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KOLTUN, A; ERPEN-DALLA CORTE, L; MERTZ-HENNING, LM; GONÇALVES, LSA. 2018. Genetic improvement of horticultural crops mediated by
CRISPR/Cas: a new horizon of possibilities. Horticultura Brasileira 36: 290-298. DOI: http://dx.doi.org/10.1590/S0102-053620180302
ABSTRACT RESUMO
The burden of the current global challenge involving food Melhoramento genético de hortaliças mediado por CRISPR/
security lies in the need to improve crop production. In this regard, Cas: uma nova gama de possibilidades
biotechnology stands out as an essential tool to generate plants able O grande desafio para garantir a segurança alimentar global está
to cope with pests, diseases, and harsh climatic conditions, and more na necessidade de aumentar a produção agrícola. Neste contexto, a
efficient in the use of natural resources. An advanced approach to biotecnologia destaca-se como uma ferramenta importante para gerar
create genetic variability in a precise and targeted way, the genome- plantas geneticamente melhoradas, com maior resistência/tolerância
editing technique CRISPR/Cas (clustered regularly interspaced short a pragas, doenças e condições climáticas adversas, que utilizem de
palindromic repeats/CRISPR associated proteins), has drawn the forma eficiente os recursos naturais. Uma abordagem avançada para
attention of breeders. The genome editing CRISPR/Cas system relies a geração de variabilidade genética de maneira precisa e direcionada
on a guiding RNA that directs a nuclease to generate a double-strand tem chamado a atenção dos melhoristas, a técnica de edição genômica
break (DSB) at a target DNA, activating the cell repair systems and CRISPR/Cas (repetições palindrômicas curtas agrupadas e regular-
eventually leading to deletions or insertions of nucleotides. Therefore, mente interespaçadas/proteínas associadas ao CRISPR). O sistema
CRISPR/Cas is a toolbox to achieve many goals, from basic science de edição genômica CRISPR/Cas é formado por um RNA guia que
investigations to the development of crops with improved agronomic direciona uma nuclease para gerar cortes específicos no DNA alvo.
traits, with potential to bring innovative solutions to food production. Esta ruptura ativa os sistemas de reparo celular e, eventualmente,
The CRISPR/Cas system has been applied in a large number of plants, leva a deleções ou inserções de nucleotídeos. Assim, a tecnologia
including some horticultural species. In this review, we present details CRISPR/Cas pode ser aplicada tanto na pesquisa científica básica,
of the CRISPR/Cas natural and artificial systems, its possibilities as quanto no desenvolvimento de culturas com características agronômi-
a biotechnological tool, advantages over other breeding techniques, cas melhoradas, com o potencial de trazer soluções inovadoras para
regulatory issues, and its applicability in horticultural crops, as well a agricultura. Esta técnica tem sido aplicada em um grande número
as future challenges. de culturas agrícolas, incluindo algumas hortaliças. Nesta revisão,
apresentamos detalhes do sistema natural e artificial CRISPR/Cas,
suas possibilidades como ferramenta biotecnológica, vantagens sobre
outras abordagens de melhoramento genético, questões regulatórias e
sua aplicabilidade nas hortaliças, bem como desafios futuros.
Keywords: Genome editing, plant breeding, biotechnology, induced Palavras-chave: Edição genômica, melhoramento genético de
mutations, non-transgenic. plantas, biotecnologia, mutações induzidas, não-transgênico.
of target alleles in the germplasm and screening random mutations. ZFN and TALENs, become increasingly
of a particular species. In this case, This great challenge was surpassed in obsolete.
transgenic technology represents a the 90s when the first tools emerged, The CRISPR/Cas system
potential tool for genetic enhancement relying on engineered nucleases linked The opportunity to exploit
since it allows the introduction of to components capable of recognizing the CRISPR/Cas system as a
specific genes which may come from DNA sequences. The first technique biotechnological tool came from a
a non-crossable-plant species or a non- successfully used for this purpose was deeper understanding of the underlying
plant-organism (Anami et al., 2013). A the zinc finger nuclease (ZFN), which molecular mechanisms of the natural
large number of transgenic horticultural identify specific DNA sequences through process in prokaryotes, specifically
crops have been developed in the last 30 protein-DNA interactions and guide an of the CRISPR/Cas9 system from
years carrying relevant modifications associated endonuclease (commonly Streptococcus pyogenes. This microbial
(Parmar et al., 2017). Although the Fok I), allowing the manipulation of adaptive immune system mediates
use of genes from different species is particular targets in the genome (Durai defense against foreign genetic elements
still an important tool for developing et al., 2005). Later, a similar genome through three main steps: immunization,
improved crops for a variety of traits, editing tool was developed, based expression, and interference (Bhaya et
a more advanced and precise approach on transcription effectors identified al., 2011).
