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Overview of the History of Science Information Systems 3

Overview of the History of


Science Information Systems

Michael Buckland

Abstract My remarks are mainly concerned with the history


This overview is an introduction to the history and heritage of science of information systems and services generally. However,
information systems and a discussion of historiography of this area. His- science information systems have had a privileged status
tory is narrative of events in time past. The continuing consequences of because of industrial and military needs and government
those events are heritage, which includes our collective memory, our un- policy and also perhaps because the domains of science
derstanding of history. The heritage of information systems is of additional appear more tractable for information systems than in
significance because the systems’ design and characteristics have long-
lasting effects.
the social sciences and humanities.
The history of science information systems overlaps the history of sci- Much of the pioneering thought and work in the
ence, the history of information systems (previously documentation), and development of information systems was first done in
the history of technology. It includes the usual genres of historical inquiry: relation to chemistry or by chemists. Among individu-
biography, archaeology, cliometrics (here, especially, bibliometrics and als one thinks of Wilhelm Ostwald and Emanuel Gold-
infometrics), oral history, and documentary research, with their differing
berg in Germany and of Frits Donker Duyvis in the
strengths and weaknesses.
Information systems for science and technology have had a privileged Netherlands. Among historically important informa-
existence because of industrial and military needs and government poli- tion centers one thinks of the Maison de Chimie in
cies. Much of the pioneering work in science information systems was France and, of course, of Chemical Abstracts in the United
concerned with chemistry or pioneered by individuals trained in chemistry. States.
The past decade of work on the history and heritage of information
systems is summarized. Several initiatives have been undertaken to en- Information Systems as a
courage research and to build a supportive infrastructure, which is impor- Typical Field for Historians
tant if historical research in this area is to be sustained and to flourish.
This conference is itself a significant part of that effort. The history of information systems has the usual fea-
tures, genres, and specialties as other fields of historical
study. There are biographies of diverse kinds. Boyd
Welcome Rayward’s biography of Paul Otlet is a notable example

I t is an honor and a pleasure to welcome you all in my


capacity as president of the American Society for In-
formation Science, founded more than sixty years ago
of a biography of a person (Rayward, 1975). Irene Farkas-
Conn’s study From Documentation to Information Sci-
ence is a biography of an organization, the American
in 1937 under the name American Documentation In- Society for Information Science in its early years (1990).
stitute to advance the development of information sys- Colin Burke’s reconstruction of the development of the
tems and services. In addition, I extend a welcome from microfilm rapid selector (and the related comparators)
the ASIS Special Interest Group on the History and by Vannevar Bush is a good example of a biography of a
Foundations of Information Science, which, in the past machine (1994).
several years, has nurtured attention to the history of As an example of a kind of archaeology, I cite the
information science. short documentary by Robert Williams on Termatrex

