,~o l0 Rev.

1/20Io
I. Per~n Reporting (last name, first, middle initial) MCNAMEE, STEPHEN M.

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

2. Court or Organization U.S. DISTRICT COURT OF AZ 5a. Report Type (check appropriate ~ype) [] Nomination, [] hlidat Date [] A .... I [] Final

Repo,i Reqniredby the Ethic~ in Government Act of]978 (3 ~;.s.c. ~,~,. ,~,~/01-Ill)
3. Date of Report 08/01/2010 6. Reporting Period 0I/0!/2009 to l 2/31/2009

4. Title {Article 111 judges indicate active or senior s~atus; magistrate judges indicate fi~ll- or pard-time) U.S.DISTRICT JUDGE SENIOR STATUS-ACTIVE

7. Chambers or Office Address SANDRA DAY OCONNOR US COURTHS 401 W WASHINGTON ST, SPC 60 PHOENIX, AZ 85003-2158

5b. [] Amended Report 8. On the basis of the information contained in Ibis Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form mast be followe~L Complete all parts,
checking the NONE box for each part where yoa have no reportable information. Sign on lastpage.

I. POSITIONS. t~,o,ti~ i.~v~u~ out~: setup. 9-, of filing instructions.)

D NONE (No reportable positions.) POSITION
I. UNIVERSITY OF CINCINNATI ALUMNI ASSOCIATION

NAME OF ORGANIZATION/ENTITY
BOARD" MEMBER

4.

,- .--~

II. AGREEMENTS. ~..~o.,i.~ i.di.ia.,,t ,,,ay:

~] NONE (No reportable agreements..)

DATE

PARTIES AND TERMS

FINANCIAL DISCLOS URE REPORT Page 2 of 12

Name of Person Reporting MCNAMEE, STEPHEN M.

Date of Report

08/01/2010

IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp, 17-24 of fiting instructions.)
A. Filers Non-Iavestment Income
[--] NONE (No reportable non-investment income.)

DATE
l. 2009 2. 3. 4.

SOURCE AND TYPE

STATE OF ARIZONA, 2008 INCOME TAX REFUND

1NCOME
(yours, not spouses) $4,259.00

B. Spouses Non-investment Income - tf yoa were married during any portion of the reporting year, complete this section.
(Dollar amount not required except.for honoraria.)

[~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

ST LUKES HE~.LTH INITIATIVE - SALARY HEALTH CARE EXCEL- BOARD MEMBER HCE QUALITYOUEST - BOARD MEMBER

I. 2009 2. 2009 3. 2009 4.

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment.

(Includes those to spouse and dependent ehildren." see pp. 25-27 ~?f!ling instructions.) NONE (No reportable reimbursements.) SOURCE 1. 2. 3. 4. 5. DATES LOCAT1ON PURPOSE ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT

Page 3 of 12

Name of Person Reporting

Date of Report

MCNAM~E, STEPHE.N M.

08./01/2010

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-M of filing instructions)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anclude~ tho.~e oI,~p ........ d dependent children; see pp. 32-33 of filing instruction,~.)
NONE (No reportable liabilities.)

CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Person Reporting

Dace of Report

MCNA~mB, Sr~e~r~N M.

o8/ol/2OlO

VII. INVES TME NTS and TRU STS - i.co.e, val~e, ~ ....... ao..~ (Includes those Of sp ..... d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, asse~s, or transactions.) Descriptio~ of Assets (including t~st as~ts) Place "(X)" after each asse~ .... pt f~om prior di~lo ..... lncume during Gro~ value at end of r~9o~i~xg p~od .................... r~oning ~ri~ (2) O) [ (~) O) O) Value V~lue ~ T)~e (e.g. Amount ~ T~e (e.g.. Code l :~ di ...... L ~ Code2 Method [ buy. sell~ Transactions during reining period ~) (3) ~ (4) Date Value ~ Gain ~mm/ddi)~ Code2 Code l [ (A-H) (5) Identity of buyer/seller (if private

