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IN CORE-COLLAPSE SUPERNOVAE
Wakana Iwakami,
1
Kei Kotake,
2, 3
Naofumi Ohnishi,
1, 4
Shoichi Yamada,
5, 6
and Keisuke Sawada
1
Received 2007 October 10; accepted 2008 January 21
ABSTRACT
We have studied nonaxisymmetric standing accretion shock instabilities, or SASI, using three-dimensional (3D)
hydrodynamical simulations. This is an extension of our previous study of axisymmetric SASI. We have prepared a
spherically symmetric and steady accretion ow through a standing shock wave onto a protoYneutron star, taking into
account a realistic equation of state and neutrino heating and cooling. This unperturbed model is meant to represent ap-
proximately the typical postbounce phase of core-collapse supernovae. We then added a small perturbation ($1%) to
the radial velocity and computed the ensuing evolutions. Both axisymmetric and nonaxisymmetric perturbations have
been imposed. We have applied mode analysis to the nonspherical deformation of the shock surface, using spherical
harmonics. We have found that (1) the growth rates of SASI are degenerate with respect to the azimuthal index mof the
spherical harmonics Y
m
l
, just as expected for a spherically symmetric background; (2) nonlinear mode couplings pro-
duce only m 0 modes for axisymmetric perturbations, whereas m 6 0 modes are also generated in the nonaxisym-
metric cases, according to the selection rule for quadratic couplings; (3) the nonlinear saturation level of each mode is
lower in general for 3Dthan for 2D, because a larger number of modes contribute to turbulence in 3D; (4) low-l modes
are dominant in the nonlinear phase; (5) equipartition is nearly established among different m modes in the nonlinear
phase; (6) spectra with respect to l obey power laws with a slope slightly steeper for 3D; and (7) although these features
are common to the models with and without a shock revival at the end of the simulation, the dominance of low- l modes
is more remarkable in the models with a shock revival.
Subject headinqg s: hydrodynamics instabilities neutrinos supernovae: general
Online material: color gures
1. INTRODUCTION
Many efforts have been made to construct multidimensional
models of core-collapse supernovae (see Woosley & Janka 2005,
Kotake et al. 2006 for reviews), prompted by accumulated obser-
vational evidence that core-collapse supernovae are commonly
globally aspherical (Wang et al. 1996, 2001, 2002). Various mech-
anisms for producing the asymmetry have been discussed, includ-
ing convection (e.g., Herant et al. 1994; Burrows et al. 1995; Janka
& Mueller 1996), magnetic eld and rapid rotation (see, e.g.,
Kotake et al. 2006 for collective references), standing (stationary,
spherical) accretion shock instability, or SASI ( Blondin et al.
2003; Scheck et al. 2004; Blondin & Mezzacappa 2006; Ohnishi
et al. 2006, 2007; Foglizzo et al. 2006), and q-mode oscillations
of protoYneutron stars ( Burrows et al. 2006). Most of these,
however, have been investigated only with two-dimensional
(2D) simulations.
Recently, a 3D study of SASI was reported by Blondin &
Mezzacappa (2007). In 2D, the shock deformation by SASI is
described with Legendre polynomials P
l
(0), or spherical har-
monics Y
m
l
(0. c) with m 0. Various numerical simulations have
demonstrated unequivocally that the l 1 mode is dominant and
that a bipolar sloshing of the standing shock wave occurs, with
pulsational strong expansions and contractions along the sym-
metry axis ( Blondin et al. 2003; Scheck et al. 2004; Blondin &
Mezzacappa 2006; Ohnishi et al. 2006, 2007). In 3D, on the other
hand, Blondin & Mezzacappa (2007) perturbed a nonrotating
accretion ow azimuthally and observed the dominance of a
nonaxisymmetric mode with l 1, m 1, which produces a
single-armed spiral in the later nonlinear phase. They claimed
that this spiral SASI generates a rotational ow in the accre-
tion (see also Blondin & Shaw [2007] for 2D computations in
the equatorial plane), and that it may be an origin of pulsar spin.
However, many questions regarding 3D SASI still remain to
be answered. Here we are particularly interested in investigating
how the growth of SASI differs between 3D and 2D; in particu-
lar, the change in the saturation properties should be made clear.
