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FINANCIAL DISCLOSURE REPORT ]


FOR CALENDAR YEAR 2009

~,~. Required by the E~ic$


in Government Act of 1978 (~ U.S.C. ,~p~. 101-m)

1/2010

IMPORTANT NOTES: The instructions accompanying this form must be followet Complete all parts,
ci~cklng the NONE box for each part where you have no reportable informatiott Sign on la~tpag~

I. POSITIONS. <Ropo,a~g ~.~U.a oay; ,o, n~ 9-n of filing instruction$.)


[~ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

NONE ~o reportable agreements.) ~ P~ES ~ TE~S

1.

Guy Jr., Ralph B.

FINANCIAL DISCLOSURE REPORT

Page 2 of 7

Guy, Jr., Ralph B.

05/14/2010

HI. NON-INVESTMENT INCOME. (R~,o,~ i~~ua~,z~, .... ~ ~,~ mu oSS-a~,~ ~-,,~.s


A. Filers Non-Investment Income
NONE (No reportable non-investment income.) DATE
1. 2. 3. 4.

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - If .~,u were married during an~,portion of the reporang year, coyote ~ se~o~
~1I~ ~oum ~t re~ exert for honoraff~)

NONE (No reportable non-investm~t ~come) ~ ~OURCE A~ ~E

1. 2. 3. 4.

IV. REIMBURSEMENTS -,,.~,m,,.ao~ ~o~a~,yo~. ,~,o,.i~.~


(Includes those to xpouse and dependent children; see pp. 23-27 of filing Instructions.)

1--]

NONE (No reportable reimbursements.) SOURCE DATES


April 20 - 21, 2009

LOCATION
Chicago, Illinois

PURPOSE
Educational Seminar

ITEMS PAID OR PROVIDED


Transportation, meals, hotel, class materials

1.

Northwestern Law Judicial Education Program

2.

Northwestern Law Judicial Education Program

Deeeraber 7 - 8, 2009

Chicago, Illinois

Educational Seminar

Transportation, meals, hotel

3. 4.
5.

Name of Person Reporting

Dt|e of Re~rt

PageFINANCIAL3 of 7 D~CLOSU~ ~PORT

Guy, Jr., Ralph B.

05/1~/2010

NONE ~o reportable g~.) SOVRCE DESC~PTION VAL~

1. 2. 3. 4. 5.

VI. LIABILITIES. a.a~d.~ t~o~ o/,~,o,,~ u.d ~,~,,,t~ children; seelat~ 32-3~ affding iaxtr.ctions.) [] NONE (No reportable liabilities.) CREDITOR
1.
2. 3, 4. 5.

DgSCRIpT~ON

FINANCIAL DISCLOSURE REPORT

[ N.me* r~o,, Repoal.g


05/14/2010 [ Guy, Jr. Ralph B.

Page 4 of 7
VII. INVESTMENTS and TRUSTS -i.co,~ ~.~, ~- .....
~

ao.~ a.a.d~ ~o,e


C. ~os$ vduv ~ ~d of r~oning p~ (2) (l) (2) I (3) M~od Code 3 (~) [ ($) ~ [ Co~ 2 Code 1[ ~er/~e~ D, T~s~om ~ng ~v~mg p~od

NO~ ~o r~ort~bl~ income, ~sets, or tra~actiom.)


~ D~tion of ~set$ (md~ing ~t a~) ~ ~ ~ B. In~e d~g ~o~ng ~dod O) (2) (I) ~v., r~n~ or M~)

ex~pt ~m prior ~sclo~

Cod: 1 ~ (A-H)

~2 (I-P)

b~, ~el~ r~e~tion)

1.

DeVoir E~ - ~mmon stock Chase (Bank One) (s)

A A A B

Dividend Interest Interest Interest Interest

J K K K

T T T T See VIII See VIII

3.

First Community Bank Fifth Third Bank (s)

5. 6. 7. 8. 9.

Mutual Key Bank Cotmtryxvide Bank GMAC Bank Cotus Bank A

Interest Interest Interest Interest

T See VIII See VIII See VIII

10.
11.

Ammast
National Bank of Kansas City

A
A

Intrest
Interest

K
K

T
T

Closed
Closed

6/05
1/14

See VIII
See VIII

12.
13. 14. 15. 16. 17.

