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Case-Control Studies

Case Control Studies


Readings

Fletcher, chapter 10
Walker, chapter 6 [Case-Control Studies] from
Observation and Inference, 1991 [course pack]


Objectives
Students will be able to:

1. Define the term case-control study

2. Explain the relationship between case-control
and cohort studies

3. Understand the difference between
cumulative incidence and incidence density designs

Case-Control Studies - Slide 1
Objectives
4. Calculate parameters which may be validly obtained
from case-control studies, namely:
a. Odds parameters:
- odds of exposure in cases
- odds of exposure in controls
- odds ratio
b. Risk parameters:
- approximation of relative risk
- attributable fraction
c. Incidence rate parameters:
- incidence rate ratio
- attributable fraction among the exposed
- attributable fraction for the population
Case-Control Studies - Slide 2




Objectives

5. Indicate situations in which case-control studies
permit estimation of rate differences between
exposure groups

6. Highlight advantages and disadvantages of
case-control studies, including key biases

7. List possible sources of controls in
case-control studies

8. Identify biases which may result from
different types of control selection
Case-Control Studies - Slide 3
Case-Control Studies
Fletcher, p. 213:
Patients who have the disease and a group of
otherwise similar people who do not have the
disease are selected. The researchers then look
backward in time to determine the frequency of
exposure in the two groups.
In other words, a study population is first assembled
based on a determination as to whether subjects
have or have not developed an outcome of interest.
Subjects (or person-time) are then classified as to
whether an exposure of interest took place.
Data on other variables (e.g. potential confounders)
is also obtained.
Case Control Studies - Slide 4
Walker, 1991:
Case-control studies constitute the
major advance in epidemiologic methods
of our time

Classic example:
Doll & Hill, relationship between lung cancer
and cigarette smoking (1950)

Case-Control Studies - Slide 5
Advantages
Useful for study of conditions that are rare
and/or characterized by a long latency
between exposure(s) and outcomes of interest.
May be useful in evaluating the impact of
multiple types of exposure.

Disadvantages
May be particularly vulnerable to biases arising from
selection of subjects (most often of the control group),
and measurement (estimation) of exposure
Case-Control Studies - Slide 6
In case-control studies, data about exposure status is
calculated after first determining outcome status.

However, subjects may be recruited prospectively
(concurrently), e.g.:

- All persons aged 30-50 who are diagnosed with
hypertension on the island of Montreal during 2005,
within 2 weeks of diagnosis.

- Controls recruited among persons of the same age
who are newly diagnosed with appendicitis in
Montreal during the same time period.
Case-Control Studies - Slide 7
Often, outcome status is already available for all subjects
(historical) at the time of initiation, e.g.:

- During 2005, a researcher identifies all women
aged 40-50 who were diagnosed with breast cancer
on the island of Montreal in 2004.

- In 2005, she recruits a control group among
women of the same age who had negative
screening mammograms in Montreal in 2004.
Case Control Studies - Slide 8
Note that the terms
prospective and retrospective
are not very useful
with respect to case-control studies,
since data about exposure status
is always retrospective (by definition).
Case-Control Studies - Slide 9


Cohort and Case-Control Studies

Every case control study corresponds to an underlying cohort study,
which is (ordinarily) hypothetical.

Example (from Doll & Hill, 1950):
_____________________________________________________
Women diagnosed with lung cancer vs other diseases
at 20 London hospitals

Smokers Non-Smokers Total
Lung cancer cases 41 19 60
No lung cancer (controls) 28 32 60
Total 69 51 120
_________________________________________________________

Crude odds ratio = odds of exposure in cases/odds of exposure in controls
= (a/b)/(c/d)
= ad/bc = (41x32) / (19x28) = 2.5

Case-Control Studies - Slide 10

In the corresponding cohort study,
women from the same geographic area
would be recruited and classified as to
smoking status, then followed for the
development vs non-development of lung cancer.
Case-Control Studies - Slide 11
Case-Control Studies - Slide 12
Assuming all cases of lung cancer during the period of interest
were detected,

one possible 2x2 table
would be
Smokers Non-Smokers Total
Lung cancer 41 19 60
No lung cancer (controls) 859 981 1,840
Total 900 1000 1,900
OR = 2.5


but it could also be:
Smokers Non-Smokers Total
Lung cancer 41 19 60
No lung cancer (controls) 70 81 151
Total 111 100 211
OR = 2.5

The cases diagnosed and included, and the
controls sampled, relate to the exposure experience
of an underlying source population.

