Escolar Documentos
Profissional Documentos
Cultura Documentos
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. I01-111)
1. Person Reporting (last name, first, middle initial) BREYER, STEPHEN G. 4. Title (Article Ill judges indicate active or senior status;magisl~ate judges indicate full- or part-time)
Nomination, [] Initial
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, tn my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date
SUPREME COURT OF UNITED STATES 1 FIRST STREET, N.E. WASHINGTON, D.C. 20543
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all paas,
checking the NONE box for each par~ where you have no reportable information. Sign on last page.
I. POSITIONS. (Re~nng individual otlly; see pp. 9-13 off cling instructions.)
~-~ NONE(No reportable positions.) POSITION
1. 2. 3. 4. TRUSTEE (HONORARY)
NAME OF ORGANIZATION/ENTITY
DANA-FARBER CANCER INSTITUTE
DATE
Brever, Steohen G.
~]
1.2010 2. 2010
NONE (No
DATE
RANDOM HOUSE, INC.; ROYALTY INCOME THE ADMINISTRATORS OF TULANE EDUCATIONAL FUND; TEACHING
3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D
1.2010 2.2010 3. 4.
NONE
SOURCE
MARIE-ANNE FRISON ROCHE CONSE1L, PARIS
DATES
JANUARY 22-25, 2010
LOCATION
PARIS, FRANCE
PURPOSE
PARTICIPANT IN CONSEIL ECONOMIQUE SOCIALE ET ENVIRONMENTAL EVENT
PARTICIPANT IN VARIOUS PARIS EVENTS
2.
PARIS, FRANCE
AIRFARE
3.
LUXEMBOURG
HARTFORD, CT
LECTURE
5.
RALEIGH-DURHAM, NC
LECTURE
6.
7.
8.
CAMBRIDGE, UK
AIRFARE. LODGING, LOCAL TRANSPORTATION & MEALS TRANSPORTATION, LODGING & MEALS LODGING, MEALS, & HALF OF AIRFARE LODGING, CAR RENTAL & HALF OF AIRFARE
9.
PARIS, FRANCE
MARSIELLE, FRANCE
CAMBRIDGE, UK
TEACHING TWO WEEK CLASS AT TRINITY COLLEGE PARTICIPANT IN SEVERAL READINGS AND BOOK EVENTS BOOK EVENT VARIOUS INTERVIEWS BOOK EVENT VARIOUS INTERVIEWS BOOK EVENT - CITY ARTS & LECTURES BOOK EVENT - NY PUBLIC LIBRARY BOOK EVENT SPRINGFIELD PUBLIC FORUM PANEL MEMBER AT PAUL VERKUIL CONFERENCE BOOK EVENT - DRUE HElNZ LECTURE BOOK EVENT CONSTITUTION CENTER SPEAKING EVENT WITH .I USTICE SCALIA SPEAKING AT THE LAW SCHOOL
KETCHUM, IDAHO
13. ALFRED KNOPF PUBLISHING 14. ALFRED KNOPF PUBLISHING ALFRED KNOPF PUBLISHING
SEPTEMBER 13, 2010 SEPTEMBER 14-15, 2010 SEPTEMBER 16, 2010 SEPTEMBER 20, 2010 SEPTEMBER 21, 2010
LOS ANGELES, CA
15.
SAN FRANCISCO, CA
AIRFARE
AIRFARE
SPRINGFIELD. MA
TRAIN FARE
18.
AIRFARE, DINNER
19.
PITqSBURGH, PA
AIRFARE
20.
PHILADELPHIA, PA
AIRFARE
LUBBOCK, TX
NASHVILLE, TN
MIAMI, FL
V. GIFTS. ~tudes ~os, ~ spouse and dependent children; see pp. 2"8-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
Vl. LIABILITIES. (tna,,~s those of spouse and dcpgndcnt children; see pp. 32.33 of fding instructions.)
[~] NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS .-i.co~,e, ~, t~a,~.aio,~ a.a,.d~s tho,~ oy ~,u~, ~d dependent children; S* pp. 34-60 of filing i~structlor~s.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust resets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Valu~ Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date V,due Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of bayer/seller (if private transaction)
I. 2. 3. 4, 5.
INVESTMENTS- PAINE WEBBER: GENZYME CPR - RESTRICTED SMITH BARNEY CITIGROUP IRA ACCOUNT: CITIBANK NA BANK DEPOSIT PROGRAM U.S. TREASURY NOTE 8/15/13 U.S. TREASURY NOTE 8/15110 U.S, TREASURY NOTE 211511 l IRA ACCOUNT: DWS (FKA SCUDDER) CORE PLUS INCOME FUND DWS (FKA SCUDDER) LARGE CAPITAL VALUE FUND OTHER HOLDINGS: DWS (FKA SCUDDER) CORE PLUS INCOME FUND - IRA BANK OF AMERICA - CHECKING TIAA/CREF TRUST:
Interest
A B A B
M K
T T Matured T
08115110 K A
I
~. 7. 8. 9. ~I0. 1 I. ~2. 13. 14. 15.
