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WILLIAM H.

BROWN
THOMAS POON
www.wiley.com/college/brown

CHAPTER FIVE

Reactions of Alkenes
and Alkynes
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5-1

Energy Diagram
Energy diagram: A
graph of the energy
changes that occur
during a chemical
reaction; energy is
plotted on the y-axis.
Reaction progress on
the x-axis.
Figure 5.1 An energy
diagram for a one-step
exothermic reaction of C
and A-B to give C-A and
B.

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Energy Diagram
Transition state: An unstable species of maximum energy
formed during the course of a reaction; a maximum on an
energy diagram.
Activation energy Ea: The difference in energy between
the reactants and the transition state.
Ea determines the rate of reaction.
If the Ea is large, very few molecular collisions occur with
sufficient energy to reach the transition state, and the
reaction is slow.
If the Ea is small, many collisions generate sufficient
energy to reach the transition state, and the reaction is
fast.
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5-3

Energy Diagram
Also shown on an energy diagram are:
Heat of reaction H: The difference in energy between
reactants and products.
Exothermic reaction: A reaction in which the energy of
the products is lower than the energy of the reactants;
a reaction in which heat is liberated.
Endothermic: A reaction in which the energy of the
products is higher than the energy of the reactants: a
reaction in which heat is absorbed.

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Energy Diagram
Figure 5.2 Energy diagram for a two-step exothermic
reaction involving formation of a reaction intermediate.

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Energy Diagram
Reaction intermediate: An energy minimum between
two transition steps. Intermediates are highly reactive
and rarely, if ever, can one be isolated.
Rate-determining step: The step in a reaction sequence
that crosses the highest energy barrier; the slowest step
in a multistep reaction.

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5-6

Addition of HCl to 2-Butene


A two-step mechanism
Step 1: Add a proton. Formation of a sec-butyl cation, a 2
carbocation intermediate.

Step 2: Reaction of an electrophile and a nucleophile to


form a new covalent bond. Reaction of the sec-butyl cation
(an electrophile) with chloride ion (a nucleophile) completes the
reaction.

Copyright 2014 John Wiley & Sons, Inc. All rights reserved.

5-7

Addition of HCl to 2-Butene


Figure 5.6 Energy diagram for the two-step exothermic
addition of HCl to 2-butene.

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5-8

Reaction Mechanism
A reaction mechanism is a step-by-step description of how a
reaction occurs. It describes:
Which bonds break and which new ones form.
The order and relative rates of the various bond-breaking
and bond-forming steps.
If the reaction takes place in solution, the role of the
solvent.
The role of the catalyst (if one is present).
The energy of the entire system during the reaction.
A reaction mechanism is NOT a list of reagents or of
experimental conditions that bring about the chemical
transformation.
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5-9

Why Mechanisms?
Mechanisms provide:
A theoretical framework within which to organize descriptive
chemistry.
An intellectual satisfaction derived from constructing models
that accurately reflect the behavior of chemical systems.
A tool with which to search for new information and new
understanding.

Copyright 2014 John Wiley & Sons, Inc. All rights reserved.

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Kinds of organic reactions


Addition: two reactants add together to form a single new
product
While it is most accurate to show proton transfer from H 3O+ in
aqueous solution, we will often simplify the equation to show
just the proton H+ and the formation of a new covalent bond.

Copyright 2014 John Wiley & Sons, Inc. All rights reserved.

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Kinds of organic reactions


Substitution: Exchange parts to give a new product
Electrophile: an electron-poor species that can accept a
pair of electrons to form a new covalent bond; a Lewis acid.
Nucleophile: an electron-rich species that can donate a
pair of electrons to form a new covalent bond, a Lewis
base.

Copyright 2014 John Wiley & Sons, Inc. All rights reserved.

5-12

Kinds of organic reactions


Rearrangement of a bond. A rearrangement occurs when the
electrons of a sigma bond break the bond from one atom and
form a new covalent bond to an adjacent atom.

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Kinds of organic reactions


Elimination: Single reactant splits to form to form two
products
A carbocation can be formed when a chemical species breaks
off from a molecule, taking the electrons from the former single
bond with it. The chemical species formed is called the leaving
group. The bond breaks because doing so forms one or more
stable ions or molecules.