3
4 Michael Buckland

optical coincidence retrieval technology (Williams & shaped the ideas of this book,” even though he had not
Covey, 1990). read Bush’s essay until after the book had been written
Cliometrics, quantitative historical analysis, is well (Licklider, 1965, pp. xii–xiii). Still other writers seem to
represented by a recent study by Howard White and have cited Bush because everyone else seemed to be do-
Katharine McCain (1998), who used co-citation analy- ing so.
sis to illuminate the development of the field from 1972 That the invocation of Bush was driven by social
to 1995. Their analysis reveals a field composed of two and political, as much as intellectual considerations, is
large groups, remarkably stable and remarkably separate confirmed by the ahistorical positioning of Bush. Memex
from each other for twenty-four years. is usually cited in isolation. Associating one’s work with
The Chemical Heritage Foundation and the Eugene others without Bush’s aura would not have had the same
Garfield Foundation have recently supported oral his- attraction in the competitive positioning in U.S. science
tory of information systems with pioneers of chemical and engineering. If the purpose of citing were simply to
information systems in the form of Robert Williams’s acknowledge priority, then others such as Paul Otlet and
interviews. Emanuel Goldberg, who had anticipated Bush’s ideas,
Intellectual and cultural history is present here, too, would have been mentioned. They were, however, dead
not least in the tensions before World War II between by then or far removed from the sources of power in the
documentation and librarianship and similarly after academic-government-industrial complex in the United
World War II, between librarianship and information States. They were ignored and forgotten until resurrected
science. These were significant but complex phenom- by writers concerned with history, while Bush’s work
ena still far from understood (Buckland, 1996; Fayet- continues to be celebrated.
Scribe, 1997; Williams, 1997). If Bush had little direct part in the history of the
In the history of information systems, like any other development of information systems, he has had a very
field, we have our mythic history, narratives that are even large part in the heritage of the field. This conference is
more mythic than history ordinarily is. The Memex very properly concerned with heritage as well as history.
phenomenon, with the engineer-administrator Vannevar Heritage is what is passed down, what is perceived by
Bush as an icon, is a good example. Bush is rightly fa- each generation to be its origins and its culture. History,
mous. He led the technology effort for World War II, which consists of attempts to create narratives of what
creating the atomic age, and was the father of the Na- actually happened, is a part of the heritage.
tional Science Foundation (Zachary, 1997). Yet he is best Heritage has special significance in technical fields
known in the field of information retrieval, even though because techniques and technology have lingering ef-
his systems hardly worked, his ideas were not new, he fects. Once an information system has been adopted,
did not really understand what he was talking about, there is a vested interest in it, and little opportunity may
and he chose not to acknowledge the priority of others be left for alternative designs. Information systems, once
(Fairthorne, 1958; Buckland, 1992; Zachary, 1997, adopted, create legacies. We have to live with the conse-
p. 265). Nevertheless the citing of Bush’s 1945 essay “As quences of the data collection, data categorization, and
We May Think” has been so intense that the citing itself data-processing decisions of the past because it is im-
has become an object of research (Bush, 1945; Smith, possible or unaffordable to make retroactive changes.
1991). For some, such as Doug Engelbart and Ted Even the adoption of improved practices is inhibited
Nelson, this well-written essay was unquestionably a because changes could create incompatibilities or incon-
genuine, powerful, and productive inspiration. Bush, sistencies with the inherited data and systems.
however, was not just any author; he was the “engineer
of the American century,” the engineer-administrator An Unusual Relationship:
who epitomized success. To associate oneself with Bush History and Information Systems
by linking one’s own writings to his was to claim legiti- Anyone concerned with information systems must nec-
macy and respectability among peers and funders. So, essarily be interested sooner or later in information. And,
for others, invoking Bush’s Memex was in effect a self- for anyone interested in information, history has a spe-
interested political gesture. J. C. R. Licklider, who was cial attraction because history is concerned with analyz-
very successful in this environment, effusively dedicated ing, weighing, and interpreting the available evidence,
his book Libraries of the Future to Bush, citing “As We especially documentary evidence. Information systems
May Think” as the “the main external influence that are concerned with the selection, representation, and
Overview of the History of Science Information Systems 5