Another question is the generation of rotation in the accretion
ow by SASI ( Blondin & Mezzacappa 2007); its efciency and
possible correlation with the net linear momentum should be
studied more in detail and will be the subject of a future paper
( W. Iwakami et al. 2008, in preparation). We also note that neu-
trino heating and cooling were neglected and the ow was as-
sumed to be isentropic in Blondin & Mezzacappa (2007), but
the implementation of this physics is helpful in considering the
implications for the shock revival and nucleosynthesis (Kifonidis
et al. 2006).
In this paper, we have performed 3D hydrodynamic simula-
tions, employing a realistic equation of state (Shen et al. 1998) and
taking into account the heating and cooling of matter via neutrino
emission and absorption on nucleons, as done in our 2D studies
(Ohnishi et al. 2006, 2007). The inclusion of neutrino heating al-
lows us to discuss how the critical luminosity for SASI-triggered
A
1
Department of Aerospace Engineering, Tohoku University, 6-6-01 Aramaki-
Aza-Aoba, Aoba-ku, Sendai 980-8579, Japan; iwakami@rhd.mech.tohoku.ac.jp.
2
Division of Theoretical Astronomy, National Astronomical Observatory of
Japan, 2-21-1, Osawa, Mitaka, Tokyo 181- 8588, Japan.
3
Max-Planck-Institut fur Astrophysik, Karl-Schwarzshild-Strasse 1, D-85741
Garching, Germany.
4
Center for Research Strategy and Support, Tohoku University, 6- 6- 01
Aramaki-Aza-Aoba, Aoba-ku, Sendai 980- 8579, Japan.
5
Science and Engineering, Waseda University, 3-4-1 Okubo, Shinjuku, Tokyo
169-8555, Japan.
6
Advanced Research Institute for Science and Engineering, Waseda Univer-
sity, 3- 4-1 Okubo, Shinjuku, Tokyo 169- 8555, Japan.
1207
The Astrophysical Journal, 678:1207Y1222, 2008 May 10
# 2008. The American Astronomical Society. All rights reserved. Printed in U.S.A.
explosion could be changed in 3Dfromthose in 2D. To answer the
questions raised above, we vary the initial perturbations as well as
the neutrino luminosity, and compare the growth of SASI be-
tween 2Dand 3Din detail, conducting a mode analysis for both
the linear phase and the nonlinear saturation phase.
The plan of this paper is as follows. In x 2, we describe the
models and numerical methods, showthe main numerical results
in x 3, and conclude the paper in x 4.
2. NUMERICAL MODELS
The numerical methods we employ are based on the code
ZEUS-MP/2 ( Hayes et al. 2006), which is a computational uid
dynamics code for the simulation of astrophysical phenomena,
parallelized by the MPI (message-passing) library. The ZEUS-
MP/2 code employs Eulerian hydrodynamics algorithms based
on the nite-difference method with a staggered mesh. In this study,
we have modied the original code substantially according to the
prescriptions in our preceding 2Dsimulations (Ohnishi et al. 2006,
2007).