In each scenario, the estimated odds of cigarette
smoking among cases are 2.5 times those
among controls.

In each scenario, all cases of lung cancer were
included. The size of the source population
(and hence the number of non-cases) was varied.
Case-Control Studies - Slide 13
Cumulative incidence case-control studies

Goal is to
derive estimate of relative risks
(relative cumulative incidences)
of outcomes among
exposed vs. unexposed

Design:
- Cases are ascertained during a defined
observation period
- Controls are persons who did not become cases
during the period of observation.
- The underlying cohort is a fixed one
(not open or dynamic).
Case-Control Studies - Slide 14
Doll and Hill, 1950
Assume that the source population was as follows:
900 smokers & 1000 non smokers - followed 5 years
Then the 2x2 table would be:
Smokers Non-Smokers Total
Cancer + 41 19 60
Cancer - 859 981 1,840
Total 900 1,000 2,000
________________________________________________
Case-Control Studies - Slide 15
Risk of cancer in smokers: 41/900 = 0.046
Risk of cancer in non smokers: 19/1000 = 0.019
Risk ratio: 0.046/0.019 = 2.4
Odds of smoking in women with cancer: 41/19 = 2.2
Odds of smoking in women without cancer: 859/981 = 0.88
Odds ratio = 2.5
In the corresponding case control study we take 100% of cases, but
sample the controls (60/1840 or 3.3% of all potential controls - those
who happened to be admitted to hospital for some other reason).

Hence the new table is:

Smokers Non smokers Total
Cancer + 100% x 41 = 41 100% x 19 = 19 60
Cancer - 3.3% x 859 = 28 3.3% x 981 = 32 60
Total 69 51 120
_________________________________________________________
Case-Control Studies - Slide 16
Risk of cancer in smokers: 41/69 = 0.59 INVALID
Risk of cancer in non smokers: 19/51 = 0.37 INVALID
The risk ratio from this 2x2 table is also invalid
Odds of smoking among cases: 41/19 = 2.2 (as before)
Odds of smoking among controls: 28/32 = 0.88 (as before)
Odds ratio: 2.2/0.88 = 2.5 (as before)
General Form: Cumulative incidence case-control studies

exposure + exposure -
outcome + a b | total cases
outcome - c d | total controls
___________ _____________ |
total exposed total unexposed | total subjects

Odds of exposure in cases = a/b
Odds of exposure in controls = c/d
Odds ratio = odds of exposure in cases = a/b = ad
______________________ ___ __
odds of exposure in controls c/d bc
but:

Odds of disease among exposed = a/c
Odds of disease among unexposed = b/d
Odds ratio = odds of disease among exposed = a/c = ad
___________________________ ___ __
odds of disease among unexposed b/d bc
Case-Control Studies - Slide 17
Risk parameter estimation
in cumulative incidence case-control studies:

Recall that relative risk = risk of disease in exposed
______________________
risk of disease in unexposed

From our 2x2 table, this is: a/(a+c) = a(b+d)
_______ ______
b/(b+d) b(a+c)

If the disease is rare,
then a<<c and b<<d among the source population
then a+c ~ c and b+d ~ d
then a(b+d) ~ ad
______ __
b(a+c) bc
Case-Control Studies - Slide 18
In a case-control study, it is then possible to estimate
the attributable risk (fraction) among the exposed,
even if the risk for the population is unknown.

In a cohort study, the attributable risk fraction is:

R
exp
- R
unexp
__________
R
exp

= (R
exp
/R
unexp
) - (R
unexp
/R
unexp
)
_______________________
R
exp
/R
unexp


= RR-1
_____
RR

In a case-control study, this is estimated by (OR-1)/OR
Case-Control Studies - Slide 19
Hence, from Doll and Hill (1950),
the estimated fraction of
lung cancer among female smokers
which is attributable to smoking is:

2.5 -1 = 0.6 or 60%
______
2.5
Case-Control Studies - Slide 20
Incidence Density Case-Control Studies

The incidence density case-control study involves the
implicit comparison of the person-time experience
of cases and controls with respect to the exposure(s)
of interest.

