WELCOME

SECURITIES AND EXCAHANGE BOARD OF INDIA!!!!

SUBMITTED TO DR RISHI CHAUDHARY

SUBMITTED BYSHUBHAM(2290) RAHUL (2285)

SEBI INTRODUCTION
In 1988 the Securities and Exchange Board of India

(SEBI) was established by the Government of India through an executive resolution.

In the year 1992 with the passing of the Securities and

Exchange Board of India Act (SEBI Act) on 30th January 1992.

Securities and Exchange Board of India?

To ensure effective regulation of the Capital Market, SEBI Act,1992 was enacted to establish SEBI with statutory powers for; Protecting the interest of investors in securities Promoting the development of the securities market Regulating the securities market

POWERS OF SEBI!
SEBI can specify the matters to be disclosed and the

standard of disclosure required for the protection of investors in respect of issues; can issue directions to all intermediaries and other person associated with the securities market. securities market viz.., broker and sub broker, underwriters, merchant banker, share transfer agent, registrar to the issue, depositeries,depository participants, portfolio managers,foreign institutional investors, custodians, mutual funds, credit rating agencies shall be registered with SEBI.

All the intermediaries and persons associated with

CONSTITUTION OF SEBI
The Central Government has constituted a Board by

the name of SEBI under section of SEBI Act. The Head Office of SEBI is in Mumbai.

SEBI consist of the following members

A Chairman Two members from amongst the officials of the Ministers of the Central Government dealing with the Finance and administration of the companies,act 1956. One member from amongst the officials of the Reserve Bank Of India; Five other members from whom at least three shall be whole time members to be appointed by the Central Government

FUNCTIONS OF SEBI
Regulating the business in stock exchanges and other securities market. Registering and regulating the working of stock brokers, sub brokers, share transfer agent, merchant bankers, underwriters, portfolio

mangers and such other intermediaries who may be associated with securities market.

 Promoting and regulating self regulatory organization. Promoting investors education and training of

intermediaries of securities market.

Prohibiting fraudulent and unfair trade practices

relating to the securities market.

Prohibiting insider trading in securities.

REGISTRATION OF INTERMEDIARIES
The intermediaries and person associated with

securities market shall buy , sell or deal in securities after obtaining a certificate of Registration from SEBI, as required by section 12

SEBI RULES
SEBI( Stock Brokers & sub-Brokers) Rules, 1992.
SEBI (Stock Brokers & sub-Brokers) Rgulations,1992. SEBI ( Insider Trading) Regulations,1992. SEBI ( Prohibition of Fraudulent and Unfair Trade

Practices Relating to the Securities Markets) Regulations,1995