A B
Dividend Dividend
K L
T T
A A E
K ,K PI
T T T
E A
IntJDiv. Distribution
U Redeemed
10/31/t0
1. Income Gain Cvd~s: (See Columm; B ] al~d D4) 2. Value ~ lSee Columns CI and D3) 3. Value Method Codes (See Coh~ma C2)
A =$1.000 or less F =$50.001 $100.000 J --,$15,000 o{ le~ N =$250.001 - $500.0~0 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =5109.001. $1.000.00O K =$15,001 - $50,000 O =$500,001 . $1.000.000 R =Cost (Real Eslate Only) V =Olher
C =$2.501 - $5,000 H I =$ I .~O.001 - $5,000.000 L =$50.001 - $100.000 Pl =$1.000.00t - $5.(~J.000 P4 =More than $50.000.000 S =Assessmen~ W =Egtima{od
D =$5.001 - $15.000 H2 =More than $5.000,000 M =$100.001 - $250.1300 P2 =$5.000.001. $25.000.000 T -~ash Markel
E --$15.001 - $50.0t20
i (D
! Amount Code 1 (A-H)
(2)
Type (e.g,, div., rent, orim.)
(I)
Value Code 2 (J-P)
(2)
Value Melhod Code 3 Type (e.g., buy, sell, ret~emption)
(2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code I (J-P) (A-H)
(Q-W) 18. 19. 20. 21. 22. 23. WINDSOR FUND AUTOMATIC DATA PROCESSING INC COMMON STOCK SIGMA ALDRICH CORP, COMMON STOCK CINTAS CORP. COMMON STOCK SYSCO CORP. COMMON STOCK VANGUARD S&P 500 INDEX FUND A B C C B Dividend Dividend Dividend Dividend Dividend None None A
A
Dividend
LiT
24. NOVARTIS AG SPONSORED ADR 25. APPLIED ANALYSIS INC - COMMON STOCK 26. APPLIED ANALYSIS INC - PREFERRED STOCK 27. ISHARES MSCI PAC EX-JAPAN INDEX
J K K K K
U T T T T 03/15/101
28. ISHARES MSC1 EMERGING MARKETS IDX FD 29. 30. ISHARES MSCI EAFE INDEX FD U,S, TREASURY BILL- 8/15/13
B B B
A
31. U.S. TREASURY BILL- 3/15110 32. VANGUAILD DIVIDEND GROWTH FUND -IV
33. VANGUARD MID-CAP INDEX FUND-A 34. DODGE & COX INTERNATIONAL STOCK FUND
LIT
|. Incorm Gain Codes: (See Columns BI and I)4) 2. Value Code,~ (See Columns C I and D3 ) 3, Value Meflmd Codes (Scc Column C2)
A --$1.0O0 or less F --$50.001 - $100,000 J =$15.000 or less N =$250,001 - $5O0,1~0 P3 =$25,000.001 - $50,000,000 Q =Apprai~l U =B~ok Value
B =$ 1,001 - $2,500 G =$100,001 - $1.000.O00 K =$15.001 - $50,000 O =$500.O0 1 - $1.0O0.000 R =C..osl (Real E.~ta~e O~ty) V =Olher
C ~$2,501 - 55.000 HI =$1.000.001 - $5,0O0,00~ L =$50.00| - $1O0.000 PI =$1 ,O00.O0 1 - $5,0O0,0O0 P4 =More t~an $50,000.000 S =A~e~ment W =[~tlma~ed
D =$5.001 - $15.000 H2 =More than $5,000,000 M =$10~,001 - $250.000 P2 =$5,(300.001 - $25.0O0.O00 T ---Cash Market
E =$15.001 - $50,000
VH. INVESTMENTS and TRUSTS - i.co=e, v~.e, ~acao,s (Includes those of spous, and dependent children; see pp. 34-60 offfling instructions.)
NONE (No reportable income, assets, or transactions.)
Do
(2)
Gro~s value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P)
35. 36. 37. 38. 39. 40. 41. 42, 43, 44. 45. 46. 47. 48. 49. 50. 51.
ROYCE LOW-PRICED STOCK SERVICE FUND OAK,MARK INTERNATIONAL FUND - I FEDERATED US TREASURY CASH RSVI FD-1 U.S. TREASURY BILL- 5/31/10 INTERSENSE INC. CLASS C PREFERRED SERIES C-1 INTERSENSE INC. CLASS A PREFERRED SERIES A-2 INTERSENSE INC. CLASS B PREFERRED SERIES B-! U.S. TREASURY BILL - 6/2/11 OTHER ASSETS: WAL-MART STORES INC. COMMON STOCK TIAA/CREF RETIREMENT ACCOUNT SK-N-A NATIONAL BANK SAVINGS ACCT PEARSON ORD. STOCK RENTAL PROPERTY- NEVIS WEST INDIES TOTAL FINA SA SPONSORED ADR NOK1A CORP. ADS LAND IN CONCORD, MA
L L
T T
. K T Matured J T
l
05/31!10
J L
T T
Buy 06114110
Sold
01/04/10
Sold (part)
06108110
[D
1. Income (3ain Codes: 2. ValtI~ C~:lcs (See Columl~s CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or lasx J =$15,000 or less N =$250.001 P3 =$25.00(I.1~)1 - $50.000.000 Q =Appraisal U =Book Value
E =$15.0~1 - $50.000
T ---Cash Market
5Z 53. 54.