preservation of available evidence, especially documents. mation systems have been able to attend this confer-
“No documents, no history,” wrote the historian Fustel ence. Even better, some of them will be presenting pa-
de Coulanges, but the creation, survival, and accessibil- pers, performing the role of historian as well as that of
ity of documents is an accident-prone matter. So is their pioneer.
content. Consider, for example, oral history transcripts,
sometimes the best or only available documentary source Antecedents
for past events. The content and shape of the reminis- The emergence of a systematic body of history of infor-
cences are influenced by many factors, including how mation systems is a recent development, and this con-
the interviewer posed questions. The spoken words are ference has some important, direct antecedents. Up to
more or less edited in the creation of transcripts. When 1991 there had been little attention paid to the history
recording oral narratives, one can almost see the story of information systems. In 1991 a few people decided
being constructed as the narrator strives to make sense to do something about it. They organized a historical
of what is remembered of what happened long ago. Ver- session at the annual meeting of the American Society
batim quotations from fifty years ago are liable to come for Information Science titled “Information Science be-
out differently worded at different times. This does not fore 1945,” and a session has been associated with each
invalidate what is recorded but rather requires one to annual meeting since. These sessions, organized by,
respect what they are—informed reminiscences. They among others, Irene Farkas-Conn, Trudi Bellardo Hahn,
are themselves a form of history—partial narratives. and Robert Williams, have provided a forum for discus-
Collecting oral history should be part of the apprentice- sion and have encouraged the development of a com-
ship of every historian. The whole process is highly acci- munity of interest.
dental: who survived, what they knew, what they recalled, Creating a community is like gardening. You can-
what they imagined, what they chose to relate, how they not make plants grow, but the growth of plants can be
chose to express it, and of course whether anybody both- helped or hindered. The nurturing of a community in-
ered to record them. Oral histories depend not only on terested in the history of information systems has been
frail memories but also on the happenstances of who consciously cultivated by a series of steps taken, largely
survives to tell their tale and whether anyone is around within or through the American Society for Informa-
motivated enough to record them. With oral history, tion Science, to build a supportive infrastructure. An
one is conscious of how accidental is the writing of initiative by Robert Williams to establish a Special In-
history. terest Group for history resulted in the expansion of an
Documentary resources are similarly accident prone: existing group concerned with theory to form the present
Wars, fires, floods, modesty, shortages of space, and many Special Interest Group on the History and Foundations
other factors cause documents to be lost. What history of Information Science. It seemed wise that those con-
is written will depend on whose papers are kept, whose cerned with ideas should be historically informed and
have been destroyed, who cares enough to read them, historians should be encouraged to address the history
whether they can be found, and how well they are un- of ideas.
derstood. In the writing of history it is not only a ques- Another investment in infrastructure was the cre-
tion of which sources are to be privileged by the histo- ation of a database of pioneering individuals and orga-
rian but also which sources are available to be privileged nizations: who they were and what was known about
or have been privileged by the information systems pro- the location of their personal and professional papers.
fessionals responsible for selecting, collecting, retaining, The idea was that identifying both research-worthy tar-
and representing them. gets and documentary resources would not only facili-
tate the work of those already active in the history of
Historians and Pioneers information science but would also encourage histori-
A historian is someone who narrates an account of what ans in adjacent areas to broaden their interests to in-
happened in some past event. At this conference we are clude the history of information systems. Under Wil-
using the term pioneer to refer to those who were there, liams’s leadership the Pioneers of Information Science
who participated in those past events. This usage reminds in North America database came into being (Williams,
us that historians are ordinarily people who were not 1998).
there when the events they describe took place. We Understanding of the history of this field has been
are very pleased that several pioneers of science infor- inhibited by the lack of a systematic guide to existing
6 Michael Buckland