~
~

.........................................
IRA ,US BANK, PttOEN1X, AZ-CD 2, 3. 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. !14~ 15. 16. 17. -POWERSHARES FTSE RAFI INDUST PRFN A Dividend IRA,US BANK, PIIOENIX, AZ-CD MERRILL LYNCH-IRA #1: - FIA CARD SVCS (FMRLY ML BANK USA) -CD MORGAN STANLEY -AMERICAN CAPITAL WORLD BOND FUND CL F -AMERICAN HIGH INCOME TRUST CL F -ISHARES IBOXX CORP BOND FUND -ISHARES BARCLAYS AGENCY BOND FUqXlD MERRILL LYNCH-IRA 02: - FIA CARl) SERVICES (FMRLY ML BANK USA) -CURRNCEYSHARES JAPANESE -POWERSIIARES FTSE RAFI UTILITY PRFU -POWERSHARES FTSE RAFI CONSUM PRF$ A A A A Dividend Interest Dividend Dividend A A A A A A Dividend Interest Dividend Dividend Dividend Dividend A A Interest Interest

~ ~O-w) i ................ 2
J J T T

J J J J J J

T T T ~ Y T T

T Sold Sold Sold (part) Sold Sold (part) Sold OIH 3/09 04/22/09 04/16109 05/11/091 04/16/09 05/I 1/09 ,! J J J J J A A A A A A

(See Columns CI and I)3)

N -,$250.fl01 - $5~M~.(~

O =$500.00l - $1.~.000

P] =Sl.~0,001 - $5.0~,000

P2 =$5.000,001 - 525.~0,000

FINANCIALDISCLOSURE REPORT

Name of Person Reporting

Date of Report 08101t2010

_Page 5 of 12
I MCNAMEE, STEPHEN M.

VII. INVESTMENTS and TRUSTS .-i.c,,~,~, ~.l,,, tr,,,,cao,s ana,a,~. ,ho,e o/,po,,,, ,~a a,p,.a,,, chua,,n; s,, ~. 34-~0 of Jiltng instructions.) .

NONE (No reportable income, assets, or transactiom.) A. Description of Asse~s B. Income dnring C. Gross value at end D. Transactions during reposing ~riod

Place "(X)" aft ..... basset exempt from prio, di~losure

I~m~u~t~ T~e(e.g., I Value div ....t. C,~ : I ~t?d~..? [(,~H) orint.) [ (J-P)

Vahm [ Method ~ Cod3

T~e(e.g., buy. sell, redemption)

Date t Vahle Gain ~mmd*~3 I Code 2 Code I ~ (J-P) ~(A-H) ~

ldentityof buyer, seller (ifprivare

18. 19. 20. 21. i22. 23. 24. I 25. 26. 27. 28. 29. 30. 3l. 32. 33. 34.

-POWERSHARES FTSE RAFI CON GO PRFG

Dividend

Sold (pail) Buy (adffl) Sold

~/16,"09 14/22/09 05/I 1/09 04,22/09 05/11/09 04/19/09 04/22/09 05/11/09 05/! 1/09 04/22/09 04/22/09[

J J J J J J J .1 J J J

-POWERStIARES FTSE RAFI ENRGY PRFE

Dividend

Buy (addl) Sold

A A

-POWERSIIARES FTSE RAFI HEALTH PRFH

Dividend

Sold (part) Buy (addl) Sold

A A A A

-POWERSHARES FTSE RAFI TE PREQ -VANGUARD LARGE CAP ETF -VANGUARD GROWTH ETF -VANGUARD PACIFIC" ETF -VAN(}I.."ARD MEGA CAP 300 -WISD()MTREE INTL C()MM

A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend J T J T

Sold Sold Sold

Sold Sold (part) Sold (parl) Sold (part) Sold (par0

04/22/09 03/11/09 03/17;09 05/20/09 08/06/09

J J J J J

A A A A A "

FINANCIAL DISCLOSURE REPORT

I Name of Person Reporting

[ MCNAMEE, STEPHEN M.