The absolute quantity of person-time sampled - and
hence the sampling fraction - is unknown. This is
analogous to the situation with respect to persons in a
cumulative incidence case-control study.
Case-Control Studies - Slide 21
Hence the underlying (hypothetical) cohort is an open
or dynamic one.
Persons considered controls at one point in time
may then become cases; they can then appear twice
in the 2x2 table.
For this cohort, the general form of the 2x2 table is:
Case-Control Studies - Slide 22
exposure + exposure -
outcome + a b
person-time P
e
P
o


Where P
e
= person-time among exposed
P
o
= person-time among unexposed

IR
e
= a/P
e
and IR
o
= b/P
o

IRR = aP
o
____

bP
e

Suppose that all cases are counted, but the
controls are sampled with respect to person-time,
with sampling fraction f generating the incidence
density case-control study.


Case-Control Studies - Slide 23
Then the 2x2 table is:

exposure + exposure -
outcome + a b
outcome - c = fP
e
d = fP
o



Then OR = ad = afP
o
= aP
o
___ _____ ____

bc bfP
e
bP
e

which is equivalent to the IRR above.
Note that this formulation does not involve any
assumptions about disease rarity.

It requires that the likelihood of being sampled from the
source population of person-time varies as
a proportion of the person-time potentially contributed
by each individual.

For example:

A potential control subject who was absent from
the geographic area of interest during most of the
accrual period should have less chance of being selected
than a potential subject who was present throughout.

As with the cumulative incidence design, validity hinges
on the assumption that f (the sampling fraction)
does not vary with exposure status.
Case-Control Studies - Slide 24
An example of an incidence density case-control study:

A researcher wishes to evaluate the association
between the use of nonsteroidal anti-inflammatory
drugs (NSAIDS) and ventricular tachycardia (VT)

In an open cohort study lasting 2 years,
subjects are recruited and classified as to
exposure status (NSAID use), then followed for
development of VT

In principle, it is possible to document periods
of exposure and non-exposure for individuals,
e.g. months on/off medication, as long as
exposure is somehow reassessed
Case-Control Studies - Slide 25
Then for the cohort,
incidence rates and an incidence rate ratio can be calculated for
the exposed vs unexposed person-time experience, e.g.

NSAID No NSAID Total
VT, cases 80 40 120
Person-years 800 1200 2000
Incidence 0.1/p-y 0.033/p-y 0.06/p-y

The estimated incidence rate ratio is:
80/800
_______
40/1200
= 3

So, assuming no confounding, we estimate that the
incidence of ventricular tachycardia among NSAID users
is 3 times that among non-users
Case-Control Studies - Slide 26
Suppose we instead devise a case-control study.

Here, cases will be defined by a first diagnosis
of VT at Montreal hospitals, and
controls will be recruited among persons who
visit the eye clinics of the same hospitals:
both over a 2-year accrual period.
They will be compared with respect to use of
NSAIDS within the last 24 hours prior to presentation.

If sampling is done correctly (e.g. the probability
of selection is unrelated to NSAID use) then
the controls should represent the
person-time experience of the source population

Case-Control Studies - Slide 27
If a possible control spent half the accrual period
on NSAIDS, and half off, he has a 50% chance
of contributing to the exposed group and a
50% chance of contributing to the unexposed group

This individual will contribute one or the other,
depending on the date of the visit chosen as control;
but in a larger group of people,
the control days sampled will reflect the proportion
of exposed person-time

A person can be a control early in the accrual period
and a case later

In principle, a single person can also be sampled
repeatedly as a control if the time window for
exposure definition is short (more complicated in
terms of analysis)
Case-Control Studies - Slide 28
Suppose that the case-control study includes all cases which
would have been detected with the open cohort design.
Two controls are recruited per case. This (unbeknownst
to the researchers) corresponds to a sampling fraction
for controls of 0.12 person-day sampled per person-year
of follow-up that would have occurred in the open cohort.
Case-Control Studies - Slide 29
Then the 2x2 table is:
NSAID No NSAID Total
VT, cases 80 40 120
No VT(controls) 800*0.12 1200*0.12 2000*0.12
= 96 = 144 = 240
_____________________________________________
Total 176 184 360

