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on iast pag~

I. P 0 S I T I 0 N S. e Reporang indlvldual only; se, ~. 9-t 3 of fillng instructlons.)

[~] NONE (No reportable positions.)
POSITION
1. Director 2. 3. 4. 5. Power of Attorney

NAME OF ORGANIZATION/ENTITY
General Douglas MacArthur Foundation, Norfolk, Va ~Account #1

II. AGREEMENTS. m,eorang individual only; seepp. 14-16 of filing instructions.)

~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Smith, Rebecca B.

FINANCIAL DISCLOSURE REPORT Page 2 of 15

Name of Person Reporllng Smith, Rebecca B.

Date of Report 05/13/201 I

11I. NON-INVESTMENT INCOME. tRepo~a,g indlvldual o,dspo,~e: seep~ tz-24 o/yrllng lns~ruction~7
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - t/you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

---]

NONE (No reportable non-investment income.)

DATE
1.2010 2. 3. 4.

SOURCE AND TYPE

- salary

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[-~

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

V. GIFTS. ~nclude~ those to spouse and dependent children; see pp. 28-31 of filing in~truc~ion~)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

V I. L lAB I L I T I E S. anelud~ ,ho~e of spouse and d~cndent children; see pp. 32-33 offillng instructiong)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/201 I

VII. INVESTMENTS and TRUSTS - inco,~e, value, ~a,~uc,io,~ anaad,~ those of spouse and ~e~,ende,t children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dck3,y Code 2 (J-P) Gain Code I (A-H) Identity of buyer/seller (if private transaction) Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Branch Bank & Trust Co. Bank Account Investment Account #1 directing (line 3) IRA-Brokerage Account #1 holding (lines 4-33) Schwab Govt. Money Fund Hampton Roads Bankshares lnc The Diamonds Trust Dow Jones Select Div Index Fund Standard & Poors Midcap 400 S & P 500 Growth Index Fund Tr MSCI EAFE Index Fund Standard & Poors Latin American 40 Index Fund Standard & Poors 500 Depository Receipts Trust A T&Tlnc New Verizon Communications IShares MSCI EmrgMkt Fd IShares S & P Smcap Value IShares TR Barclays Bond Intermediate

Interest

Int./Div. None None None

J J

T T Sold Sold T Sold T Sold 09/08/10 J D 09/08/10 09/08/10 09/08/10 K J

lnt./Div. None

Int./Div. None

B A A A A A

Int./Div. Int./Div. Int./Div. lnt./Div. Int./Div. Int./Div.

M J J K J K

T T T T T T

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D31 3. Value Method Codes (See Column C2)

A -$1,000 or less F =$50.001 - $10~.000 l =$15,000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value

B -$1,001 - $2,500 G =$100.0~1 - $1,000,000 K =$15.001 - $50.00~ O =$500,001 - $1.000.0OO R =~ost (Real Estate Only) V =Olher

C =$2,501 - $5.000 Ill =$1.000,001 - $5.0~0,000 L =$50,001 - $100,00~ PI =$1,000,001 - $5,000.000 P4 =More ihan $50.000.0~0 S =Assessment W =Estimated

D =$5.001 - $15,000 112 =More than M =$10~,001 - $250.0(~0 P2 =$5.000.001 - $25,00~.000 T =Cash Market

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

VII. INV EST MENT S and TRU STS - incom,, v,tue. ,,a~aaio~ anclud~ ,ho,e of smse and d~pendent children: See pl~ 34-60 of filing instructiong)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting p~riod (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

18.
19.

IShares TR Barclays Fund Aggregate

IShares Tr Cohen & Steer

A
A

lnt./Div.
Int./Div.

J
J

20. 21. 22. 23. 24. 25.

SPDR Trust Unit Sr I IShares Barclays Bond (1-3 yr credit bond) ISharesTrust (High Yield Corp) Taxable Bonds: Govt Natl Mtg. Assn Pool 5/15/20 Medium Term Notes U.S. TSY Inflation IndexNote 1/15/10

A A A

Int./Div. Int./Div. Int./Div.

