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Journal of the Neurological Sciences 226 (2004) 3 – 7

www.elsevier.com/locate/jns

The neuropsychology of vascular cognitive impairment:


is there a specific cognitive deficit?
David W. Desmond*
Departments of Neurology and Pathology, SUNY Downstate Medical Center, Brooklyn, NY 11203, USA

Available online 7 October 2004

Abstract

The concept of Vascular Cognitive Impairment (VCI) encompasses patients across the entire continuum of cognitive impairment resulting
from cerebrovascular disease (CVD), ranging from high-risk patients with no frank cognitive deficit (the bbrain-at-riskQ stage) through
vascular dementia (VaD).
There are accepted differences in the neuropsychological profile of patients with Alzheimer’s disease (AD) and VaD. In patients with
VaD, executive functions that tend to be disproportionately impaired include planning and sequencing, speed of mental processing,
performance on unstructured tasks, and attention. Language production may be impaired in patients with VaD but primary language functions
otherwise tend to be preserved. Patients with VaD also exhibit significantly more perseverations than patients with AD. Memory impairment
is typically evident in patients with AD+CVD but memory impairment may also occur as a primary consequence of stroke in the posterior
cerebral artery territory with involvement of the medial temporal lobe, or as a secondary consequence of a cognitive syndrome involving
inattention due to primary executive dysfunction.
Compared to VaD, patients with AD may exhibit greater deficits in functions (including memory) mediated by posterior cortical
structures, such as the temporal and parietal lobes. AD patients exhibit a faster rate of information decay, reduced ability to benefit from cues
to facilitate retrieval, and higher frequency of intrusion errors; in addition, certain aspects of language function, such as naming, may
exacerbate deficits on verbal memory tasks. AD tends to affect lexicon while VaD tends to affect syntax. When patients with AD exhibit
perseverations, they tend to be elicited by tests of semantic knowledge.
D 2004 Elsevier B.V. All rights reserved.

Keywords: Neuropsychology; Vascular cognitive impairment; Cognitive deficit

1. Introduction diagnosis and the features of cognitive impairment


resulting from CVD. He suggested that the term
Vascular Cognitive Impairment (VCI) [1] is a broad bvascularQ is too generic and fails to communicate
concept that encompasses patients across the entire specific etiologies that might be amenable to treatment.
continuum of cognitive impairment resulting from cere- Similarly, he felt that the term bdementiaQ identifies
brovascular disease (CVD), ranging from high-risk patients who are too severely affected to be helped.
patients with no frank cognitive deficit (the bbrain-at- Hachinski suggested that cognitive impairment should be
riskQ stage) through severe dementia (vascular dementia, described in the language of standardized neuropsycho-
VaD). In proposing that concept, Hachinski argued that logical measures and related to the specific vascular cause
there is little agreement regarding the methods for the among more mildly affected patients so that treatment can
be initiated. Previous studies that have investigated
patterns of cognitive deficits among patients with CVD
* SUNY Downstate Medical Center, 450 Clarkson Avenue, Box 25,
have tended to focus on patients with dementia, however,
Brooklyn, NY 11203, USA. Tel.: +1 718 270 1291; fax: +1 718 270 3313. and those studies will serve as the basis for this brief
E-mail address: dwdesmond@usa.net. review.
0022-510X/$ - see front matter D 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.jns.2004.09.002
4 D.W. Desmond / Journal of the Neurological Sciences 226 (2004) 3–7