OR = (80x144)/(40x96) = 3.0 same as earlier IRR
Another example of an incidence density design:
Bronchodilators are used for the treatment of asthma

There is concern that overuse may be associated with
an increased risk of adverse events, including death

Side effects can include arrhythmias, which may lead
to sudden death

Suissa et al conducted a case-control study using
the Saskatchewan health insurance database

They identified 30 persons prescribed anti-asthma
medications who died of cardiovascular events,
rather than of asthma; the date of death was
termed the index date
Case-Control Studies - Slide 30
4080 control days were then sampled randomly
from the 574,103 person-months of follow-up
for the entire asthmatic group; each such day
was also an index date

Cases and controls were then compared as to
use of theophylline and beta-agonists during the
3 months preceding the index date

These were the main exposures of concern

Case-Control Studies - Slide 31
Questions for discussion:

Why do you think the researchers chose
this study design?

What would have been the corresponding
cohort study?
Case-Control Studies - Slide 32
With respect to the relationship between theophylline use and
sudden cardiac death, the authors found the following:

Theophylline in last 3 months
Yes No | Total
Cardiac Death Yes 17 13 | 30
No 956 3124 | 4080
Note that numbers in table refer to
person-days (not to persons)

OR (crude) = ad = 17 x 3124 = 4.3 (2.1 - 8.8)
__ ________
bc 13 x 956

IRR (crude) = 4.3 (2.1 - 8.8)
Case-Control Studies - Slide 33
The odds of recent theophylline use among persons
aged 5-54 years prescribed anti-asthma drugs
who died of cardiovascular events were
4.3 times those among other persons in the same age
range who were also prescribed anti-asthma drugs,
but did not die.


Asthmatics aged 5-54 who are prescribed theophylline
have an estimated 4.3 fold increase in incidence of
fatal cardiovascular events, compared with
asthmatics who are not prescribed theophylline.
Case-Control Studies - Slide 34
As with the cumulative incidence design, an attributable rate
fraction can be estimated for exposed persons:

It is: I
e
-I
o
, where I
e
= incidence among exposed and
____
I
e
I
o
= incidence among the unexposed
= IRR - 1 = OR - 1
______ _____
IRR OR
For the Saskatchewan study, the estimated attributable
rate fraction among asthmatics who were prescribed
theophylline is:
4.3 - 1 = 0.77
______
4.3

Among asthmatics aged 5-54 prescribed theophylline,
an estimated 77% of fatal cardiovascular events
were related to its prescription.
Case-Control Studies - Slide 35
It is also possible to estimate the attributable rate fraction
for the entire population (PAR%)

In a cohort study, this is simply
I
t
- I
o
, where I
t
= incidence among the total population
_____
I
t
I
o
= incidence among the unexposed



For the corresponding incidence density case-control study,
the population attributable rate fraction is

IRR - 1 x proportion of cases who were exposed,
____
IRR
estimated as OR - 1 x a
_____ ____
OR a+b

Similar parameters involving risk can be generated for
the cumulative incidence design
Case-Control Studies - Slide 36
For the Saskatchewan study, recall the 2 x 2 table

Theophylline in last 3 months

Yes No | Total
Cardiac death Yes 17 13 | 30
No 956 3124 | 4080

OR = 4.3
P
exp
|case = 17/30 = 0.57
then PAR fraction = OR -1 x P
exp
|case
_____
OR

= 4.3 - 1 x 0.57 = 0.44
______
4.3
Among Saskatchewan asthmatics aged 5-54, an estimated
44% of cardiovascular deaths relate to theophylline prescriptions.
Case-Control Studies - Slide 37
Attributable rates (rate difference)

The absolute rate difference (i.e., the absolute
rate of disease attributable to exposure) is I
e
- I
o


Data from a standard case-control study alone
cannot validly be used to estimate
absolute rates of disease.

Even if case ascertainment is complete,
the controls represent an unknown and
arbitrary fraction of the true person-time at risk.