has drawn the attention of the breeders: in the plant pathogen Xanthomonas
During the immunization step, the
the genome editing using engineered spp., called transcription activator-
host incorporates small sequences of the
nucleases. The clustered regularly like effectors (TALEs) (Bogdanove
invader DNA (ranging from 21-48 bp)
interspaced short palindromic repeats et al., 2010). These effectors can be
to a specific region of its own genome,
(CRISPR) associated proteins (CRISPR/ customized to recognize and bind to
the CRISPR locus, in the form of spacers
Cas) system is the most recent tool specific DNA guiding endonucleases
between short palindromic repeats.
developed for this purpose, allowing to induce site-specific editions in the
The recognition of the region to be
researchers to delete, replace, or insert genome in a complex system called
incorporated as a spacer depends on the
specific sequences in a targeted location TAL effector nucleases (TALENs)
presence of small conserved nucleotide
of the genome to generate new valuable (Bogdanove & Voytas, 2011). Although
sequences (2-3 specific nucleotides),
traits with potential to bring innovative the ZFN and TALENs technologies have
called adjacent protospacer motifs
solutions to agriculture (Cardi, 2016; been used for genome editing in several
(PAMs), which represent the anchoring
Liu et al., 2016). organisms, the high cost and complexity
site of the nuclease and determine
of synthesizing DNA-binding proteins
the cleavage point of the target DNA
Genome editing have limited their use for the study and
(Mojica et al., 2009). The expression
Over the years, artificial genetic genetic improvement of plants.
of these regions results in small non-
manipulation has been used to unravel The most recent genome editing tool coding RNAs, called CRISPR-RNAs
the function of genes and their regulation is the CRISPR/Cas system, identified (crRNAs) and trans-activating crRNA
in metabolic pathways to create a as part of the immune mechanism (tracrRNA) (Makarova et al., 2011). The
phenotype of interest. Initially, genetic against exogenous DNA in bacteria tracrRNA participates in the maturation
modifications were artificially performed and Archaea. CRISPR/Cas uses small process of the crRNAs, forming a
mainly by mutagenesis with radiation sequences of non-coding RNAs to two-RNA structure that guides Cas9 to
or chemical agents, followed by the guide nucleases to cleave a target promote double-strand breaks (DSBs)
identification of individuals presenting DNA (Horvath & Barrangou, 2010) or in the foreign DNA, inactivating the
the desired or the aberrant phenotypes. a target RNA, as recently discovered genetic material of the invader at the
Although this method has contributed to (Wolter & Puchta, 2018). By using RNA interference stage (Deltcheva et al.,
the study and understanding of several as guiding molecules, this technique 2011).
cellular and molecular processes (Chen dispenses the laborious and expensive Thus, in summary, the CRISPR/Cas
et al., 2012; Haydon et al., 2013), it step of building and optimizing complex system allows the host to construct a
requires the screening of thousands of proteins (such as ZFN and TALEs) for “library” containing an array of small
individuals carrying random mutations. DNA recognition, representing a more fragments of foreign DNA that have
Consequently, it is challenging to apply flexible and viable tool for genome previously invaded the cell, which
it in plant breeding programs, especially manipulation (Song et al., 2016). prevents future infections by cleaving
those involving quantitative agronomic Compared to other genome editing exogenous genetic materials that include
traits, such as yield, nutritional quality, strategies, the CRISPR/Cas technique library-like fragments mediated by
and resistance and/or tolerance to biotic is more straight forward, more cost- the action of endonucleases. Briefly,
and abiotic stresses. effective, precise and is highly efficient it relies on two essential components:
Advances in science created the even at multiplex genome editing (Wang the nuclease Cas9 and a guide, which
opportunity to drive mutations at et al., 2018). Therefore, the innumerable is composed of two RNA sequences.