2. Patterns of cognitive deficits by dementia subtype infarct location, number, and size. In part for this reason, it
would be reasonable for studies addressing cognitive
Prior studies that have administered comprehensive impairment resulting from CVD to focus on more homoge-
neuropsychological test batteries to patients with dementia neous subgroups of patients, particularly such as those with
and identified differences in performance between patients subcortical, small-vessel disease. Although the leading edge
with different dementia subtypes (fully referenced in citations of the cognitive syndrome of subcortical VaD typically
2 and 3) have suggested that patients with VaD exhibit greater involves executive function due to lacunar infarctions
impairment of executive functions but superior performance affecting the structures (e.g., thalamus, caudate) and
in memory testing relative to patients with Alzheimer’s connecting pathways of frontal–subcortical circuits and
disease (AD), even early in the course of both disorders. In may resemble the syndrome seen in other subcortical
addition, it has been suggested that VaD is characterized by diseases [4], it later broadens to encompass other aspects
bpatchyQ deficits, or inconsistent patterns of relative strengths of cognitive function in association with multiple recurrent
and weaknesses between patients, and that patients with VaD subcortical strokes. Separate from these cognitive deficits,
more frequently exhibit fluctuations in cognitive function patients with subcortical VaD may exhibit disinhibited or
than patients with AD. unusual behavior consistent with frontal lobe dysfunction as
In patients with VaD, the executive, or frontal lobe, well as other neuropsychiatric symptoms, such as apathy or
functions that tend to be disproportionately impaired include abulia.
planning and sequencing, speed of mental processing, Single subcortical gray matter infarctions involving the
performance on unstructured tasks, and attention. Patients thalamus and caudate can cause cognitive impairment, but it
with VaD exhibit greater deficits on measures of verbal has also been reported that certain patients who experience
fluency than patients with AD, most likely due to the frontal single small infarcts in the deep white matter may exhibit
lobe demands of those tasks. Although the motor aspects of significant cognitive deficits. Specifically, the syndrome of
language production may be impaired in patients with VaD, bstrategic infarct dementiaQ was proposed as a result of the
primary language functions otherwise tend to be preserved. A observation of a series of six patients with infarcts involving
number of VaD studies have excluded patients with the inferior capsular genu that resulted in an abrupt change
significant aphasia, however, thus reducing their ability to in behavior [5]. The acute cognitive syndrome featured
characterize language functions accurately in patients with fluctuating alertness, inattention, memory loss, apathy,
that dementia subtype. Patients with VaD also exhibit abulia, and psychomotor retardation, suggesting frontal lobe
significantly more perseverations than patients with AD, dysfunction. Neuropsychological testing in five patients
particularly during tasks that assess frontal lobe functions. with left-sided infarcts revealed severe verbal memory loss,
Although memory impairment is typically evident in patients while a right-sided infarct caused transient impairment in
with CVD when concomitant AD is present, memory visuospatial memory. Additional cognitive deficits consis-
impairment may also occur as a primary consequence of tent with dementia occurred in four patients. Functional
CVD, such as following a posterior cerebral artery territory brain imaging in three patients showed a focal reduction in
infarction involving the medial temporal lobe, or as a hemispheric perfusion, most prominent in the ipsilateral
secondary consequence of a cognitive syndrome involving inferior and medial frontal cortex. It is likely that the
inattention due to primary executive dysfunction. capsular genu infarcts in these patients interrupted the
Patients with AD may exhibit greater deficits than inferior and anterior thalamic peduncles, causing functional
patients with VaD in functions mediated by posterior deactivation of the ipsilateral frontal cortex, supporting the
cortical structures, such as the temporal and parietal lobes, idea that lacunar infarction can cause cognitive decline
including memory. AD patients exhibit a faster rate of through disconnection of thalamocortical white matter
information decay, reduced ability to benefit from cues to tracts.
facilitate retrieval, and higher frequency of intrusion errors; Other subtypes of VaD have also been recognized and
in addition, certain aspects of language function, such as they are worthy of note with regard to both their similarities
naming, may exacerbate deficits on verbal memory tasks. It to and differences from subcortical forms of VaD that may
has also been suggested that AD tends to affect lexicon result from one strategically located lesion or the cumulative
while VaD tends to affect syntax. When patients with AD effects of multiple subcortical lesions. For many years,
exhibit perseverations, they tend to be elicited by tests of multi-infarct dementia (MID) [6] was the predominant
semantic knowledge. subtype of vascular dementia in research studies. As
originally conceived, multiple completed thromboembolic
infarctions were thought to cause a stereotypically stepwise
3. Patterns of cognitive deficits by vascular dementia course of cognitive decline and dementia. Although some
subtype investigators have suggested that MID is associated with
multiple lacunar infarctions, most consider MID to be the
Stroke patients may exhibit patterns of cognitive deficits result of cortical damage. Paradoxically, a single large
that vary dramatically according to characteristics such as cortical infarction can result in less significant clinical
D.W. Desmond / Journal of the Neurological Sciences 226 (2004) 3–7 5