Hence the rate difference cannot be estimated.
Case-Control Studies - Slide 38
However, incidence rates can be estimated if there is
additional knowledge about the amount of person-time at risk
Exposure
(+) (-)
Disease (+) a b
Disease (-) c = f x x P
t
d = f x (1- ) x P
t


Then I
e
= a = a
_____ ___________
x Pt [c/(c+d)] x P
t


Then I
o
= b = b
_________ ___________
(1- ) x P
t
[d/(c+d)] x P
t


and the rate difference is I
e
-I
o

where = proportion of person-time which is exposed
Case-Control Studies - Slide 39
Example:

In this nested case-control study,
the researchers knew that in the source cohort
(Saskatchewan asthmatics aged 5-54), there were
47,842 person-years at risk during the study period

The 2x2 table was:
Theophylline in last 3 months
Yes No | Total
Cardiac death Yes 17 13 | 30
No 956 3124 | 4080

Case-Control Studies - Slide 40
Then the estimated incidence of cardiac death in asthmatics
prescribed theophylline (I
e
) is:
a = 17 = 0.0015 per person-year
___________ ________________
[c/(c+d)] x P
t
956/4080 x 47,842

And in asthmatics who were not prescribed theophylline the
estimated incidence (I
o
) is:
b = 13 = 0.00035 per person-year
___________ _________________
[d/(c+d)] x P
t
3124/4080 x 47,842

The estimated rate difference is therefore
0.0015-0.00035 = 0.00115 per person-year.
Note that the IRR computed as I
e
/I
o
remains 4.3
Case-Control Studies - Slide 41
I
e
and I
o
may also be estimated if I
t
is known for the source population

Recall that I
t
= (I
e
x ) + [I
o
x (1- )]
But I
e
= I
o
x OR
Then I
t
= I
o
[(OR x ) + (1- )]
So I
o
= I
t
= I
t

______________ ________________________
(OR x ) + (1- ) {OR x [c/(c+d)]} + [d/(c+d)]

Then use I
e
= I
o
x OR
Then RD = I
e
- I
o
as usual [= I
o
(OR-1)]
Case-Control Studies - Slide 42
Example:
The total incidence (I
t
) of cardiovascular death
in the Saskatchewan cohort was
30 deaths/47,842 person-years
= 0.00063 per person-year.

Then I
o
= 0.00063 = 0.00035
___________________________
[4.3 x (956/4080)] + (3124/4080)

and I
e
= 0.00036 x 4.3 = 0.0015

RD = 0.0015 - 0.00035 = 0.00115
Case-Control Studies - Slide 43
Additional points

Corresponding estimates of attributable risks and
risk differences can be made for cumulative incidence
case-control studies, if the corresponding additional data
is available

Estimates of absolute risks/incidence rates and
risk/rate differences can be made only if the
total amount of persons/person-time at risk is known,
or at least one absolute risk/incidence rate is known
(i.e. for the total population, the exposed, or
the unexposed)

Nested case-control studies are a special type of study
where cases and controls are explicitly drawn from
a defined larger cohort (as in the Saskatchewan
asthma study)
Case-Control Studies - Slide 44
Case-Control Studies - Slide 45
Case-Control Studies: Strengths and Limitations

Advantages of case-control studies:

Efficiency - much less expensive/intensive
than cohort studies.
Very useful for outcomes that are rare
or occur after a long latency period.
Most outcomes are relatively rare over
short-term follow-up.
Permit evaluation of multiple exposures.
Can rapidly accrue person-time experience.
Avoid losses to follow-up inherent in cohort studies.

Disadvantages

Not useful/efficient for very rare exposures
(may not be present in either cases or controls).

Cannot directly compute incidence rates.

Cannot usually evaluate more than one outcome.

Temporality may be lost or distorted.

Potential for considerable bias, i.e. loss of validity.

Bias relates to:
- Measurement of exposure status
- Selection of subjects (usually controls)
Case-Control Studies - Slide 46
With respect to measurement,
exposure ascertainment must be consistent
for cases and controls.

There may be potential for misclassification of
exposure in relation to disease status
Case-Control Studies - Slide 47
Example 1

Differential recall of exposures among cases
vs controls

e.g. medication use and congenital malformations
- particularly if mothers attuned to
study hypothesis.