specific sites in the genome, saving advantages of this new technology have Among the adaptions of the natural
time and the laborious work of inducing gradually made previous tools, such as process to form the biotechnological
tool is the single guide RNA the cytoplasm of the cell, the nucleases to the site of cleavage is provided to
(sgRNA), a combination of the dual- are transported to their site of action, the cell. However, it may contain a
tracrRNA:crRNA (type II system), the nucleus. new sequence between the homology
which simplifies the system (Jinek et Recently, the diversity of this system borders, which is going to be copied by
al., 2012). Moreover, the ability to has been investigated. Researchers the cell. This action represents a highly
drive the Cas9 nuclease to the target screened for other nuclease families specific genome editing technique,
site comes from the specificity of a with features distinct from Cas9 and wherein the new sequences can be
sequence of about 20 bp located in the found some efficient enzymes, such stipulated, unlike the random mutations
5’ portion of the guide RNA, which has as Cpf1 and Cms1 (CRISPR from the NHEJ repair system causes. The
homology to the sequence of interest Microgenomates and Smithella). These sequences inserted can be fragments
(Cong et al., 2013). By manipulating nucleases utilize a T-rich and AT- of a gene, whole genes, and site of
this 20 bp sequence, it is possible to rich PAM, respectively, mediating transcription factors in the promoter
create specific sgRNA molecules for robust DNA cleavage via a staggered region or even entire promoters. It has
different targets in the genome, which (sticky-end) DNA DSB (Zetsche et not been vastly used for editing plant
makes the CRISPR/Cas technique an al., 2015). Identifying these variant genomes because of the low frequency
extremely versatile tool, applicable to a nucleases and distinct mechanisms of of target mutation and recombination
wide range of species. interference broaden our understanding (Puchta, 2005). However, the discovery
As mentioned above, an essential of the CRISPR/Cas toolbox, increases and application of new endonuclease
requirement for the functionality of the diversity of options available to families have increased the efficiency
the system is that the sgRNA must researchers and advances genome of the HDR pathway.
have homology to a fragment of editing applications. Inducing a DSB in the DNA of an
DNA that is adjacent to the anchoring In summary, billions of years of organism to activate a repair pathway
site of the endonuclease, a small evolution have developed and improved has a great potential application for plant
conserved nucleotide sequence (2-3 a system that cuts prokaryotic DNA breeding, such as silencing of undesired
nucleotides), the PAM (Mojica et al., in a site-specific manner. Researchers native genes; alteration of the nucleotide
2009). Interestingly, the sequence that investigated and adapted it to become sequence encoding amino acids, aiming
determines PAM varies for homologous a biotechnological tool for editing the at improving a protein activity (the
Cas present in different organisms. genome of many species, including transfer of complete or partial gene
The Cas9 of S. pyogenes (SpCas9), eukaryotes. After the DSB at the genome sequences or entire allele swapping);
for example, recognizes the sequence target region caused by CRISPR/Cas, and fine-tune expression of native genes
PAM 5’-NGG-3’ and performs a blunt natural repair mechanisms present in of interest acting upon the promoter
DSB at approximately three nucleotides the cell are recruited to the cleavage region (repressing or adding artificial
upstream of the PAM sequence (Jinek region, the main ones being the non- transcription factors, for example).
et al., 2012). Although Cas9 of S. homologous end joining (NHEJ), which Therefore, not only can native genes
pyogenes is the most widely used wild is prone to errors, and the better, but be modified and manipulated but novel
endonuclease, homologous Cas9, such more complicated, homology-directed traits can be inserted as well.
