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Lecture 3

This lecture covers


Section 6.1: General Principles
IS:1893-2002(Part I)
January 16, 2003
1

General Principles and Design Criteria (Section 6)

Four main sub-sections

Cl. 6.1: General Principles


Cl. 6.2: Assumptions
Cl. 6.3: Load Combination and Increase in
Permissible Stresses
Cl. 6.4: Design Spectrum

This lecture covers the first sub-section: Cl. 6.1

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 2

Ground Motion (cl. 6.1.1)

Usually, the vertical motion is weaker than the


horizontal motion
On average, peak vertical acceleration is onehalf to two-thirds of the peak horizontal
acceleration.

Cl. 3.4.5 of 1984 code specified vertical


coefficient as one-half of horizontal
Cl. 6.4.5 of 2002 code specifies it as two-thirds

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 3

Ground Motion Contd

All structures experience a constant vertical


acceleration (downward) equal to gravity (g) at
all times.
Hence, the vertical acceleration during ground
shaking can be just added or subtracted to the
gravity (depending on the direction at that
instant).

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 4

Ground Motion Contd

Example: A roof accelerating up and down by


0.20g.

Implies that it is experiencing acceleration in the


range 1.20g to 0.80g (in place of 1.0g that it
would experience without earthquake.)

Factor of safety for gravity loads (e.g., dead and


live loads) is usually sufficient to cover the
earthquake induced vertical acceleration

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 5

Ground Motion Contd

Main concern is safety for horizontal


acceleration.
Para 2 in cl. 6.1.1 (p. 12) lists certain cases
where vertical motion can be important, e.g.,

Large span structures


Cantilever members
Prestressed horizontal members
Structures where stability is an issue

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 6

Effects other than shaking

Ground shaking can affect the safety of


structure in a number of ways:

Shaking induces inertia force


Soil may liquefy
Sliding failure of founding strata may take place
Fire or flood may be caused as secondary effect
of the earthquake.

Cl. 6.1.2 cautions against situations where


founding soil may liquefy or settle: such cases
are not covered by the code and engineer has
to deal with these separately.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 7

Earthquake Design Principle

Large earthquakes are infrequent as compared


to smaller earthquakes
A structure may have a design life of 50-100
years. Should it be designed to remain
undamaged for a large earthquake that takes
place say once in 500 years?
Read Earthquake Tip 8
(http://www.nicee.org/EQTips/EQTip08.pdf)

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 8

Earthquake Design Principle (contd)

The criteria is:

Minor (and frequent) earthquakes should not


cause damage
Moderate earthquakes should not cause
significant structural damage (but could have
some non-structural damage)
Major (and infrequent) earthquakes should not
cause collapse

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 9

Clause 6.1.3

Para 1 of this clause implies that Design Basis


Earthquake (DBE) relates to the moderate
shaking and Maximum Considered Earthquake
(MCE) relates to the strong shaking.
Indian code is quite empirical on the issue of
DBE and MCE levels (as discussed in Lecture 2).
Hence, this clause is to be taken only as an
indicator of the concept.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 10

Seismic Design Principle

A well designed structure can withstand a


horizontal force several times the design force
due to:

Overstrength
Redundancy
Ductility

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 11

Overstrength

The structure yields at load higher than the


design load due to:

Partial Safety Factors

Material Properties

Partial safety factor on seismic loads


Partial safety factor on gravity loads
Partial safety factor on materials
Member size or reinforcement larger than required
Strain hardening in materials
Confinement of concrete improves its strength
Higher material strength under cyclic loads

Strength contribution of non-structural elements


Special ductile detailing adds to strength also

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 12

Redundancy

Yielding at one location in the structure does not


imply yielding of the structure as a whole.
Load distribution in redundant structures
provides additional safety margin.
Sometimes, the additional margin due to
redundancy is considered within the
overstrength term.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 13

Ductility

As the structure yields, two things happen:

There is more energy dissipation in the structure


due to hysteresis
The structure becomes softer and its natural
period increases: implies lower seismic force to
be resisted by the structure

Higher ductility implies that the structure can


withstand stronger shaking without collapse

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 14

Response Reduction Factor

Overstrength, redundancy, and ductility


together lead to the fact that an earthquake
resistant structure can be designed for much
lower force than is implied by a strong shaking.
The combined effect of overstrength,
redundancy and ductility is expressed in terms
of Response Reduction Factor (R)
See Fig. on next slide.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 15


Total
Horizontal
Load

Total Horizontal Load

Maximum force
if structure remains elastic Fel
Linear Elastic
Response

Maximum
Load Capacity Fy

Load at
First Yield

Fs

Due to
Ductility
Non linear
Response
Due to
Redundancy

First
Significant
Yield

Due to
Overstrength

Design force Fdes

Figure: Courtesy
Dr. C V R Murty

max
Roof Displacement ()

Response Reduction Factor


Sudhir K. Jain, IIT Kanpur

Maximum Elastic Force (Fel)


Design Force (Fdes)

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 16

Para 2 and 3 of Cl. 6.1.3.