If cases more likely to recall exposure,
results will be biased toward a
positive association between exposure and outcome.

The more objective the source of exposure data,
the better.

Case-Control Studies - Slide 48
Example 2

Different sources of information about exposure

e.g. family members asked about
alcohol consumption of persons
who died of gastric cancer,
vs Direct questioning of control subjects.

If family members tend to underestimate cases
alcohol consumption, results will be biased
against finding a positive association between
alcohol and gastric cancer.
Case-Control Studies - Slide 49
Example 3
Exposure status changes as a consequence of
the outcome

e.g. patients with symptoms of lung cancer
stop smoking

If patients with newly diagnosed lung cancer are
compared to controls with respect to current
or recent smoking, results may be biased, i.e.,
the association between smoking and lung cancer
will be underestimated.

Data collection must reflect relevant person-time
experience and temporality of exposure and outcome.
Case-Control Studies - Slide 50
Association may also be missed
if the exposure of interest is poorly documented
(an example of non-differential misclassification)

Example: mesothelioma
It can be caused by brief, intense exposures
to asbestos, with a very long latency period
(>30 years).

In a case control study,
both cases and controls may recall such exposures
very poorly, thereby leading to an underestimate
of the true association.
Case-Control Studies - Slide 51
Control selection in case-control studies

Recall that the validity of case-control studies
hinges on the assumption that the
sampling fraction for cases (which may be 100%)
and that for controls (usually unknown)
does not vary by exposure status.

In other words, controls should represent the
source population from which the cases arose,
with respect to exposure experience.
Case-Control Studies - Slide 52
Example 1
A researcher wishes to test the hypothesis that
use of nonsteroidal anti-inflammatory drugs (NSAIDs)
is associated with development of gastric cancer.

She plans a case-control study comparing gastric cancer
patients (cases) with patients seen at the same hospital
for peptic ulcer disease (controls).
- NSAID use is a known risk factor for ulcers.

What will be the effect on her findings:
a) if NSAID use is truly a risk factor for gastric cancer?
b) if NSAID use is truly unassociated with gastric cancer?
Case-Control Studies - Slide 53
Hence, controls should not differ systematically
from the population of interest
with respect to exposure experience.

Sometimes the bias may be less obvious,
i.e. unrelated to explicit criteria for
control selection.
Case-Control Studies - Slide 54
Example 2
A researcher wishes to evaluate the association between
cellular phone use and brain tumours
using a case-control design.

Cases are recruited from the brain tumour clinic at the
Royal General Hospital, a neurosurgery referral centre.
Controls are recruited from the family medicine clinic
at the same hospital. This clinic primarily serves a
low-income population from the area adjacent to
the hospital.
This control group is less likely than the general population
to own cellular phones.

Result:
The study will be biased toward detecting an
association between brain tumours and cell phone use.
Case-Control Studies - Slide 55
Controls should be at risk for developing the outcome of interest
- otherwise they do not contribute useful data to the study
(inefficient)
- inclusion of individuals not at risk may
also distort the results if the reason they are not at risk
relates to the exposure under study. This may not be obvious.

Example:
Sleep apnea (exposure) and risk of traffic accidents (outcome)
Cases: Drivers involved in car accidents.
Including non-drivers in the control group would be
a waste of time
- it could bias the results if
persons with severe apnea have chosen not to drive
and are over-represented in the control group.
Case-Control Studies - Slide 56
Controls should be persons who,
had they developed the outcome of interest,
would have had the same opportunity as
the actual cases to be included as such.

Similarly, cases should have
had the same opportunity as actual controls
to be included, had they
not developed the outcome of interest.

If this is not the case, controls may not properly
represent the source population.
e.g., study of brain tumours and cell phone use
discussed above
Case-Control Studies - Slide 57
Types of controls in case-control studies

1. Population Controls

Suitable if cases are a representative sample
(or all cases) arising from a well-defined
source population.

Controls are then randomly sampled
from the same population.

With the incidence-density design,
the probability of being sampled should
vary with an individuals person-time at risk.