We consider spherical coordinates (r. 0. c) with the origin at
the center of the protoYneutron star. The basic evolution equations
describing accretion ows of matter attracted by a protoYneutron
star and irradiated by neutrinos emitted from the protoYneutron
star can be written as
d,
dt
,:= v 0. 1
,
dv
dt
:P ,: := Q. 2
,
d
dt
e
,
_ _
P:= v Q
E
Q : :v. 3
dY
e
dt
Q
N
. 4
GM
in
r
. 5
where ,, v, e, P, Y
e
, and are the density, velocity, internal en-
ergy, pressure, electron fraction, and gravitational potential, re-
spectively, and G is the gravitational constant. The self-gravity
of matter in the accretion owis ignored. Here Qis the articial
viscous tensor, and Q
E
and Q
N
represent the heating/cooling and
electron source/sink via neutrino absorptions and emissions by
free nucleons, respectively. The Lagrangian derivative is denoted
by d/dt 0/0t v = :. The tabulated realistic equation of state
based on relativistic mean eld theory (Shen et al. 1998) is imple-
mented according to the prescription in Kotake et al. (2003). The
mass accretion rate and the mass of the central object are xed to
be
M 1 M
s
1
and M
in
1.4 M
3
4
_
cos 0 v
1D
r
(r). 7
(2) a nonaxisymmetric perturbation with l 1,
cv
r
(r. 0. c) /
3
4
_
cos 0
3
8
_
sin 0 cos c
_ _
v
1D
r
(r). 8
and (3) a random multi-mode perturbation,
cv
r
(0. c) / rand ; v
1D
r
(r) (0 rand < 1). 9
where rand is a pseudorandomnumber. The perturbation am-
plitude is set to be less than 1% of the unperturbed velocity. We
note that there is no distinction between m 1 and 1 modes
when the initial perturbation is added only to the radial velocity,
as is the case in this paper. To put it another way, the m 1
modes contribute equally. Hence, they are referred to as the
jmj 1 mode below. On the other hand, differences do showup,
IWAKAMI ET AL. 1208 Vol. 678
for example, if random perturbations are added to the nonradial
velocity components; this case is important in discussing the
origin of pulsar spins proposed by Blondin &Mezzacappa (2007),
and will be the subject of a forthcoming paper ( W. Iwakami
et al. 2008). We also note that the symmetry between m 1 and
1 modes is naturally removed if the unperturbed accretion ow
is rotating (see Yamasaki & Foglizzo 2008). All the models pre-
sented in this paper are summarized in Table 1.
In the next section, we perform the mode analysis as follows.
The deformation of the shock surface can be expanded as a linear
combination of the spherical harmonic components Y
m
l
(0. c):
R
S
(0. c)
1
l0
l
ml
c
m
l
Y
m
l
(0. c). 10
where Y
m
l
is expressed by the associated Legendre polynomial
P
m
l
and a constant K
m
l
, given as
Y
m
l
K
m
l
P
m
l
( cos 0)e
imc
. 11
K
m
l
2l 1
4
(l m)!
(l m)!
. 12
The expansion coefcients can be obtained as
c
m
l
_
2
0
dc
_
0
d0 sin 0 R
S
(0. c) Y
m
l
(0. c). 13
where the superscript asterisk (
1
3
:= v
i .j. k
_ _
.
Q22
i. j. k
l
2
i. j. k
d
i. j. k
:= v
i. j. k
:v
(22)
_ _
i. j. k
1
3
:= v
i. j. k
_ _
.
Q33
i. j. k
l
2
i. j. k
d
i. j. k
:= v
i. j. k
:v
(33)
_ _
i. j. k
1
3
:= v
i. j. k
_ _
. A2
where d
i. j. k
stands for the density at the site specied by (i. j. k), and l
i. j. k
is written as
l
i. j. k
max (C
2
dx1a
i
. C
2
dx2a
j
. C
2
dx3a
k
). A3
Here C
2
is a dimensionless constant controlling the number of grid points, over which a shock is spread, and dx1a
i
, dx2a
j
, and dx3a
k
are
the grid widths of the a-mesh at the i, j, and kth grid points in the r, 0, and c directions, respectively. The a-mesh and b-mesh are dis-
tinguished in ZEUS-MP/2 and are dened on the cell edge and cell center, respectively (see Stone & Norman 1992 for more details).
The articial viscous stress := Q and articial dissipation Q : :v in the momentum equation (2) and energy equation (3) are
given as
:= Q
(1)
1
q
2
2
q
31
0
0x
1
q
2
2
q
31
Q
11
_ _
.
:= Q
(2)
1
q
2
q
2
32
0
0x
2
q
2
32
Q
22
_ _
Q
11
q
2
q
32
0q
32
0x
2
.
:= Q
(3)
1
q
2
q
32
0Q
33
0x
3
. A4
Q : :v l
2
,:= v
1
3
:v
(11)
:v
(22)
_ _
2
:v
(11)
:v
(33)
_ _
2
:v
(33)
:v
(22)
_ _
2
_ _
. A5
where q
2
r, q
31
r, and q
32
sin 0 are the metric components for the spherical coordinates, (x
1
. x
2
. x
3
) (r. 0. c) (see again Stone
& Norman 1992). These equations are discretized as
:= Q
1. i. j. k
q2b
2
i
q31b
i
Q11
i. j. k
q2b
2
i1
q31b
i1
Q11
i1. j. k
q2a
2
i
q31a
i
dx1b
i
.