Date of Report 08/01/2010

Page 6 of 12
VII. INVESTMENTS and TRUSTS - income, value, t .......
[] NONE (No reportable income, assets, or transactions.)
A. Deseriplion of Assets (including tatst assets) Place "(X)" after each asset exempt from prior disclosure B. Income dnring reporting perit}d Amount ! "fype (e,g., Code I div., rent, (A-H) or int.) C, Gross value at end of reporting p~iod Vatue Code 2 (J-P) Value Method Code 3 (Q-W) T Type (e.g., buy, sell. redemptio ~~ i Sold I). Trar.,sacfions during rcporling period

lions" (Includes" those of sp ...... d dependent children; see pp. 34-60 offlling itlslructiong)

Date Valuc Gain Code 2 ] Code I i~ ml~idd/vv. .. i (J-P i IA-H) . I 03/11/09 03/17/09 (15/20/09 08/06/09 I0/22/09 03/11/09 03/17/09 04/09/09 03/11/09 03/17/09 05/20/09 06/09/09 0t!13/09 02/05/09 3 A J J J J J 3 J J J J J J A A A A A A A A A A A A

Idemity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 144. 45. 46, 47. 48.

-WISDOMTREE INTL CON N-CY

Dividend

(paa)
Sold

(part)
Sold (part) Sold

(part)
Sold (part) -WISDOMTREE INTL UTL A Dividend Sold (part) Sold (part) S~.~ld -WISDOMTREE INTL H!C A Dividend J T Sold (part) Sold (part) Sold (part) -RYDEX STRENGltF, NING -CURRENCY SHARES A A Dividend Interesl Sold Buy Sold

49,
50, 5I.

-CURRENCY StlARES JAPANESE

Interest

Buy
Sold

02/06/09 J
03!03/09 J 03/03/09 J A

-CURRE, NCY SHARES BR

Interest

Buy

{See CoIumas BI and D4 (~e Co unns C and D3) N ..$250,001 - $500.~0 O -$500,001 - $1.~0.~0 PI =St {K 0 ~0~ . $5,0~L000 P2=$5,~0,001-25.~0.~

FINANCIAL DISCLOSURE REPORT Page 7 of 12 VIL INVESTMENTS and TRUSTS - i ....

A. Description of Assets (including trust assets) Place "(X)" after ~ch ~get .... pt t?om prior di~:l ......

Name of Person Reporting ] MCNAlVlEE, STEPHEN M.

Date of Report

o8/ol/2OlO
and dependent children; see pp. J4.60 of f!llng instrnctiol*s.)

,, ,mlue, transactioas (Inch, des those o/ sp ....

B. lacome during C. Gross value at end of ~portlng ~rk~ ............... Value Code 2 (J-P) ~ Value [ Method Code3 (Q-W)

NONE ~o reporlable income, assets, or transactions.) D. Tran~ctions during reposing period ~ ........ [0entity of buyer/seller (ifp6vate transaction

~ r~orting period Amouni T~e (e,g.. Code 1 div., rent, (A-H) orim.)

Type (e.g.. [ buy, sell, ~ redempUon)

~ Date 1 Value I Gain , mmid~. [ Code 2 [ Code 1 [ ~ (J-p) i (A-H) ~ ~ ~ 03/17/09 03/17/09 05/20/09 10/22/09 03/11/09 03//7/09 05/20/09 03/17/09 03./24,109 03/24/09 04/09/09 05/20/09 08/06/(19 10/02/09 04/22/09 104/22/09 04/22/09 J J J J J J J J J J J J J J J J J A A A A A A A A A

52. 53. 54. 55. 56, 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. -VANGUARD EMERGING MARKETS MKTS -VANGUARD SMALL CAP A A A Dividend Dividend Dividend J J J T T T -CURRENCY SHARES AUSTRALIAN -WISDOMTREE INi"L FI A A Interest Dividend J J T T -CURRENCY SIIARES SWISS A Interest -WISDOMTREE INTL TEC A Dividend J T -WISDOMTREE INTL ENERGY A Dividend J T

Sold Buy Sold (part) Sold (part) Buy Sold (part) Sold (part) Buy Sold Buy Buy Sold (pan) Sold (part) Sold (part) Buy Buy Buy

68. -VANGUARD SMALL CAP GRG\VTIt

{See Col,~ns CI and I)3)

FINANCIAL DISCLOSURE REPORT

Page8ofl2

r~.,n,,om.s,.,, ae~r,i.g
MCNAMEE, S----M.