Often, it is not easy to define the
precise source population.
Case-Control Studies - Slide 58
2. Neighbourhood Controls

May match controls to individual cases
with respect to neighbourhood of residence.

If cases are from a hospital, their neighbours
may or may not be equally likely to be
treated at the same hospital should
they develop the disease in question.

Example:
A hospital which caters to a particular group
within society.
Case-Control Studies - Slide 59
3. Family members or friends as controls

May share exposure characteristics with cases
as opposed to broader source population
(e.g. tobacco and alcohol use, dietary intake,
use of household products).
This can obscure relevant associations.

Depends on information provided by cases;
investigator loses control over factors leading
to selection.

Cases friends may overlap, leading to
disproportionate probabilities of selection
of certain individuals as controls.
Case-Control Studies - Slide 60
4. Hospital/clinic based controls

Often used when cases accrued at specific
hospital(s)/clinic(s).

Controls are recruited among persons seen
at the same hospitals/clinics for
other reasons or conditions.

To avoid bias, the basis for control selection
cannot be related to the exposure under study.

The incidence of the control condition(s)
determines the sampling fraction.

Case-Control Studies - Slide 61
Example:
A researcher wishes to examine the relationship
between anti-hypertensive medication use
and car accidents.


What will happen if controls are recruited
in the cardiology clinic?
Case-Control Studies - Slide 62
The best hospital controls are
persons with acute conditions that
consistently require hospital care but
are not related to the exposure of interest.

Example:
In a case control study of smoking as a
risk factor for colon cancer, a researcher
recruits controls who undergo appendectomy,
prostatectomy, or hysterectomy at
the same hospital as the cases.
Case-Control Studies - Slide 63
Derivation of formula - Part 1
For the cohort study, the 2 x2 table is:
exposed unexposed total
Cases a b a + b
Person-time P
e
P
o
P
e
+ P
o
= P
t


IRR = I
e
= a/P
e
= aP
o
___ _____ ____

I
o
b/P
o
bP
e

= a(P
t
- P
e
) = a (1 - P
e
/P
t
)
_______ _________
bP
e
b (P
e
/P
t
)
= a x (1-)
_ ____
b

Where = P
e
/P
t
= the proportion of person-years with
exposure among total person-years
in the source population
Supplemental Material - Slide 1
Furthermore,

a = a/(a+b) = P
exp
|case
_ _______ __________
b b/(a+b) = 1- P
exp
|case

where P
exp
|case = proportion of cases exposed

Then IRR = P
exp
|case (1- ) Equation 1
_____________
(1-P
exp
|case)

Supplemental Material - Slide 2

Derivation of formula - Part 2

if = proportion of person-years with exposure
then 1- = proportion of person-years without exposure
and I
t
= I
e
+ I
o
(1- )

i.e. a weighted average of incidence rates
among exposed and unexposed persons
Supplemental Material - Slide 3
Then the PAR fraction is:

I
t
- I
o
= (I
e
) + [(I
o
(1- )] - I
o
_____ ____________________
I
t
(I
e
) + [I
o
(1- )]

= (I
e
/I
o
) + (1- ) (I
o
/I
o
) - I
o
/I
o
______________________________________

(I
e
/I
o
) + (I
o
/I
o
) (1- )

= (IRR) + 1 - - 1
________________
(IRR) + 1 -

= (IRR - 1)
____________
(IRR - 1) + 1
Supplemental Material - Slide 4
Derivation - Part 3

= IRR - 1
_____________
IRR + (1/ ) - 1

= IRR - 1
____________
IRR + ( 1- )
______


= IRR - 1
______________
IRR + IRR (1- )
_________
IRR ()
Supplemental Material - Slide 5
Substituting equation 1 for IRR, this is

IRR - 1
____________________________
IRR + IRR (1- ) () (1 - P
exp
|case)
_______________________
() (P
exp
|case) (1- )

= IRR - 1
__________________
IRR + IRR (1-P
exp
|case)
_____________
P
exp
case

= IRR - 1
______________________________
IRR (P
exp
|case) + IRR - IRR (P
exp
|case)
______________________________
P
exp
case

= IRR - 1 x P
exp
|case = OR -1 x P
exp
|case
______ ____
IRR OR
Supplemental Material - Slide 6

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