Disc, over
PBI Bank Zions Bank Flagstar Ally Bank Bank of America

C
B C B C A

Interest
Interest IntereSt Interest Interest Interest

N
K M K M K

T
T T T T T

Open
Open Closed

6/24
9/12 6/23

L
K

See VIII

See VIII

1, I~ Gain Code:: (S Columns BI and I~) 2. Value Code~ (See Colunma C| and D]) 3. Value Mtbod Cnd*t (See Coluam C2)

A "$1,000 or lets F -$50,001 - $100,000 J -$15,000 or i~tt N "$250.001 - $500,000 P3 "$25.000,00| - $50,000,000 Q =Appraisal U =Book Value

B -$1,001 - $2,500 G "$100,001 - $ |,000,000 K ~$15,001 - $50,000 O =$500,001 - $ l,OOO,000 R =Cost (l~al Eta.re Only) V ,~3tbex

C $2.501 - $5,000 HI ~$1,0~@,001 - $5,000,000 L -$50,001 - $100,0O0 Fl "$ L000.001 - $5,000.000 P4 =Mot~ than $50,000,000 S =Asacs,smem W

D ,$5,001 - SD,000 H2 =More than $5,000,000 M =$100,091 - $250,000 P2 "$5,000,001 T .,Cash

E "$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 5 of 7

: ~.m,,of r.,.oo mpo,.o~


Guy, Jr., Ralph B. 05/14/2010

VII. INVESTMENTS and TRUSTS - i,, .... ,~,,,, transactions (Inludea those o/spous, and dependent children; ,e pjx 34-60 of fding imt~uction$.)
NONE (No reportable income, assets, or transactions.)
De~crlption of.Assets (including trust assets) Income dtaing reporting period Gross value at end of r~l~orting period Value [ Typ~ (e.g., Method buy, sell, redeml:rfion) Code(Q.W)3 18. Colorado Fed~ral Say. Bank Traasacfions during repcm~g period

t
Place "(X)" afxer each asset exempt from prior disclosure

(l)

(2)
V,..^ aa~ze., ~, (J-P)

(4)
Dat~ ] Value Gain mmJd~,y ! Code 2 Code I (A-H) , ! (J-P) ]dmli~y of buye~r/se|ter !

~anount Type (e.g., Code l div., rent, (A-H) or inL)

transa~t.ion)(ifprivate

Interest

19.
20. 21.

MB Financial Bank
Umbrella Bank United Central Bank

D
B C

Interest
Interest Interest

M
M M

T
T T Open Open 9/29 911 See VIII

FINANCIAL DISCLOSURE REPORT Page 6 of 7

N,~e of Person Reportiag

Date of Report

Cny, a,. rmph B.

0~/! 4~2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Part Vll - Line 4 - One of three accounts closed 12/17/09 and proceeds used to purchase CD at Colorado Federal Savings Bank (line 18). Part VII - Line 5 - Mutual taken over by United Central Bank 911/09 (line 21). Part VII - Line 7 - Taken over by Bank of America 11/6/09 (fine 17). - Line 8 - Became Ally Bank (line 16) exact date unknown. - Line 9 - Became MB Financial (line 19) 0g/09. - Line 10 - Funds used to open an account with Ally 0ine 16). - Line 1 ! - Funds used to purchase a CD at Discover (line 12). - Line 12 - Second account opened with closed account at Zions (line 14). - Line 14 - Funds from closed account went to Discover (line 12). - Line 20 - Opened with funds from Corus (MB Financial Bank).

Note: Except for Key Bank and Chase Bank] accounts which are checking accounts, all of the reported transactions showing interest income involve Certificates of Deposit. The dates of closing one account and opening a new account don~t always match up because sometimes I will use a wire transfer to a new account and other times the account is closed and it might take two weeks for the bank to send me the check. Sometimes I am able to invest the money from a closed account immediately, and other times I have to shop around. The amounts from a dosed account and new account dont al~tch because sometimes 1 will put the money in two different places from a dosed account, and sometimes I will add money from my checking account or checking account. Its not like stock sales where you usually get an opening and sale date in a statement from a broker. Also as interest rates have plummeted, the current report might show a larger value, but nonetheless, a smaller amount of interest earned.

IX. CERTIFICATION.
I certify that all Information given above (Including Information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in compliance with the provisions of 5 U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signa

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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