as Staphylococcus aureus (SaCas9), repair (HDR) (Dexheimer, 2013). After defining the type of
are important since they represent During the NHEJ repair, the ends endonuclease and the approach of the
an extension of the range of PAM of the break are ligated and small system (NHEJ or HDR), plant genomic
sequences that can be used in the insertions and deletions (Indels) at this editing via CRISPR/Cas can be divided
CRISPR/Cas system. (Kleinstiver et site may occur, leading to imperfect into four main steps: 1) selection of the
al., 2015). repair and various mutations. These target regions of the sgRNA (that must be
Furthermore, although the wild modifications may result in changes unique in the genome and adjacent to the
Cas9 nuclease of S. pyogenes proved in the reading frame during translation PAM specific to the nuclease chosen);
to be functional for editing the genome of the mRNA and in the onset of a 2) design and construction of CRISPR/
of plants and other eukaryotes, several premature stop codon, culminating in Cas transformation vectors containing
research groups performed optimizations the knockout of the gene of interest the sgRNAs, the Cas nuclease and
on the original Cas9 codons, aiming for or loss of functionality of the encoded the donor DNA (in the case of HDR);
greater efficiency in the species studied, protein. The NHEJ repair system is the 3) transformation of explants and
for instance monocots or dicots (Wang primary mechanism used in genome regeneration of transformed plants, and
et al., 2014, Michno et al., 2015). The editing strategies in plants. 4) screening of mutations in T0 plants
addition of the nuclear localization The HDR mechanism maintains (Liang et al., 2016).
signal (NLS) to the enzyme sequence the genome integrity by using a Among the prerequisites to perform
in the transformation vector was another model DNA to correct a DBS, a sister genomic editing, the target organism
adaptation to the editing of eukaryotic chromatid in dividing cells, for instance must have its genome sequenced, to
genomes (Michno et al., 2015). These (Escribano-Díaz et al., 2013). In genetic identify specific sites in the sgRNA,
signals ensure that after translation in manipulation, a donor DNA homologous thus avoiding modifications at undesired
2011). From this total, the regulatory Argentina, China, USA, and Canada. As Cas9 technique. Klimek-Chodacka et al.
testing and the registration processes mentioned above, some of the genetic (2018) directed mutations in the carrot
demand about 26% ($35.1 million) and manipulations may not be considered F3H gene, essential for anthocyanin
5.5 years. The high cost of the whole as transgenic, since the technique can biosynthesis in purple-colored
process limits it to companies with the induce new genetic variations without carrot, resulting in the regeneration
required resources, and the few ones leaving traces of genes from another of discolored carrot calli. Tian et
capable of developing transgenic crops species in the final product, generating al. (2017) selected the ClPDS gene
focus on a few economically valuable improved plants identical to the original required for chlorophyll biosynthesis,
traits. plants, except for the targeted mutation. and watermelon mutant plants exhibited
With minor exceptions, the GMOs It is crucial to implement similar criteria evident albino phenotype. The gene
presently in use are cultivars of crops in the analysis and deliberation of SLAGO7 regulates organ polarity in
used for feed, consumable oil, and products to avoid commercialization tomato, and loss-of-function mutant
fiber production (maize, soybean, impediments. plants had abnormal leaves - leaflets
canola, and cotton), developed by without petioles and leaves lacking
CRISPR/Cas in horticultural crops
multinational companies for farmers laminae - early in the tissue culture
Genome editing using the CRISPR/ phase (Brooks et al., 2014). Lawrenson
in the United States and Canada, Cas system in plants was first reported et al. (2015) generated Cas9-induced
which were later adapted to some other in 2013, and since then it has received mutations in the BolC.GA4, a gene from
countries (Brazil, Argentina, India). The extensive attention (Li et al., 2013; Brassica oleracea, leading to plants
vast majority presents the same two Nekrasov et al., 2013; Shan et al., with the expected dwarf phenotype
functional traits (herbicide and insect 2013). A complete search on Scopus associated with target gene knockout.