J K J

T T T Buy Buy 08/02/10 03/01/10 K J

Int./Div. None

T Redeemed T K J J J K T T T T T Redeemed J N T W 06/30/10

01/15/10

26. US TSY Inflation Index Notes 7-15-13 27. 28. 29. 30. 31. 32. 33. 34. U.S.T-Note 5/31/13 U.S.T-Note 8/15/12 U.S.T-Note 8/15/15 U.S. T-Note 10/31/11 Fed Farm CR BK 6/8/17 Oregon School Board Bond Due 6-30-10 Conocophillips 10/15/16 Farm VA

A A A A A A A A

Int./Div. Int./Div. Int./Div. lnt./Div. Int./Div. lnt./Div. lnt./Div. Int./Div. None

I. Income Gain Codes: (See Columns BI and EH) 2. Value Codes (Scc Columns CI and D3) 3. Value Method Codes (See Column C2)

A -$1.000 or less F =$50.001 - $100.000 J =$15.000 ~ less N =$250.001 - $500.000 P3 =$25.00~.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15.001 - $50.000 O =$500,001 - $1.000.000 R =Cosl (Real Estate Only) V =Other

C =$2,501 - $5,000 tt I =$1,000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1,000.001 - $5,000,000 P4 =M~re S =Asscssm~mt W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000,000 T =C~h Marke~

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

VII. IN V ESTMENTS and TRU STS -income. valu,. ~ro=oaio,~ andude~ those of spo=se aml dependent children: see pp. 34-60 of lrllng instrucaon~ )
D

NONE (No reportable income, assets, or transactions.)

Description of AsseLs

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting p~riod (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)

Transactions during reporting period

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd,~ Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private uansaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Investment Account #2 directing (line 36) Brokerage Account #2 holding (lines 37-91) Schwab Govt Money Fund Equities/Stocks: A T& T Inc. Ace Limited Auto Data Processing Cisco Systems Inc. Dell Inc. DollarTree Inc. DuPont E I De Nemours & Co. Duke Energy Corp. Exxon Mobil Corp. General Electric Co. Hampton Roads Bankshares Hewlett-Packard Company Honeywell International A A A A A A B A A Dividend Dividend Dividend None None None Dividend Dividend Dividend Dividend None Dividend Dividend K J J K K J K K T T T T T T T T K J J J T T T T Sold 03/01/10 J A Int./Div. K T

1. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (Sce Columr~ CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,0~1 . $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,00~.001 - $50.0~0.090 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.001 - $1,000.000 K =$15.001 - $50.000 O =$500.0OI - $1,000.000 R =Cost (Real Estate Only) V =O~cr

C =$2,501 - $5,000 Ill =$1.000,001 - $5.000.000 L =$50.0~1 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.0(~ S =Asscssrnen! W =Estimated

D =$5,001 - $15,000 112 =More than $5.000.000 M =$10~.001 - $250.000 P2 =$5.0~.001 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

Description of Assets (including trust assets)

Income during reporting period

Gross value at end of reporting period

Transactions during reporting period

(I)
Place "(X)" after each asset exempt from prior disclosure
Amount Code I (A-H)

(2) Type (e.g.,

div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3

(I) Type (e.g.,

buy, sell, redemption)

(2)

(3)

(4)
Gain Code I (A-H)

Date Value mm/dd~y Code 2 0-P)

(5) IdemRy of
buyer/seller (if private

(Q-W) 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. Johnson & Johnson J.P. Morgan Chase & Co. Kraft Foods, Inc. Medtronic Inc. Microsoft Corp. Pepsico Inc. Raytheon Company St. Joe Co. Tyco International Ltd. Verizon Communications I Shares Trust MSCI Eafe Index Fund Canadian NatlRy Co Chesapeake Energy Corp Harris Corporation A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J T T T T T T J J T T
Sold 12/16/10 J

transaction)

K J K J K K J

T T T T T T T Sold 01/28/10 J

66. Home Depot 67. 68. Intel Corp Marathon Oil Corp

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2)

A ~$1,000 or less F =$50,001 - $100,000 J =$15.000 o less N =$250,001 - $500.000 P3 =$25,000.001 - $50,000,000 Q =Appcaisal U =Book Value

B =$I,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Con (Real Estate Only) V -~3~hcl"

C =$2,501 - $5,000 It I =$1,000,001 - $5.000,000 L =$50,001 - $100,000 Pl =$1,000,001 - $5,000,000 P4 =More than $50,000,0~0 S =Asscssmen! W =Eslimalcd

D =$5,001 . $15,000 112 =More than $5.000,000 M =$100.001 - $250.0~0 P2 =$5,000,001 - $25.000.000 T =Cash Markc~

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 15

Name of Person Reporting Smith, Rebecca B.

Dale of Reporl 05/13/2011

VII. INVESTMENTS and TRUSTS - inco,ne, vot,,e, tro,~oa~o~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~ )
D

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) orint.) C. Gross value at end of rtporting period (I) (2) Value Value Code 2 Method (J-P) . Code3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Dale Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73.