consequences than a single strategically located subcortical similar to those seen in MID. Amyloid angiopathy
infarction because its effects are restricted to the region of frequently exists in combination with AD, however, which
infarction, while a strategically located subcortical infarction would have a significant impact on the cognitive presenta-
can have clinical effects remote from and disproportionate tion of the patient. Similarly, studies suggest that it is quite
to its location and size due to the metabolic abnormalities common for CVD and AD to coexist, such as when a patient
that may result from pathway disruption. Thus, while some with incipient or frank AD experiences a stroke. In most of
patients with multiple infarcts may meet criteria for MID, those cases, the clinical picture is primarily determined by
other patients with multiple infarcts may exhibit features of AD, not CVD.
multiple focal stroke syndromes, such as aphasia and spatial
neglect, while failing to meet operationalized criteria for
dementia. In addition, unless an MID patient has a frontal 4. Cognition and white matter lesions
lobe lesion, executive dysfunction should not predominate
in the clinical picture. When patients with multiple infarcts Most prior studies of white matter lesions and cognitive
do meet dementia criteria, it is typically due to the combined function have focused on the risk associated with varying
effects of a number of focal stroke syndromes that severities of those lesions, while fewer studies have
compromise functional competence. investigated the importance of the location of the lesions.
It should be noted that certain single cortical infarcts can Typically, studies that have administered neuropsychological
have dramatic clinical consequences, however, such as those test batteries have recognized deficits in executive function
in the anterior cerebral artery territory affecting the medial in association with more severe white matter lesions. In one
frontal lobe and those in the posterior cerebral artery influential study, Boone et al. [11] examined a sample of 100
territory affecting the medial temporal lobe, particularly subjects between the ages of 45 and 83 who were free of
when they are located in the left hemisphere [7]. The former neurological disease. On MRI, 46% of those subjects had no
lesion can produce executive dysfunction, and, in more white matter lesions, 48% had minimal or moderate white
severe cases, the boneroid stateQ described by Luria [8], matter lesions, and 6% had severe white matter lesions.
while the latter lesion can produce a syndrome that is often Those three groups received virtually identical mean Mini-
mistakenly termed an anomic aphasia but which actually Mental State Examination total scores, all of which fell
involves a primary disorder of memory. For that reason, above 29 out of a possible score of 30, and they did not differ
memory impairment separate from executive dysfunction significantly with regard to their scores on neuropsycho-
can be a predominant feature in patients with CVD for logical measures of general intelligence, verbal and non-
reasons unrelated to AD due to the vascular involvement of verbal memory, visuospatial function, or language.
the same structures that AD tends to affect. Significant deficits on measures of attention and other
Regarding other subtypes of vascular dementia, hypo- executive functions were detected in the group of subjects
perfusion dementia can result from the coexistence of a with severe white matter lesions, however, suggesting that a
variety of medical illnesses, such as congestive heart failure, threshold for the total area of the white matter lesions must
systemic hypotension, or pneumonia [9], which can cause be surpassed before cognitive deficits occur. When the extent
the insidious onset and gradual progression of generalized of the white matter lesions is large, multiple brain regions
cognitive deficits, thus mimicking the stereotypic course of tend to be affected, which may be of differing importance to
AD. In addition, although dementia from bilateral internal cognitive function. Thus, it is likely that if a threshold exists,
carotid artery (ICA) occlusions is a recognized syndrome it varies in association with the specific locations of the white
generally thought to result from multifocal infarction in the matter lesions, with a smaller total area of white matter lesion
borderzone territory, consistent with the concept of MID and being required to produce cognitive deficits when certain
associated with executive dysfunction when those infarc- critical locations are involved.
tions involve the anterior borderzone territory, a less Regarding lesion location, de Groot et al. [12] performed
commonly recognized mechanism for intellectual decline MRI on 1077 subjects between the ages of 60 and 90
from ICA occlusion is chronic ischemia due to hemody- randomly selected from the general population and admin-
namic insufficiency. Certain examples in the literature istered multiple measures of psychomotor speed and
support the causal role of perfusion insufficiency from memory. They found that both periventricular and sub-
bilateral ICA occlusions by demonstrating reversal of cortical white matter lesions were associated with poorer
intellectual deficits and improved cerebral perfusion follow- performance on all cognitive measures, particularly those
ing surgical intervention [10]. related to psychomotor speed. They further noted that this
Finally, although cerebral hemorrhage is a less common association was maintained for periventricular white matter
cause of dementia than ischemic CVD, hemorrhagic lesions while adjusting for the presence of subcortical white
dementia warrants consideration. When hemorrhagic matter lesions, while the association was not maintained for
dementia results from multiple lobar hemorrhages in a subcortical white matter lesions while adjusting for the
setting of hypertension or amyloid angiopathy, the clinical presence of periventricular white matter lesions. Other
course and consequences associated with the lesions may be studies have reported a similar association between peri-
6 D.W. Desmond / Journal of the Neurological Sciences 226 (2004) 3–7