tolerance), both introduced in 1996 and Web of Science databases, using
(Pingali & Feder, 2017). Therefore, the Genome editing has been widely
the following query: “CRISPR” and used in plant research also to study gene
high cost of developing a crop with a “plants” showed several results (Figure
biotechnological advantage narrows functions and fundamental biological
2). It can be observed that in a short time, processes. The CRISPR/Cas9 system
the possibility of more public and numerous examples of studies involving
private companies to generate GMOs was applied to mutate two genes likely
the CRISPR system in plants were to be involved in auxin biosynthesis
addressing the needs of developing published, demonstrating its potential as and signaling, FveTAA1 and FveARF8,
country farmers or focused on other a genomic tool for plant biology studies in wild strawberry Fragaria vesca. The
traits such as nutritional quality. and crop improvement. authors generated transgenic plants
Although the use of genes from Among the studies, there are many harboring knockout mutations in the
different species is still an essential reports of successful gene editing by target genes. The arf8 mutant seedlings
tool in developing improved plants CRISPR/Cas9 in horticultural crops showed faster growth than wild-type
for a variety of traits, the high cost of (Table 1). Since it is still a very recent plants, suggesting that the FveARF8
regulation of a transgenic crop and method, many authors have sought to gene plays a repressor role in auxin
population constraints hinders the introduce mutations in genes that would signaling (Zhou et al., 2018). CRISPR/
generation and commercialization of result in a distinctive and immediately Cas9-engineered mutations in the
these products. The possibility of using recognizable phenotype, to test and tomato SlBOP gene caused severe
CRISPS/Cas strategies that generate optimize the efficacy of the CRISPR/ inflorescence defects and allowed to
non-transgenic mutants would save
millions of dollars and years of work,
circumventing the need to regulate
a transgenic. Such situation would
benefit researchers when addressing
agricultural challenges and also the
public sector, universities and other
parties which would have more chances
of developing biotechnological assets.
At the same time, it would increase
public acceptance, allowing advances
in food production and contributing to
food security.
These new breeding technologies
(NBTs), which include the CRISPR/Cas
system, have required special attention
under the regulatory point of view and
have been discussed and established in Figure 2. Number of papers reporting the use of the CRISPR/Cas system in plants from
the adopting countries such as Brazil, 2013 to 2017. Londrina, UEL, 2018.
Table 1. CRISPR/Cas mediated genome editing in horticultural plants. Londrina, UEL, 2018.
prove its dominant role in flowering a loss of day-length-sensitive flowering weight and shape, under heat stress (Klap
and inflorescence architecture (Xu et in tomato, with mutations in the SP5G et al., 2017). Site-directed mutagenesis
al., 2016). gene. The knockout of the SlAGL6 in tomato has also been used to study the
S i m i l a r l y, t o i m p r o v e t h e gene underlined its role in facultative regulation of ripening, wherein a series
understanding of the tomato photoperiod parthenocarpy, leading to the production of mutations that potentially eliminate
response, Soyk et al. (2018) generated of seedless tomato fruits with regular the function of a RIN gene (Ito et al.,
2015) and the lncRNA1459 gene (Li Steroidal glycoalkaloids (SGAs), random gene insertions throughout the
et al., 2018) resulted in mutants with such as α-solanine and α-chaconine, are genome and, more important, it allows
deficient-ripening fruit production. naturally occurring toxic compounds in for the possibility of removing foreign
The ability to modify genomes potato tubers that can cause a bitter taste DNA, a big concern related to transgenic
in a site-directed manner has also and undesirable effects in humans when plants.
been applied to develop cultivars with present at high levels. Nakayasu et al. The value of eliminating CRISPR/
new traits. Parthenocarpic fruit is an (2018) demonstrated a CRISPR/Cas9 Cas9 components inserted in the genome
attractive attribute since it allows the strategy to reduce the SGA content in via selfing or backcrossing is more
production of seedless fruits. Ueta et potato. The authors produced transgenic complicated in genetically complex
al. (2017) demonstrated a CRISPR/ hairy roots carrying multiple mutations and vegetative propagated species, such
Cas9 strategy to effectively introduce at different sites in St16DOX gene, as potato. To overcome this difficulty,
mutations into SlIAA9, a crucial encoding a steroid 16α-hydroxylase Andersson et al. (2017) demonstrated
gene controlling parthenocarpy in in SGA biosynthesis. These mutations the transient transfection of the CRISPR/
tomato. Transgenic tomato plants of lead to complete abolition of the SGA Cas9 construct in protoplasts isolated
Micro-Tom and commercial cultivar accumulation in potato hairy roots. from tetraploid potato and, subsequently,
Ailsa Craig, carrying bi-allelic and The CRISPR/Cas technology has shoot regeneration containing the
homozygous mutations, exhibited the also found application in developing desired mutations. Using this approach,
typical phenotypes of parthenocarpy, disease-resistant plants. A tomato variety the authors were able to produce a few
described as fruit development before resistant to the powdery mildew fungal lines lacking any DNA integration and
pollination, leading to seedless fruits. pathogen Oidium neolycopersici was carrying mutations in at least one allele,
A small number of fertilized fruits developed by creating loss-of-function multiple or four alleles of the gene
developed a few seeds, which produced mutations in the mildew resistant StGBSS, encoding granule-bound starch
tomato plants exhibiting the mutations locus O1 (Mlo1), which encodes a synthase. Complete elimination of the
and associated phenotypes. membrane-associated protein that StGBSS enzyme function in four-allele
The long shelf life is another confers susceptibility to the fungal mutated lines led to the production of
important characteristic in fleshy fruit pathogen. Lines from the T1 generation starch with altered amylose synthesis
that influences fruit marketability and with mutations in both alleles were fully and a concomitant increase in the
can reduce fruit loss. For exploiting this resistant to the pathogen compared to amylopectin/amylose ratio, a desirable
quality attribute in tomato, the CRISPR/ the wild-type (Nekrasov et al., 2017). trait in potato tubers for culinary and
Cas9 system was applied for obtaining Chandrasekaran et al. (2016) reported industrial processes.