Proctor & Gamble Travelers Companies Rydex SGI MGD Futures Vanguard Div Apprciation Chevron Corporation

A A

Dividend Dividend None

J J K J J J J K

T T T T T T T T Buy Buy Buy Buy 12/14/10 12/09/10 12/30/10 12/16/10 J J J K

A A A A A

Dividend Dividend Dividend Dividend Dividend

74. Noble Corp. 75. 76. WaI-Mart Stores Inc SPDR Index Shares Fund

77. Tax Exempt Bonds: 78. 79. 80. 81. 82. 83. 84. 85. Alexandria VA 6/15/15 ArlingtonCnty VA 2/1/13 Bristol, VA 11/I/16 Chesterfield Cnty 1/15/14 Fairfax Cnty VA 10/I/11 Middle Riv. Regl. 5/15/12 Montgomery Cnty, VA 1/15/11 Prince William County VA CTF Partn 6/1/15 A A A A A A A A Interest Interest Interest Interest Interest Interest Interest Interest K J J K K K J T T T T T T T Redeemed 06/15/10 J

1. Income Gain Codes: (See Columns B I and 124) 2. Value COd~ {S~ Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.0~0 or less F =$50.001 - $ 100,000 J =$15.0@) or Ic~,.s N =$250,001 - $500,0~ P3 =$25,00~,001 - $50.000,000 Q =Appraisal U ~13cok Value

B =$11001 - $2,500 G =$100,001 - $1,000.000 K ~$15,1~1 - $50.00~ O =$50~.001 - $1,000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5,000 H 1 =$ 1,000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1,000,001 - $5,0~0,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 =$5.000.001 - $25.000,000 T =Cash Market

E =$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

VII. INVESTMENTS and TRU STS - incon, e, .ol.e, .a~aeno,,~ a.cl.~.~ ,ho-- o/spo., and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust asse~) Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or inL) Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (I) Type (e.g., buy, sell, redemption) Transactions during rqaorting period (2) (3) (4) Date Value Gain mm/ddh~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private

Place "(X)" aRer each asset exempt from prior disclosur~

(Q-W)
86. Virginia College BI. 9/I/15 A A A A A A B Interest Interest Interest Interest Interest Interest Interest None E D Rent Dividend None A A D Interest Interest Interest N K J K K N W W W T T T
Open 01/20/10 N J K K K J K M T T T T T T T Buy Buy Buy 04/07/I0 04/27/10 02/24/10 K J K

tr~saction)

87. Virginia College BI. 4/1/16 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. VA Res Auth Infrastracture Rev. Pooled Loan Bond 11/1/14 AppamattoxCnty Va05/01/14 Fairfax Cnty Va ECO 05/15/17 VirginiaSt Hsg04/01/13 Wells Fargo ~~,,~ Rental Property #1, Norfolk, VA C.A. Associates, 2%, Norfolk, VA GJF Currituck Beach Associates, NC IRA - Equi-Vest Deferred Annuity - Equitable Life Ins. Co. Holly Holdings, Inc.

Sold

01/01/10 O

Blue Thunder Acquisition

100. IRA-Brokerage Acct #3 directing and holding (lines 101-132) 101. UBS Pace Money Market Investment Fund 102. First Eagle Sogen Global Fund A A Int./Div. Int./Div. J J T T

I. Income Gain Codes: (See Columns B 1 and D4 ) 2. Value Cod~ (S~ Colurai~ CI and D3) 3. Value Method Codes (Scc Column C2)

A =$1,000 or less F ~ $50.001 - $ 100.000 J =$15,0~) o less N =$250.001 - $500,000 P3 =$25.000.001 - $50,000.000 Q ~Appraisal U =Book Value

B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =$15,001 - $50.000 O =$500.001 - $1.000,000 R =Cost (Real Estate Only) V =O~hcr

C =$2.501 . $5.000 I 11 =$ 1.000.0~ I - $ 5.000.000 L =$50.001 - SI00,000 PI =$1,000.0OI - $5.000.000 P4 =More lhan $50.000.000 S =Asscssmcnt W -Estimated

D =$5.001 - $15.000 [ 12 = More than $5,000,000 M =$100.001 - $250,000 P2 =$5.000,001 - $25,000.000 T =Cash Markc~

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

VII. INVESTMENTS and T R U STS - income, ,.a~ue, tra,~,*io~, andu,~,~ t, ose of spo~ ~n,~ d~p~ndcnt c*i~d.n; ~ r~ ~4-60 of filing instructions.)

NONE

reportable income, assets, or transactions.)