:= Q
2.i. j. k
q32b
2
j
Q22
i. j. k
q32b
2
j1
Q22
i. j1. k
q2b
i
q32a
2
i
dx2b
j
Q11
i. j. k
Q11
i. j1. k
2q2b
i
q32a
j
0q32a
j
0x
2
_ _
.
:= Q
3.i. j. k
Q33
i. j. k
Q33
i. j. k1
q2b
i
. q32b
j
dx3b
k
. A6
(Q : :v)
i. j. k
l
2
i. j. k
d
i. j. k
( := v)
i. j. k
1
3
_
( :v
(11)
)
i. j. k
( :v
(22)
)
i. j. k
_ _
2
( :v
(11)
)
i. j. k
( :v
(33)
)
i. j. k
_ _
2
( :v
(33)
)
i. j. k
( :v
(22)
)
i. j. k
_ _
2
_
. A7
where q2a, q31a, and q32a are q
2
, q
31
, and q
32
dened on the a-mesh, and q2b, q31b, and q32b are those dened on the b-mesh. The
terms dx1b
i
, dx2b
j
, and dx3b
k
represent the width of the b mesh at the i, j, and kth grid points in the r, 0, and c directions, respectively.
Finally, the velocity-gradient tensor ( :v
(11)
)
i. j. k
. ( :v
(22)
)
i. j. k
, and ( :v
(33)
)
i. j. k
are given by
:v
(11)
_ _
i. j. k
v1
i1. j. k
v1
i. j. k
dx1a
i
.
:v
(22)
_ _
i. j. k
v2
i. j1. k
v2
i. j. k
q2b
i
dx2a
j
v1
i. j. k
v1
i1. j. k
2q2b
i
0q2b
i
0x
1
_ _
.
:v
(33)
_ _
i. j. k
v3
i. j. k1
v3
i. j. k
q2b
i
q32b
j
dx3a
k
v2
i. j. k
v2
i. j1. k
2q31b
i
q32b
j
0q32b
j
0x
2
_ _
v1
i. j. k
v1
i1. j. k
2q31b
i
0q31b
i
0x
1
_ _
. A8
3D SIMULATIONS OF SASI IN SUPERNOVAE 1221 No. 2, 2008
APPENDIX B
NUMERICAL CONVERGENCE TESTS
In order to see if the numerical resolution employed in the main body is sufcient, we increase the number of angular grid points and
compare the results. Figure 16a shows the time evolutions of the normalized amplitudes jc
m
l
/c
0
0
j in the linear phase. In this comparison,
we impose the l 1, jmj 1 perturbation initially. We refer to the model with 300 ; 30 ; 60 mess points as MESH0, and to that with
300 ; 60 ; 120 grid points as MESH1 in the gure. We nd that the linear growth rates agree with each other reasonably well, al-
though the coarser mesh slightly overestimates the growth time. Figure 16b presents the power spectra jc
m
l
/c
0
0
j
2
that are time-averaged
over the nonlinear phase. The random perturbation is imposed in this case. It is again clear that the results for MESH0 are in good
agreement with those for MESH1.
It should be mentioned that for MESH0 it takes 32 parallel processors about 1.5 days to compute the evolution up to t 400 ms,
while MESH1 needs 22 days even for 128 parallel processors. This is partly because of the difference in the Courant numbers, which
are set to 0.5 for MESH0 but 0.1 for MESH1 to better use the tensor-type articial viscosity. Although this severe limit of CPU time
does not allowus to do more thorough convergence tests, we think, based on the results of the tests shown above, that our results given
in this paper are credible.
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Fig. 16.Convergence tests. (a) Time evolutions of the normalized amplitudes jc
m
l
/c
0
0
j in the linear phase. The single-mode perturbation with l 1, jmj 1 is im-
posed initially. The models with 300 ; 30 ; 60 and 300 ; 60 ; 120 mess points are referred to as MESH0 and MESH1, respectively. (b) Time-averaged power spectra
jc
m
l
/c
0
0
j
2
. The average is taken over 150 t 400 ms. In this comparison, the randommulti-mode perturbation is imposed. [See the electronic edition of the Journal for a
color version of this qure.]
IWAKAMI ET AL. 1222