writings. Therefore, a survey was prepared, published in side. We are inviting neighbors in, in order to build a
the Annual Review of Information Science and Technology broader community.
for 1995 and recently updated (Buckland & Liu, 1995, The year 1998 is auspicious in that it is the anniver-
1998). sary of two major milestones. It is the fiftieth anniver-
Special issues of existing journals provide a forum sary of the Royal Society Scientific Information Confer-
and help to build a community. Both the call for papers ence held in London in 1948 (Royal Society, 1948). It
and the papers themselves receive wide attention. W. is also the fortieth anniversary of the International Con-
Boyd Rayward guest-edited a special issue of Informa- ference on Scientific Information, sponsored by the
tion Processing and Management in 1996 with six sub- National Science Foundation, the National Academy of
stantial articles (Rayward, 1996). This was followed in Sciences, and the American Society for Information Sci-
1997 by a two-part historical issue of the Journal of the ence, previously named the American Documentation
American Society for Information Science, containing four- Institute (National Academy of Sciences, 1959). This
teen articles and two bibliographies (Buckland & Hahn, conference is cosponsored by the Chemical Heritage
1997). The authors were from eight different countries Foundation and by the American Society for Informa-
and, I surmise, had been largely unaware of each other’s tion Science, and we are very grateful to the Eugene
work. One of the pleasures of recent years has been en- Garfield Foundation and the National Science Founda-
countering individuals with an existing interest in the tion for their encouragement and financial support. The
history of information science who had been toiling more National Science Foundation grant includes an obliga-
or less in isolation. tion to plan what steps to take next.
Meanwhile, the Chemical Heritage Foundation, Let us hope that in the future, forty or fifty years
with the help of the Eugene Garfield Foundation, has hence, people will look back on the 1998 conference in
been supporting oral history work by Robert Williams Pittsburgh as a milestone as significant in its way as those
among pioneers of chemical information systems: Dale of 1948 and 1958.
Baker, Melvin S. Day, Eugene Garfield, Madeleine Berry
Henderson, Saul Herner, and Claire Schultz (Hahn & References
Buckland, 1998, p. 180). Buckland, M. K. (1992). Emanuel Goldberg, electronic document retrieval,
In the absence of a textbook on the history of infor- and Vannevar Bush’s Memex. Journal of the American Society for
mation systems the next best thing seemed to be a vol- Information Science, 43, 284–294.
ume reprinting a selection of the recent research litera- Buckland, M. K. (1996). Documentation, information science, and library
ture, with some new material. Preparation of this volume, science in the U.S.A. Information Processing & Management, 32,
63–76. Reprinted in Hahn & Buckland (1998), 181–192.
Historical Studies in Information Science, has been timed Buckland, M. K., & Hahn, T. B. (Eds.) (1997, April & September). Special
for it to become available at this conference (Hahn & topic issue: History of documentation and information science. Jour-
Buckland, 1998). ASIS, Wiley, and the editors and au- nal of the American Society for Information Science, 46, 285–288,
thors waived royalties, and Elsevier charged less than its 775–842.
standard fees for reprinting. Buckland, M. K., & Liu, Z. (1995). History of information science. Annual
Review of Information Science and Technology, 30, 385–416.
In this way a small but growing international re-
Buckland, M. K., & Liu, Z. (1998). History of information science. In T. B.
search community is beginning to emerge. We hope that Hahn & M. Buckland (Eds.), Historical studies in information sci-
this group will continue to grow and become a viable ence (pp. 272–295). Medford, NJ: Information Today. (This is an
self-sustaining community. updated version of Buckland & Liu, 1995).
Burke, C. (1994). Information and secrecy: Vannevar Bush, ultra, and the
This Conference other Memex. Metuchen, NJ: Scarecrow Press.
Bush, V. (1945, July). As we may think. Atlantic Monthly, 176, 101–108.
This conference is planned to be more than an opportu- Fairthorne, R. A. (1958). Automatic retrieval of recorded information. Com-
nity for a small community to come together. The in- puter Journal, 1, 36–41. Reprinted in R. A. Fairthorne (1961). To-
tent is to build a broader community. The conference wards information retrieval (pp. 135–146). London: Butterworths.
itself is a way to hoist the flag, a way to tell people en- Farkas-Conn, I. S. (1990). From documentation to information science:
gaged in the history of science, the study of science prac- The beginnings and early development of the American Documenta-
tion Institute–American Society for Information Science. New York:
tice, the history of technology, the history of comput-
Greenwood.
ing, and other neighbors that we are here. The message, Fayet-Scribe, S. (1997, September). The cross-fertilization of the U.S. public
however, is not only to assert the existence of this field library model and the French documentation model through the French
but to reach out. We have invited speakers from out- professional associations between World War I and World War II.
Overview of the History of Science Information Systems 7

Journal of the American Society for Information Science, 46, 782– and the mind’s machine (pp. 261–286). San Diego, CA: Academic
793. Reprinted in Hahn & Buckland (1998), 181–192. Press.
Hahn, T. B., & Buckland, M. K. (Eds.) (1998). Historical studies in informa- White, H. D., & McCain, K. W. (1998). Visualizing a discipline: An author
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