Income during retorting period

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

[ Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Gross value at end of reporting period (1) Value Value Code 2 Method (J-P) Code 3 (Q-W)

Transactions during rep~rling period

(I) Type (e.g., (2) (3) (4) Date Value (5) Identity of

Gain

buy, sell, redemption)

mm/dd/yy Code 2 Code I (J-P) (A-H)

buyer/seller (if private transaction)

103. First Eagle Overseas Fund 104. Royce Micro-Cap Fund 105. Washington Real Estate Investment Fund 106. AFBA 5 Star Science & Technology Fund 107. Allianz NFJ Small-Cap Fund 108. Allianz OCC Growth Fund 109. Dryden Financial Services Fund 1 I0. Eaton Vance Traditional Worldwide Health Sciences 111. Federated Prudent Bear Fund 112. ING Global Value Choice Fund 113. Iv), Small Cap Value Fund 114. Matthews China Fund 115. Nuveen Tradewinds Global 116. Oppenheimer Global Opportunities Fund 117. Rydex Retailing Fund 118. Rydex S & P Midcap 400 Growth Fund 119. Seligman Large Cap Value Fund A B B B C A A A A A A A A A A

None Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. !nt./Div. None Int./Div. lnt./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. lnt./Div. J J J J T T T T J T K T

Sold Sold

06/23110 06/23/10

A A

Sold Sold Sold Sold

06/23/I 0 06/23/10 06/23/10 06/23/10

.1 J J J

A A B B

Sold Sold

06/23/10 06/23/10

J J

Sold Sold Sold

06/23/10 06/23/10 06/23/10

J J J

A B B

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F = $50.001 - $ 100,000 J ~$15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $;50.000.090 Q =Appraisal U =Book Value

1:1 =$1,001 - $2.500 G = $100.001 - $ 1.000.000 K =$I 5.0OI - $50.000 O =$500,001 - $1,00~.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 I 11 =$ 1.000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1,000.001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 t12 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000,000 T =Cash Market

E =$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS -i.come, voW.e, ,~..~o.io,~ (Includes those of spouse and dependent children; see pJx .14-60 of filing instruction&)
NONE ("No reportable income, assets, or transactions.)
Description of Assets
(including trust asse~)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent,
(A-H) or int.)

Gross value at end of reporting period (I) (2) Value Value Method Code 2
(J-P) Code 3

Transactions during reporting period (I) Type (e.g., buy, sell,

redemption)

(2) (3) (.4) Date Value Gain mm!dd?yy Code 2 Code I

(J-P) (A-H)

(5) Identity of buyer/seller

(if private

(Q-W) 120. Nuveen Multi-Strategy Income Fund 121. JP Morgan Highbridge Star Market Fund 122. RyderdSGl Managed Futures Fund 123. First Eagle Gold Fund 124. Federated Capital Income Fund 125. Janus Balanced Fund 126. Calvert Income Fund 127. Federated Government Income Sees Fund 128. Black, rock Global Allocation Fund 129. Ivy Asset Strategy Fund 130. Tax Exempt Bonds: 131. VA St Pub Sch Auth 8/I/20 132. Virginia Beach Va Pub Impt 7/15/23 133. Brokerage Account #4 directing and holding (lines 134-161) 134. Resource Management Tax-Free Fund, Inc. A 135. Equities/Stocks: 136. IShares Trust Russell 1000 Value Index Fund A Dividend Interest A A Interest Interest K J T T A B A B A A A Int./Div. None None lnt./Div. Int./Div. Int./Div. Int./Div. None Int./Div. lnt./Div. J J J K J J T T T T T T Buy Buy Buy Buy 06/23/10 06/23/10 06/23/10 06/23/10 J K J J Sold Sold Sold Sold 06/23/10 06/23/10 06/23/10 06/23/10 J J J J A
A

transaction)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes {Sc Columm CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or Icss N =$250.001 - $500.000 P3 =$25.000.001 - $50.0(X1.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1.000.000 K =$I 5.001 - $50,000 O =$500.0OI - $1.000,000 R =Cosl (Real Estate Only) V =Other

C =$2,501 - $5,000 III =$1,OD0,001 - $5.000.000 L =$50.001 - $10O.0OO PI =$1,000.001 . $5.000,000 P4 =More than $50.000,000 S =Assessment W =Estimated

D =$5,001 - $15.000 112 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/201 I

V I I. I N V E STM E N T S a n d T RU ST S -incom., ~.t~., tra.~oa~o,~ a.ctua~ ~ho~. of~,o,,~e o.a doe.de.t c hitare.: s.. r~. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
De~-iption of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
Gross value at end

Transactions during reporting period (I)

Type (e.g., buy, sell,

of reporting period (t) (2)

Value Value

Code 2
(J-P)