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Reactions of Alkenes

5-15

Reactions of Alkenes
X2
(X2=Cl2,Br2)
HX

X
CH3 CH CH2 (anti) or trans
Halogenation
X
X

n
CH3 CH CH2 Hydrohalogenation
alkyl halide

CH3 CH CH2
H2O
+

CH3OH
+

OH H
CH3 CH CH2 Hydration
alcohol

OCH3 H

CH3 CH CH2
ether

5-16

Reactions of Alkenes
H2
Pd/C or Pt/C

CH3CH CH2

KMnO4
NaOH
KMnO4
+

BH3

CH3 CH CH2 Hydrogenation


alkane

OH OH
CH3 CH CH2 Hydroxylation or
glycol
Mild Oxidation
O
CH3 C OH + CO2 Oxidative cleavage
carboxylic acid
or Strong Oxidation
H BH2
CH3 CH CH2

Hydroboration

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Electrophilic Additions to Alkenes


Addition of hydrogen halides (HCl, HBr, HI)

Addition of water (H2O/H2SO4) Hydration

Addition of halogens (Cl2, Br2) Halogenation

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Addition of Hydrogen Halides


Carried out with the pure reagents or in a polar solvent such as acetic acid.

Addition is regioselective.
Regioselective reaction: A reaction in which one direction of bond
forming or bond breaking occurs in preference to all other directions.

Markovnikovs rule: In additions of HX to a double bond, H adds to


the carbon with the greater number of hydrogens already bonded to it.
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5-19

Markovnikovs Rule
Problem: Complete these reactions by predicting the major
product formed in each reaction.

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5-20

Regioselectivity
Markovnikovs rule is but one example of regioselectivity.
We will see more examples in this and later chapters.

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5-21

Carbocations
Carbocation: A species containing a carbon atom that has
only three bonds to it, six electrons in its valence shell, and
bears a positive charge.
Carbocations are:
Electrophiles: that is, they are electron-loving.
Lewis acids: that is, they are electron-pair acceptors.

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5-22

Carbocations
A 3 carbocation is more stable than a 2 carbocation,
and requires a lower activation energy for its formation.
A 2 carbocation is, in turn, more stable than a 1
carbocation, and requires a lower activation energy for
its formation.
Methyl and 1 carbocations are so unstable that they are
never observed in solution.

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5-23

Relative Stability of Carbocations


Inductive effect: The polarization of the electron density
of a covalent bond as a result of the electronegativity of a
nearby atom.
The electronegativity of a carbon atom bearing a positive
charge exerts an electron-withdrawing inductive effect
that polarizes electrons of adjacent sigma bonds toward
it.
Thus, the positive charge of a carbocation is not localized
on the trivalent carbon, but rather is delocalized over
nearby atoms as well.
The larger the area over which the positive charge is
delocalized, the greater the stability of the cation.
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5-24

The Inductive Effect


3 Carbocations are more stable and require a lower
activation energy for their formation than 2 carbocations. 1
and methyl carbocations are so difficult to form that they are
never observed in solution or in any of the reactions we will
discuss.

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5-25

Markovnikovs Rule
The chemical basis for the regioselectivity embodied
in Markovnikovs rule lies in the relative stabilities of
carbocation intermediates. The reason why the
proton of HX adds to the less substituted carbon of
the double bond is that this mode of addition leads to
the more stable carbocation intermediate.

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5-26

Addition of H2O to an Alkene


Addition of H2O to an alkene is called hydration.
Acid-catalyzed hydration of an alkene is regioselective:
hydrogen adds preferentially to the less substituted
carbon of the double bond. Thus HOH adds to alkenes
in accordance with Markovnikov's rule.

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5-27

Addition of H2O to an Alkene


Step 1: Add a proton. Proton transfer from the acid catalyst
(H3O+) to propene gives a 2 carbocation intermediate.

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5-28

Addition of H2O to an Alkene


Step 2: Reaction of a nucleophile and an electrophile to
form a new covalent bond. Reaction of the carbocation
intermediate with water completes the valence shell of
carbon and gives an oxonium ion.

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5-29

Addition of H2O to an Alkene


Step 3: Take a proton away. Proton transfer from the
oxonium ion to water gives the alcohol and regenerates the
acid catalyst.

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5-30

Addition of H2O to an Alkene


Problem: Account for the fact that the acid-catalyzed
hydration of alkenes can be used to prepare both 2 and 3
alcohols but, with the exception of ethanol, it cannot be used
to prepare 1 alcohols.