Imply that the earthquake resistant structures


should generally be ductile.
IS:13920-1993 gives ductile detailing
requirements for RC structures.
Ductile detailing provisions for steel structures
are not yet available in Indian codes.

Hence, reference is made to SP6 (Part 6): this


really relates to plastic design.
It is advisable to refer to international
codes/literature for ductile detailing of steel
structures till similar Indian codal provisions are
developed.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 17

Para 2 and 3 of Cl. 6.1.3 Contd

As of now, ductile detailing provisions for


precast structures and for prestressed concrete
structures are not available in Indian codes.
In the past earthquakes, precast structures have
shown very poor performance during
earthquakes.

The connections between different parts have


been problem areas.
Connections in precast structures in high seismic
regions require special attention.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 18

Past Performance

While talking of past performance of structures,


I may mention that the performance of flat plate
structures also has been very poor in the past
earthquakes.

For example, in the Northridge (California)


earthquake of 1994.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 19

Para 4 of Cl. 6.1.3

This is an important clause for moderate seismic


regions.
The design seismic force provided in the code is
a reduced force considering the overstrength,
redundancy, and ductility.

Hence, even when design wind force exceeds


design seismic force, one needs to comply with
the seismic requirements on design, detailing
and construction.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 20

Soil Structure Interaction (Cl. 6.1.4)

If there is no structure, motion of the ground


surface is termed as Free Field Ground Motion
Normal practice is to apply the free field motion
to the structure base assuming that the base is
fixed.

This is valid for structures located on rock sites.


For soft soil sites, this may not always be a good
assumption.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 21

Soil Structure Interaction (Cl. 6.1.4) Contd

Presence of structure modifies the free field


motion since the soil and the structure interact.

Hence, foundation of the structure experiences


a motion different from the free field ground
motion.
The difference between the two motions is
accounted for by Soil Structure Interaction (SSI)

SSI is not the same as Site Effects

Site Effect refers to the fact that free field motion


at a site due to a given earthquake depends on
the properties and geological features of the
subsurface soils also.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 22

SSI Contd

Consideration of SSI generally

Decreases lateral seismic forces on the structure


Increases lateral displacements
Increases secondary forces associated with Pdelta effect.

For ordinary buildings, one usually ignores SSI.


NEHRP Provisions provide a simple procedure to
account for soil-structure interaction in buildings

See Lecture 1 for availability of NEHRP document


at internet

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 23

Direction of Ground Motion (Cl. 6.1.5)

During earthquake shaking, ground shakes in all


possible directions.

Direction of resultant shaking changes from


instant to instant.

Basic requirement is that the structure should


be able to withstand maximum ground motion
occurring in any direction.

We already discussed that for most structures,


main concern is for horizontal vibrations rather
than vertical vibrations.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 24

Direction of Ground Motion (Cl. 6.1.5) (contd)

One does not expect the peak ground


acceleration to occur at the same instant in two
perpendicular horizontal directions.
Hence for design, maximum seismic force is not
applied in the two horizontal directions
simultaneously.
If the walls or frames are oriented in two
orthogonal (perpendicular) directions:

It is sufficient to consider ground motion in the


two directions one at a time.
Else, Cl. 6.3.2: will come back to this later.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 25

Building Plans with Orthogonal Systems

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 26

walls

Building Plans with Non-Orthogonal Systems


Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 27

Floor Response Spectrum (Cl. 6.1.6)

In previous lecture, we discussed response


spectrum for ground acceleration.
Equipment located on a floor needs to be
designed for the motion experienced by the
floor.
Hence, the procedure for equipment will be:

Analyze the building for the ground motion.


Obtain response of the floor.
Express the floor response in terms of spectrum
(termed as Floor Response Spectrum)
Design the equipment and its connections with
the floor as per Floor Response Spectrum.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 28

Additions to Existing Structures (Cl. 6.1.7)

Read this clause carefully.


It is an important clause.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 29

Change in Occupancy (Cl. 6.1.8)

The is an important clause.


Read it carefully.

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 30

At the end of Lecture 3

Please let me know if the lectures so far have


been too light or too heavy.
Any constructive suggestions on improving the
lectures at this stage?

Sudhir K. Jain, IIT Kanpur

E-Course on IS:1893 / January 2003

Lecture 3 / Slide 31

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