D.teorRe~,,,.
08/01,2010

I
D.
Transactions during re~ing ~iod V ~e ~,mm"d~yy Code 2 : { {l-P) Code I (A-II)

V II. INVESTME N TS and TRUSTS - income, value, Wa~cdons (Includes tho~ of spouse and de~ndent children; see p~ 34-60 of filing instructio~.)
NONE ~o reportable income, assets, or transactionsO

A.
~seription of Asse~ (includinglrust assets) Piace"~X)" after each asset exempt from prior disclosure

B.
Income during repo~ingperiod Amount { T~e (e.g., Code 1 { div., rent. (A-H) ~ orinL)

C.

} Gross value at cmd [ ofre~ing period ~ Value ~ Code 2 ~ (J-P) Value Method C~e 3 Type (e.g., buy sel], ~demption)

ld~tityof buyer!seller (if private

69. 70. 7!. 72. 73. 74. 75. 76. 77. 78. 79. 80. : 81. 82. 83. 84. 85.

-POWERSHARES EXCHANGE PTH -POWERSHARES EXCHANGE PXI -POWERSHARE$ EXCttANGE PSL -PO%,VERSHARES EXCHANGE PYZ -POWERSIIARES EXCHANGE PEZ -POWERSI-IARES DYN OIL AND GAS -POWERSHARES ETF TR DYNAMIC SOFTWARE PORT -POWERSIIARES ETF TR DYNAMIC SEMICONDUCTOR -POWERSHARES ETF DYNAMIC LEISURE & ENT PORTFOLIO -POWERSIIARES ETF TR DYNAMIC IvIEDIA PORTFOLIO -POWERSllARES ETF TR DYNAMIC NETWORK.ING PORTFOLIO -POWERSHARES ETF DYNAMIC FOOD AND I:IEVERAGE PORTFOLIO -POWERSHARES ETF DYNAMIC BIOTECH AND GENO -POW~~SI lARES ETF TR D~. ,NAMIC RETAIl. PORTFOLIO -POWERSHARES ETF TR DYNAMIC ENERGY EXPL -CURRENCY SIIARES BR

A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividcnd Dividend None

J J J J J J J J J J J J J J J

T T T T T T T "1" T T T T T T T

Buy Bny Buy Buy Buy Buy Buy Buy Buy Buy Buy lit,>, Buy Buy Bvy Buy Sold

05/11/09 05/11/09 05/11,:09 05/11/09 05/1I.!09 0501109 I)5/11/09 07!21/09 05/!1/09 05/11!09 05111109 0511111)9 05."11i09 1)5111/09 06/09,!)9 06.:19109 09/01/09

J J J J J J J J J .1 J J J J J J J A

FINANCIAL DISCLOSURE REPORT

Page 9 of 12

[ NameofPerson Reporting

DateofReport

] MCNAMEE, STEPHEN M.

08/01/2010

VII. INVESTMENTS and TRUSTS - ~,co .... t.e, transactions (lnclud~ those of spouse and de~ndent cMld~n; see p~ 34-60 Grilling instruction~)
NONE ~0 reportable income, ~sets, or transactions.) A. Description of Assets (including t~st ~sets) Pia~ "(X)" after each as~t exempt ~rom prior disclosure B. Income during ~re~ing period(2) Amount ~ T~,~e (.g., Code I ~ div.. rent. ~ (A-H) or ira.) , C. Gross value at end of reporting(i) p~i~(2) t Value Code 2 (J-P) ~ Value Method Code 3 , (Q-W) T (I) Ts~e (e.g., buy. s~ll, redemption) D. Trmxs~fions du~ng reposing peri~ [~2) [(3) [ (4) ~ Date [ Value ~ Gain mmid~/yy Code 2 ~ Code I (J P) (A-H) ~ Buy Sold -WISDOMTREE ~TI_ CONS A Dividend 3 T Buy Sold -CUR~NCY SHARES SWEEDISH A Interest Buy Sold -W1SDOMTREE INTL IND SEC -CURRENCY SIfARES RUSSIAN A DivideJ~d J T Buy Buy Sold CURRENCY SHARES JAPANESE MERRILL LYNCH-IRRA - FIA CARD SVCE (FMRLY ML BANK USA) - DAVIS NEW YORK VENTURE FD CL Y -FR.ANKLIN hlIOTECH DISCOVERY FD CLA A Dividend None None None A A Interest Interesl J T .I 3" Sold Sold Sold 0]/08/09 01/08/09 01/08/09 J J J A A A A Interest J T Buy 08/06/09 10/22109 05/20/09 08/06/09 09/01/09 1 I/11/09 10/22,09 Ilii 1/09 t 2/08/09 12/08/09 J J J J J J J J J A A A A (5) Idcnti~ of buys/seller (if private ~saction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95, 96. 97. 98. 99.