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5-31

Addition of Cl2 and Br2


Carried out with either the pure reagents or in an inert
solvent such as CH2Cl2.

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5-32

Addition of Cl2 and Br2


Addition is stereoselective.
Stereoselective reaction: A reaction in which one
stereoisomer is formed or destroyed in preference to all
others that might be formed or destroyed.
Addition to a cycloalkene, for example, gives only a trans
product. The reaction occurs with anti stereoselectivity.

Copyright 2014 John Wiley & Sons, Inc. All rights reserved.

5-33

Addition of Cl2 and Br2


Step 1: Reaction of a nucleophile and an electrophile to
form a new covalent bond. Reaction of the pi bond (a
nucleophile) with bromine (an electrophile) gives a bridged
bromonium ion intermediate

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5-34

Addition of Cl2 and Br2


Step 2: Reaction of a nucleophile, and an electrophile to
form a new covalent bond. Attack of bromide ion from the
side opposite the bridged bromonium ion opens the threemembered ring.

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5-35

Addition of Cl2 and Br2


The addition of chlorine or bromine to cyclohexene and its
derivatives gives a trans-diaxial product because only axial
positions on adjacent carbon atoms are anti and coplanar.
The initial trans-diaxial conformation is in equilibrium with the
more stable trans-diequatorial conformation.

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5-36

Carbocation Rearrangements
As we have seen, the product of electrophilic addition to
an alkene involves rupture of a pi bond and formation of
two new sigma bonds in its place. In the following addition
only 17% of the expected product is formed.
Rearrangement: A reaction in which the connectivity of
atoms in the product is different from that in the starting
material.

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5-37

Carbocation Rearrangements
In the rearrangements we examine, typically either an alkyl
group or a hydrogen atom migrates with its bonding
electrons from an atom to an adjacent electron-deficient
atom as illustrated in the following mechanism. The key step
in this type of rearrangement is called a 1,2-shift.

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5-38

Carbocation Rearrangements
Step 1: Add a proton. Proton transfer from HCl to the
alkene to give a 2 carbocation intermediate.

Step 2: Rearrangement of a bond. Migration of a methyl


group with its bonding electrons from the adjacent carbon
gives a more stable 3 carbocation.

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5-39

Carbocation Rearrangements
Step 3: Reaction of a nucleophile and an electrophile to
form a new covalent bond. Reaction of the 3 carbocation
(an electrophile and a Lewis acid) with chloride ion (a
nucleophile and a Lewis base) gives the rearranged
product.

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5-40

Carbocation Rearrangements
Rearrangements also occur during the acid-catalyzed
hydration of alkenes, especially where the carbocation
formed in the first step can rearrange to a more stable
carbocation.

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5-41

CarbocationsSummary
The carbon bearing a positive charge is sp2 hybridized with
bond angles of 120 about it.
The order of carbocation stability is 3>2>1.
Carbocations are stabilized by the electron-withdrawing
inductive effect of the positively charged carbon.
Methyl and 1 carbocations are so unstable that they are
never formed in solution.
Carbocations may undergo rearrangement by a 1,2-shift,
when the rearranged carbocation is more stable than the
original carbocation. The most commonly observed pattern
of rearrangement is from 2 to 3.

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5-42

CarbocationsSummary
Carbocation intermediates undergo three types of reactions:
1. Rearrangement by a 1,2-shift to a more stable
carbocation.
2. Addition of nucleophile to form a new covalent bond
(e.g., halide ion, H2O, Br).
3. Loss of a proton to give an alkene (the reverse of the
first step in both the addition of HX and the acid-catalyzed
hydration of an alkene).

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5-43

Hydroboration-Oxidation
The result of hydroboration followed by oxidation of an
alkene is hydration of the carbon-carbon double bond.

Because H adds to the more substituted carbon of the


double bond and OH adds to the less substituted carbon,
we refer to the regiochemistry of hydroboration/oxidation as
anti-Markovnikov hydration.
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5-44

Hydroboration-Oxidation
The first step(s) of hydroboration is/are the addition of BH 3 to
an alkene to form a trialkylborane.

Borane is most commonly used as a solution of BH3 in


tetrahydrofuran (THF).

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5-45

Hydroboration-Oxidation
Boron, atomic number 5, has three electrons in its valence
shell. To bond with other atoms, boron uses sp2 hybrid
orbitals. Because of the vacant 2p orbital in the valence shell
of boron, BH3, BF3, and other trivalent compounds of
boron are electrophiles.