the tomato ALC gene replacement in the generation of a cucumber with a Another alternative to generate
the presence of the homologous repair broad virus resistance, by knocking genome-edited plants lacking any DNA
template (replacement of thymine out the cucumber eIF4E gene, a plant integration is delivering CRISPR/Cas9
by adenine in position 317 of the cellular translation factor essential for as ribonucleoproteins (RNPs) into
coding sequence). The replacement the Potyviridae life cycle. Homozygous cells. To test this technique in potato,
efficiency was low in T0 transgenic T3 progeny exhibited immunity to Andersson et al. (2018) employed the
plants, and only one individual with a the Cucumber vein yellowing virus same previous approach (knockout
heterozygous mutation was obtained, (Ipomovirus) infection and resistance of the StGBSS gene function) but
requiring further segregation to generate to the potyviruses Zucchini yellow using ribonucleoproteins for protoplast
the homozygous mutation. In the T1 mosaic virus and Papaya ringspot transfections rather than plasmid DNA.
generation, it was possible to generate mosaic virus-W. The disease resistant Briefly, the authors obtained regenerated
recessive homozygous alc mutants tomato and cucumber plants were plants with the specific desired
free of the CRISPR/Cas9 components also transgene-free. In both instances, mutations, without DNA integration,
which presented excellent storage since the transgene Cas9/sg RNA but with the advantage of a higher
performance (Yu et al., 2017). Nonaka and the gene mutation sites were at frequency of transgene-free mutated
et al. (2017) report another study different genome locations and had lines, which can reduce the size of
involving fruit quality in tomato. The independent segregation, it was possible screening populations. The development
authors increased γ-aminobutyric to select non-transgenic mutants in later of genome-edited plants that do not
acid (GABA) accumulation in tomato generations, i.e., plants containing the possess any foreign DNA (transgene)
fruit, by removing the autoinhibitory mutation without carrying any foreign would be an essential step to increase
domain of SlGAD2 and SlGAD3 genes, DNA. The same strategy was used to consumers’ acceptance, as well as to
through the CRISPR/Cas9 system. The generate long shelf life tomato lines (Yu reduce the cost and time for releasing
consumption of GABA-enriched foods et al., 2017). These examples emphasize new cultivars since these plants may
in daily life can bring anti-hypotensive the considerable potential of this tool, not be subject to the current regulatory
effects and would be an interesting path beyond that of transgenics, since it approval process applied to genetically
to prevent hypertension in humans. can offer an efficient method to avoid engineered plants.
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We apologize for the misspelling occurred in the article cited below, published in volume 36 number 3, July to September
2018, page 290. The author's name associated to DOI was incorrectly spelled as CORTE, LÍGIA ERPEN-DALLA. The cor-
rect spelling is ERPEN-DALLA CORTE, LÍGIA.
Where you read: CORTE, LÍGIA ERPEN-DALLA
Read: ERPEN-DALLA CORTE, LÍGIA
Original citation:
KOLTUN, A; ERPEN-DALLA CORTE, L; MERTZ-HENNING, LM; GONÇALVES, LSA. 2018. Genetic improvement of
horticultural crops mediated by CRISPR/Cas: a new horizon of possibilities. Horticultura Brasileira 36: 290-298. DOI: http://
dx.doi.org/10.1590/S0102-053620180302