ventricular white matter lesions and processing speed, progressive CVD, particularly when subcortical regions are
which may be due to the high density of pathways running involved, we would anticipate a progression of deficits in
through periventricular regions and interconnecting distant executive function, but when patients with CVD are also
cortical structures. affected by AD, any deficits in executive function are likely
Although prior studies have suggested that cognitive to be accompanied by progressive memory impairment.
deficits are associated with increasing severities of white
matter lesions, it is also likely that the number of
subcortical infarctions will increase and tend to be masked 6. Future studies
by more extensive white matter lesions and serve as a
direct cause of those cognitive deficits. In addition, it is In the future, studies of cognitive patterns should focus on
important to note that certain concomitant neurological patients with VCI who do not meet formal dementia criteria,
disorders, such as AD, are also associated with white perhaps specifically those with subcortical CVD in order to
matter lesions and can significantly influence the clinical maximize the homogeneity of the cohort. An appropriate
presentation of the patient. reference group would be patients with Mild Cognitive
Impairment (MCI) [15] or incipient dementia that would
most likely be due to AD, but the standard criteria for MCI
5. Clinical course of vascular dementia that require memory impairment should be broadened to
permit any cognitive deficit to render patients eligible.
In certain cases, the nature of the course of cognitive Neuropsychological testing should be performed in con-
decline can be informative with regard to the determi- junction with structural and functional brain imaging in order
nation of the dementia subtype. Specifically, issues such to identify relationships between specific cognitive deficits
as whether the onset of cognitive decline is abrupt or and specific structural and metabolic abnormalities. Studies
gradual, whether it persists, and whether its course is should include long-term follow-up in order to assess the
stepwise or gradually progressive are relevant. Many comparative evolution of cognitive deficits.
studies have demonstrated that the typical course of Why is it better to study patients with VCI who are
decline in patients with AD is gradual and progressive, non-demented rather than demented patients? First, unlike
but it is probably not truly linear and may vary in rate MCI and dementia, memory impairment is not required
between and within patients in association with the onset for the diagnosis of VCI, eliminating a source of
of certain clinical features, such as extrapyramidal signs recognition bias. Second, less severely affected patients
[13]. In contrast, little effort has been made to document will be more likely to demonstrate a subtle cognitive
the presumed stepwise or fluctuating course of decline in deficit specific to the frontal lobes. Third, VCI patients
VaD. Consistent with the concept of MID [6] and the may be more testable than patients with dementia on
results of certain prior prospective studies of risk factors complex and challenging frontal tests, permitting deficits
for incident VaD, that stepwise or fluctuating course has to be assessed and recognized. Finally, it is likely that
been thought to result from multiple recurrent strokes, non-demented patients with VCI, that is, those patients
each of which may cause an acute change in the patient’s who are at risk of progression to dementia, would be the
level of cognitive function followed by a period of most appropriate candidates for clinical trials, and it will
stability or partial recovery. be important to fully understand their clinical character-
Fischer et al. [14] performed an informative study of the istics both at baseline and during long-term follow-up.
course of cognitive decline on a sample of patients with
either MID or AD. As expected, they found that 94% of
patients with AD experienced an insidious onset of their Acknowledgments
dementia syndrome and that 81% of patients with that
dementia subtype exhibited a gradually progressive course This work was supported by Grants R01-NS26179 and
of decline, with 81% of patients with AD exhibiting both of K07-AG00959 from the National Institutes of Health.
those stereotypic characteristics. Surprisingly, 54% of
patients with MID experienced the insidious onset of their
symptoms and 50% of patients with that dementia subtype References
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