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5-46

Hydroboration-Oxidation
Hydroboration is both regioselective and syn stereoselective.
Regioselectivity: H adds to the more substituted carbon and
boron adds to the less substituted carbon of a carboncarbon
double bond.
Stereoselectivity: Boron and H add to the same face of the
double bond (syn stereoselectivity).

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5-47

Hydroboration-Oxidation
Chemists account for the regioselectivity by proposing the
formation of a cyclic four-center transition state, and for the
syn stereoselectivity by steric factors. Boron, the larger
part of the reagent, adds to the less substituted carbon
and hydrogen to the more substituted carbon.

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5-48

Reduction of Alkenes
Alkenes react with H2 in the presence of a transition metal
catalyst to give alkanes.
The most commonly used catalysts are Pd, Pt, and Ni.
The reaction is called catalytic reduction or catalytic
hydrogenation.

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5-49

Reduction of Alkenes
The most common pattern is syn addition of hydrogens;
both hydrogens add to the same face of the double bond.
Catalytic reduction is syn stereoselectivity.

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5-50

Heats of Hydrogenation
Reduction involves net conversion of a weaker pi bond to a
stronger sigma bond.
The greater the degree of substitution of a double bond, the
lower its heat of hydrogenation.
The greater the degree of substitution, the more
stable the double bond.
The heat of hydrogenation of a trans alkene is lower than
that of an isomeric cis alkene.
A trans alkene is more stable than its isomeric cis
alkene.
The difference is due to nonbonded interaction strain in
the cis alkene.
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5-51

Heats of Hydrogenation
Figure 5.7 Heats of hydrogenation of cis-2-butene and
trans-2-butene.
trans-2-butene is more stable than cis-2-butene by 4.2
kJ/mol.

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5-52

Heats of Hydrogenation

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5-53

Reactions of Alkynes
As we saw in Chapter 4, one of the major differences
between the chemistry of alkanes, alkenes, and alkynes
is that terminal alkynes are weak acids.

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5-54

Alkylation of Terminal Alkynes


Treatment of a 1-alkyne with a very strong base such as
sodium amide, NaNH2, converts the alkyne to an acetylide
anion.

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5-55

Acetylide Anions in Synthesis


An acetylide anion is both a strong base and a nucleophile.
As a nucleophile, it can donate a pair of electrons to an
electrophilic carbon atom and form a new carbon-carbon bond.

In this example, the electrophile is the partially positive carbon


of chloromethane. As the new carbon-carbon bond is formed,
the carbon-halogen bond is broken.
Because an alkyl group is added to the original alkyne, this
reaction is called alkylation.
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5-56

Acetylide Anions in Synthesis


The importance of alkylation of acetylide anions is that the
two-carbon molecule acetylene can be used to create larger
carbon skeletons.

For reasons we will discuss fully in Chapter 7, this type of


alkylation is successful only for methyl and primary alkyl
halides (CH3X and RCH2X).

Copyright 2014 John Wiley & Sons, Inc. All rights reserved.

5-57

Reduction of Alkynes
Treatment of an alkyne with H2 in the presence of a
transition metal catalyst, most commonly Pd, Pt, or Ni,
results in addition of two moles of H2 and conversion of the
alkyne to an alkane.

Copyright 2014 John Wiley & Sons, Inc. All rights reserved.

5-58

Reduction of Alkynes
By the proper choice of catalyst it is possible to stop the
reaction at the addition of one mole of H2. The most
commonly used catalyst for this purpose is the Lindlar
catalyst, which consists of finely powdered palladium
metal deposited on solid calcium carbonate that has
been specially modified with lead salts.
Reduction (hydrogenation) of alkynes over Lindlar catalyst is
syn stereoselective, the two hydrogens are added from the
same face of the triple bond to give a cis alkene.

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5-59

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5-60

Reduction of Alkynes
Problem: Starting with acetylene and any other necessary
reagents, propose a synthesis for each of the following
compounds. Any compound made in one part of the problem
may be used as a starting material for another part of the
problem.
(a) 1-Butyne (b) 1-Butene
(c) 1-Butanol (d) 2-Butanol
(e) 3-Hexyne (f) cis-3-Hexene
(g) Hexane (h) 3-Hexanol
(i) 3,4-Dibromohexane

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