-WISDOMTREE INTL BASIC

Dividend

,I

t00. - MFS VALUE FD CL A 101. -CD FIRST NATL BK 102. -CD WACHOVIA BANK FSB

I. Income Gain Coda: 2. Value C~

A =$ I,t~O or less J -$15,0(X1 or less

I,~ =$1,00[ - $2.500 K ::$15,~1 - $50,~)

C =-$2,501 - 55.~0 1. =$50,001 - $~00,0~)

D =$5.001 - St 5.t~)O M =$100,001 - $250.~

E =$15.001 - SSO.~)

FINANCIAL DISCLOSURE REPORT Page 10 of 12

.~,~ of e~.o~ aepo~i~g ~,IC~A~,JEm~, S,~.~ ~"

VII. INVESTMENTS and TR U S TS - i,,~o.,, ~.~, ~.,~.~o~ ~a.a~, t,o,~ o~,~.. ~.a ae~naent ehilaren; see ~
NONE (~b reportab& income, assets, or transactions.)
Descfption of Assets (iocluding t~st ~sets) PI~ "~)" at2er each ~set exempt from prior disclosure

I
Gain Code I ~A-H}

rote of R~po.

A.

~.
Amount [ T~e (e.g., Code I [ div., rent, (A-H) ~ or int.) [ A A A A A A Interest Dividend lnteres! Dividend Dividend Interest None A A A Interest Interest

~ ........U ..........................
:~ Value Code 2 (J-P) Vak~e T~ge (e.g.. Method boy, sell, Code 3 redemption) (Q-W) .................. T T T T T T T T T J J J J .I T T W W T Buy 0!/08/09

~; .............................
Transactions during re~aing period

Income during Gross valne a~ end __S~amg ~! ~.. of ~poaing period

~ Da~e ~ Value m~idd;33" ~ Code 2 :. (J-P) [ ~ ..... 1.

ldenti~ of buys;seller (if private transaction~

103. -CD COWL1TZ BK 104. -EATON VANCE FLOATING 11)5. -CD BLOOMFIELD STATE BANK 106. -ISHARES IBOXX 107. -ISI-IARES BARCLAYS AGENCY 108. -PIMCO FOREIGN BOND 109. -SPDR GOLDTRUST
1C D

J l J J J J J J J

AURORA BANK

.I

] l I. MERRILL LYNCH CMA BANKING ADVANTAGE ACCOUNT 112. IBM COMMON STOCK 113. INTERNATIONAL RECTIFIER COMMON STOCK

Dividend None None None None

114. WELLS FARGO BANK, CKG ACCOUNT PHX, AZ 115. FAIRFIELD ESTATES FLAGSTAFF 116. 117. 118. MARRIOT CANYON VILI.AS PIIOENIX ST LUKES HEALTH 403(B)7: - VANGUARD 500 INDEX FD B A

] i i i

DMdend Interest

M J

Y T

Participant

01/01/09

119. US BANK CHECKING ACCOUNT(X)

tSee Columns CI and I)31

N -$251),001 - ~500.000

O =$500.001 - $/.000,000

PI =$1,000.00t - $5.000.000

P2 .=$5,0~0.001 - $25.(~.)0,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 1 1 of t2

MCNAMEE, STEPHEN M.

08/01/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

PART VII LINES 1 !7 & 118 VESTED PARTICIPANT 01/01 ST, LUKES 403(B) PLAN Wi ILEGULAR MONTHLY CONTKIBUTIONS

FINANCIAL DISCLOSURE REPORT ] ~CNA~~E, S~e~N

Page 1 2 of 12 IX. CERTIFICATION.

Name of Person Reporting

D.teorRep~.
0~/0~/20~0

M.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and omplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and houoraria and the acceptance of gifts which have been reportt~l are in compliance with the provisions of 5 U.S.C. app. 501 et. seq,, 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional cop~es to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. W,xshington, D.C. 20544