Escolar Documentos
Profissional Documentos
Cultura Documentos
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
JUDGE, SENIOR
Nomination, ] [] Initial
7. Chambers or Office Address POST OFFICE BOX 2208 SPOKANE, WASHINGTON 99210-2208
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Spokane YMCA Endowment Committee Museum of Arts and Culture
5.
II. AGREEMENTS. meponing individual only; see pp. 14-16 o:fillng instructions.) ~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS
Nielsen, William F.
III. NON-INVESTMENT INCOME. (Reportlng indi,,idual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME (yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
2. 3. 4. 5.
F. I NIELSEN, WILLIAM
V. GIFTS. anctudes those to spouse und dependent chudren; see pp. 2s-31 o::ling instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anctudes a, ose of spouse and dependent children; see pp. 32-33 of filing instructions.)
D
I. 2. 3. 4. 5.
DESCRIPTION
Margin Loan
VALUE CODE
J
VII. INVESTMENTS and TRUSTS - inco,~c, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 offillng instructions.)
[] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code I (A-H) (2) Type (e.g., div., rent, or int,) C. Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 Transactions during reporting period
(2) (3) (4) Date Value Gain mm!dd/yy Code 2 [ Code 1 (J-P)[ (A-H)
(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17. WFN SP WOLF Cash Richards Merrill Peterson Amer lntl Group Atmel Corp. Auto Data Proc. Corn Bank of America Banner Corp Berkshire Hath Brightpoint Broadridge Fin Sol Cisco Coca Cola Com21 Inc Eaton Flextronics Home Depot Honeywell Intl A A A A A A A A A A Interest None None Dividend Dividend Dividend None None Dividend Dividend Dividend None Dividend None Dividend Dividend J K J K K K L T T T T T T T J J J K J J M U T T T T T T Sold Sold 11/29/10 11/29/10 J J D
1. Income Gain Codes: (See Colunms B 1 and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F = $50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Rcal Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $ 5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 ~ $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, voloe, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (2) Type (e.g., div., rent, C. Gross value at end of reporting period (1) Value Code 2 (2) Value Method Type (e.g., buy, sell, redemption)
Transactions during reporting period
(2) Date
(5) Identity of
mm/dd/yy Code 2
(A-H)
or int.)
(J-P)
Code 3 (Q-W) T T T T T T T T T T
Code 1 (A-H)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33.
Illinois Tool Wks Intel Com Intuitive Surg Johnson & Johnson Com Medtronic Microsoft St. Jude Med Safeway Stryker Synaptics
A A
K K K K J K K J K K
A A A
A A
WFN SP Cash--1NB Inland N.W. Venture Fund NW Venture Assc Fund A Interest None None J J J U U U
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A ~$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50~000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$ 1,000.001 - $5,000,000 L =$50,001 - $ 100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 1t2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)
NOI4E (No reportable income, assets, or transactions.)
A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I
(A-H)
C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method
(J-P) Code 3
(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. AFLAC Allied Cap Amer Exp Co Ameriprise Fine Amgen ARES Capital Bank of America Baxter lntl Beckton Dickinsxon Bed-Bath-B Berk Hathwy Corn Cisco Citadel Brdcstu Coca Cola Colgate Corn Disney Corn Eaton A B A A A A A A A A A A Dividend Dividend Dividend Dividend None Di~:idend Dividend Dividend Dividend None None None None Dividend Dividend Dividend Dividend K L L J T T T T J J L K J L K T T T T T T T Closed 06/18/10 L
J
T
T
J
J
T
T
Sold
10/05/10 K
Bankrupt as of 6/18/2010
I. Income Gain Codes: (See Columns B 1 and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I = $ 1,000,001 - $ 5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S -Assessment W =Estimated
D =$5,001 - $15,000 H2 = More tha n $ 5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1
(A-H)
(Q-W)
52. 53. 54. 55. 56. 57.
58.
Home Depot Intel C0rp Johnson &Johnson McDonalds Corp Medtronic NW Bancorp
NY CommBank
B A B B A A
A
L J L K K J
J
T T T T T T
T
59.
Oracle Corp.
Dividend
60.
Pfizer
Dividend
61.
Dividend
62.
Safeway
Starbucks
Dividend
63.
Dividend
64.
Dividend
65.
Sysco Target
Texas Inst.
Dividend
66.
Dividend
67.
Dividend
Buy , Buy
10/28/10
68.
Tractor
Supply
Dividend
10/05/10
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F -$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3=$25,000,001-$50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G -$100,00I - $1,000,000 K =$15,001 - $ 50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Eslatc Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 More than $50,000.000 S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15.001- $50,000
VII. INVESTMENTS and TRUSTS - income, va~ae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~] NOINE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repomng period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) Date mrn/dd~yy (3) (4) Value Gain Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
Dividend None
K K K
T T T
Dividend
WFN SPDRSEA Amer Intl Grp Applied Materials Bank of America Cash RBC Chevron Corp. Cisco Emerson E1ec Ericsson TelCo Heinz Corn Hewlett Packard Home Depot Jack in Box A A A A A A A A A A None Dividend Distribution Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend None J J J J K K J J J J J T T T U T T T T T T T Sold 03/15/10 A Buy 04/29/10 Buy 12/21/10 Buy 03/15/10
I. Income Gain Codes: (See Column~ BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sce Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,0O0 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estale Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15.001- $50,000
VII. INVE STMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
(0
Place "(X)" after each asset exempt from prior disclosure Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
O)
Value Code 2 (J-P)
(2)
Value Method Code 3
O)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) [ (A-H)
(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. MSN SP PTNRS I Cash--INB American Exp A A A Interest Dividend Dividend None None M J J K J U T T T T J. Hancock Bank & Thrift Fund J.P. Morgan Chase Medtronics Inc Merck Oracle Corp Com Proctor& Gamble Red Robin Starbucks TEVA Union Pacific A A A A A A A A B Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend Dividend J J J T T T J J J K K K T T T T T T Sold
04/12/10
Buy
10/14/10
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns (71 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H1 =$1,000,001 - $5,000,000 L =$50.001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMEN TS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NO!qE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure income during reporting period (1) Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Code I (A-H) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction) Transactions during reporting period
103. Citi Group 104. Costco 105. Fiserv Inc. 106. Flextronics 107. Home Depot 108. Intel Corp. 109. Johnson-Johnson 110. LSI Logic 111. Medtronic 112. Microsoft 113. Southwest Airlines 114. Starbucks 115. Stryker ! 16. Sysco Corp. 117. Target
1 1 8. TEVA Pharrn 119. Wells Fargo
A A
J J J J J J K J J J J J J J J
J
T T T T T T T T T T T T T T T
T
A A A
A A A A A A A
A
Dividend
1. Income Gain Codes: (See Colunms B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 .1 =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G :$100,001 - $1,000,000 K = $15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 1-11 =$1.000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 :More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B Income during reporting period (1) Amount Code I (A-H~ (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J-P) (A-H) I (5) Identity of buyer/seller (if private transaction)
120. 121. Amer Cent Intl Growth Fund 122. ML Annuity Ret Plus 27 123. Prin Cap App Fund 12~1. West Coast Eq. Fund 125.
126. MSN SP PTNRS 2
A A A A
K L K K
127. Cash--PTNRS 128. Bed Bath Beyond 129. Home Depot 130. Illinois Tool 13 I. Lord Abbett Affiliated Fund 132. Potash
Interest None
J J J J J J
U T T T T T
A A A A
1. Income Gain Codes: (See Columns 131 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,00i - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estale Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544