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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
2. Court or Organization District Court for the District of Connecticut ! 5a. Report Type (cheek appropriate type) ~] Nomination, Date [] Annual [] Final
[] Initial
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
Bryant, Vanessa L.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income
~
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATE
1.2010 2.2010 3.
1.
2. 3. 4. 5.
3.25.10
New York, NY
Seminar
V. GIFTS. ancludes those to spouse .nd dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION
VALUE
VI. LIABILITIES. ana,de, those of spouse and dependent children; see pp. 32-33 of f!ling instructions.)
~ NONE (No reportable liabilities.) CREDITOR
1. ACS Student Loan
DESCRIPTION
VALUECODE K
3. 4. 5.
Nelnet
Student Loan
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period (2) (1) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transacnon)
G 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. Advance Micro Alliance Berstein Global A Amgen, Inc Apple Inc AT&T Authenticate Holding Corp Bank of America Bear Stems Temp Fund Best Buy Black Rock High Income Boston Scientific A A
A A A A A A A A A
M J J J J J
W T
T T T T Sold T
J J
12/17/10
J J J
T T
A A A A
A
Calypte Biomedical China Pete Chem Corp China Life Insurance Co. LTD
Dryfus Premier FDS S & P Star
Sold
12/17/10
i income Gain C0d6g: .... (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A=$1,000 orlcss F =$50,001- $I00,000 J=$t5,000orless N =$250,001 -$500,000 P3 =$25,000,00t- $50,000,000 Q =Appraisal U =Book Value
B =$1,001 -$2,500 G=$100,001 - $1,000,000 K =$15,001- $50,000 O=$500,001 - $1,000,000 R -Cost(Real Estate Only) V =Other
c =$2,5Ol-$5,ooo
H1=$1,000,001-$5,000,000 L =$50,001- $100.000 P1 =$1,000,001- $5,000,000 P4 =Morethan $50,000,000 S =Assessment W =Estimated
D =$5,001 - $I 5,000 H2 =More than $5~000~000 M =$100,001 - $250,000 P2 =$5,000,001- $25,000,000 T =Cash Market
E=$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] NONE (No r. eportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) Amount Code 1 (A-H) (2~ Type (e.g., div., rent, or int.]
Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
Transactions during reporting period (1) Type (e.g., buy; sell, redemption) (2) (3) [ (4) Date Value Gain mm/dd/yy Code 2 Code 1 (A-H) (J-P) (5) Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33.
Duke Energy Exxon Mobil Fidelity Bond Index Fund Fidelity Freedom 2020 Frontier Communications Corp Frontier Communications Corp General Electric Google Inc Harbor Small Cap Value Invitrogen Corp I shares TR (Goldman) Johnson & Johnson Mass Mutual Retirement Microsoft Munder Funds Internet Munder Funds TR
A A F A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None
J J N J K K J J J J J
T
T T T T T T T T
Buy
12/17/101
Buy Sold
07/02/10 12/17/10
J J
T T W
A A A E
Sold Sold
12/17/10 12/17/10
J J
34. ~~ Retirement
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F=$50,001 - $100.000 J=$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - ,$50,000.000 Q=Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$ ! 5,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50;00i- $100,000 P 1 =$ 1,000,001 -$5~000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,00t -$15,000 H2 =More than $5,0001000 M=$100,001- $250,000 P2 =$51000;001- $25,000,000 T =Cash Market
E=$15,001-$50,0~0 .....
VII. INVESTMENTS and TRUSTS - income, ~ai.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method I J-P) Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporung period (2): (3) Date Value mm/dd/yy Code 2 ~ Code l (J-P) (A-H) buyer/seller (if private transaction)
35.
A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J J J J
36. Research in Motion 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. Russell EQ 1-I Russell EQ III Russell Fixed Income Russess Select Value-I Sociedad Quimca Minera De Chile StripsTINT 11/1516 Symantec Corp United States Oil LP Units Verizon Communications Virtus
Sold
1. Income Gaio Codes: (See Colunms BI and D4) 2. Value Codes (Sec Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1;000 or tess F =$50,00i ~ $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1;001 =$2,500 G =$t00,001 ~ $i,000~000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001. $5,000,000 L =$50,001 - $ 100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $5(},000,0~0 S =Assessment W =Estimated
E=$t5,001-$50,000 D=$5,001-$15,000 H2 =Morethafi$5;ooo~ooo ....... M=$100i001- $250;000 P2=$5,000;00i ~ $25,000,000 T =Cash Mfirket
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544