55. 56. 57. 58. 59, 60, 61.
LAND IN PLAINFIELD, NH HEINZ HJ CO - COMMON STOCK IBM - COMMON STOCK LOWES COMPANIES INC - COMMON STOCK PACCAR INC - COMMON STOCK QUEST DIAGNOSTICS INC. - COMMON STOCK UNITED TECHNOLOGIES CORP COMMON STOCK AMGEN INC - COMMON STOCK CISCO SYSTEMS INC -COMMON STOCK AIR PRODUCTS & CHEMICAL INC COMMON STOCK SSGA MONEY MARKET FUND NESTLE SA - COMMON STOCK SUNCOR ENERGY INC - COMMON STOCK BlIP BILTON LTD CAMBRIDGE, MA 4.00% 0110112014 HOPKINTON, MA 4.00% 0710~/2011 SCITUATE, MA 4,50% 09/15/2013
None Dividend Dividend Dividend Dividend Dividend Dividend None None Dividend Dividend Dividend Dividend Dividend Interest Interest Interest K L K T T T
M
L L 14 K L L K K ~
V
T T T T T T T T T
!6~.
63. 64. 65.
166.
! 67.
L
L
T
T Sold 09/15110 L
I. Income Gain Codes: (See Columns B I and D4) 2. Value Code.~ (See Colurtm,s C I and D3) 3. Value Method Codes (See Column C2)
A --$1,000 or less F =150.001 - $100.000 J --$15.000 or less N --.$250,001 - $500.000 P3 =$25,000,001 - $50,000.0130 Q ~AppraJsal U =Book Value
B -=$1,00! - $2,500 G =$100.001 - $1.000/300 K =$15.001 - $50.000 O =$500.001. $ 1.000.0GO R ---Cosl (Real Evtate Only ) V =Other
C =$2,501 - $5.000 HI --$l.000,00l - $5.000.000 L --$50,001 - $100.000 PI =$1.CO0,G01 . $5.000.0~0 P4 =Mort: lima $50.000,000 S =As.~essment W =Exlimaled
D--,$5-001 - $15,000 1"12 =More than $5.000.000 M =$I00.001 - $250,000 132 --.$5.000,001 - $25.000.000 T =Caxh Market
$50.000
VII. INVESTMENTS and TRUSTS - ~co,~e. ,a~, t,,~,ct~o~ aneZuae$ those oy ,Vo,,e a~ ~V~,a~,~ ~; ,~e ~. 34-60 of filin8 instra~tions.)
NONE (No reportable income, assets, or transactions.)
Description of As~ts (including trust assets) Place "(X)~ after each asset exempt from prior disclosure Income during reporting period ; (l) (~) [ Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-p) Code 3 Transactions dufng reporting period (2) (3) (4) Value Gain Date nurgdd/yy Code 2 Code 1 (J.P) (A-H) (5) Identity of buyer/seller (if private transaction)
~Q-W)
69. 70. 71. 72. SHARON, MA 4.00% 911512013. KING PHILIP REG. SCHOOL DISTRICT, MA 4.25% 12/15/2012 EMC ORP MX~S - COMMON STOCK
WELLESLEY MASSACHUSETTS GENERAL OBLIGATION 4.00% 0610112012 JOHNSON CONTROLS IN( - COMMON STOC K STANCROFr TRUST LIMITED C C C Interest Interest None Interest L L L L
T T T T
A D
K M J M
M M
FIRST CARIBBEAN INTERNAT!ONAL BANK - CHECKING EATON VANCE GROWTH FUND -A EATON VANCE LARGE CAP GROWTH FUND - I EATON VANCE LARGE CAP VALUE FUND - I
B
Dividend
J J J
[80.
81,
82~ EATON VANCE TAX M S/C 83. 84. EATON VANCE INTERNATIONAL EQUITY-I A None Dividend
(addl)
Buy (addl)
K K
I. Income Gain Codes; I,qee columas BI and D.t) (See Columns Cl and D3) 3. Value Melhod Codes (See Column C2)
A =$1.000 or less P =$50,001 - $100.000 N =$250.1301 - $5Otk000 P3 =$25.000,001 - $50.0~0.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G ~ 100.001 - $ 1,000,000 O =$500.001 - $1.000.000 R =Cosl (Real E.~tate Only) V =Other
C --$2,501 - $5.000 H I ---$1,000,001 - $5,000.000 PI =$1,000,001 - $5.000.000 P4 =More than $50,000.000 S =Assessmenl W =E.,~limated
E=515.001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete te the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I l~rther certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U~.C. app. 501 et. seqo, 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544