Method
Code 3

(2) Date mmt&lkyy

redemption)

(3) (4) Value Gain Code 2 Code I (J-P) (A-H)

(Q-W) 137. IShares Trust Russell 1000 Growth Index Fund 138. IShares Trust DJ U.S. Basic Materials 139. IShares Trust Russell Midcap Value Fund 140. IShares Trust Russell Midcap Index Fund 141. IShares MSCI Emerging Market Fund 142. IShares MSC! EAFE Index Fund 143. Rydex ETF Trust S& P 500 144. Vanguard Index Funds 145. Vanguard lntl Equity Index Fd 146. Vanguard Divid Appreciation ETF 147. IShares Iboxx $ Invt Gm De Corporate Bond Fund 148. IShares Barclays I-3 yr Treas Bond Fund 149. IShares Barclays Tips Bond Fund 150. IShares Barclays MBS Bond Fd 151. SPDR Barclays Capital lnt Term Treasure ETF 152. SPDR Barclays Capital Tips 153. SPDR DB lntl Govt Inflation Protected Bond A A A A A A A A A A A A Dividend Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Dividend None Dividend Dividend None Dividend None None K K T T Sold Sold 05/25/10 05/27/10 K J
A

(5) Identity of buyer/seller (if private transaction)

T
Sold 04/27110 J

Sold T Sold J J T T Sold J J K K T T T T Sold

08/26/I 0

08/26/10

08/26110

05/25/10

I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Cod~ (See Column C2)

A =$1.000 or less F =$50.00 i $ 100,000 J =$15,(300 or less N =5250,001 - $500,000 P3 =$25.00~.001 - $50,0(~).000 Q =Appraisal U =Book Value

B =$1,0~1 - $2,500 G =$ 100,001 - $ 1.000,000 K =$15,001 - $50.00~ O =$500.001 - $1.00~.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 It I =$ 1.000.001 - $5,0~0,000 L =$50.001 - $100,000 PI =$1.000.001 - $5,000,0~ P4 =More than S =Asscssmcnt W =Estimated

D =$5,001 - $15.000 H2 =More than $5 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS -income, vatue, tru~o~o~ ttnctud~ those of spouse u~d depe~den, children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of repotting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during ~aorting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identi~y of buyer/seller (if private transaction)

154. SPDR Lehman Intl Treas Bond 155. IShares S & P GSCI Commdity Ind 156. Powershares DB Multi Section Commodity 157. IShares Barclays 20+ year Treasury Bd 158. SPDR Ser Trust Nuveen Barclays Cap Short Term Bd 159. SPDR Gold Trust 160. Permanent Portfolio Fund Inc. 161. Pimco All Assets 162. Brokerage Account #5 directing and holding (lines 163-165) 163. Henrico Cnty Va Econ Auth Res Care 10/1/35 164. Virginia Small Business Fing Auth 11/1/21 165. B B & T Financial Money Market Acct 166. Heritage Bank Account 167. ~ Account #1 (line 168) 168. Branch Bank & Trust Co. Bank Account

A A A

Dividend Dividend Dividend None None

K J J K K J J J

T T T T T T T T Buy Buy Buy Buy Buy Open 08/26/10 05/28/10 04/27/10 08/26/10 08/26/10 04/21/10 05/20/10 12/01/10 12/21/I0 K K J J J L K K K

A A

Dividend Dividend None

Interest None None

K K K M

T T T T

Buy Buy Open

Interest

Interest

Closed

04/08/10

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columm CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50,001 . $100,000 J =$15.000 or less N =$250.001 - S500.00) P3 =$25.0~.001 - $50.000.000 Q =Appraisal U =8ook Value

B =$1,001 - $2.500 G =$100.001 - $1,000.000 K =$15,0OI - $50,0~O O =$500,001 - $1.0~0.000 R ~2"osl (Real Estate Only) V --Other

C =$2,501 - $5,000 Ill =$1,00,001 - $5.000,000 L =$50.1)01 - $100,000 PI =$1,0~0.001 - $5,000,000 P4 =More than S =Assessng.~t W =Estimated

D =$5.001 - $15,0O 112 =More than $5.000.000 M =$10~.001 . $250.0~ P2 =$5.000,001 - $25.0~.000 T =Cash Market

E =$15.001 - $50.0~

FINANCIAL DISCLOSURE REPORT Page 14 of 15

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcatepartofrepor~)

FINANCIAL DISCLOSURE REPORT Page 15 of 15 IX. CERTIFICATION.

Name of Person Reporting Smith, Rebecca B.

Date of Report 05/13/2011

! certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Rebecca B. Smith

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544