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REVISÃO REVISION
A importância da hormese para a saúde pública
Ralph Cook 1
Edward J. Calabrese 2
Abstract Hormesis is a specific type of nonmono- Resumo A hormese é um tipo específico de dose-
tonic dose response whose occurrence has been doc- resposta não monotônica cuja ocorrência vem
umented across a broad range of biological models sendo documentada largamente por vários mode-
and diverse types of exposure. The effects that oc- los biológicos e para diversos tipos de exposição.
cur at various points along this curve can be in- Os efeitos que ocorrem em múltiplos pontos de
terpreted as beneficial or detrimental, depending uma curva podem ser interpretados como benéfi-
on the biological or ecologic context in which they cos ou maléficos, dependendo do contexto biológi-
occur. Because hormesis appears to be a relatively co ou ecológico em que ocorram. Como a hormese
common phenomenon that has not yet been in- parece ser um fenômeno relativamente comum
corporated into regulatory practice, the objective que ainda não foi incorporado em práticas regu-
of this commentary is to explore some of its more latórias, o objetivo deste ensaio é explorar algu-
obvious public health and risk assessment impli- mas das suas implicações mais óbvias para a saú-
cations, with particular reference to issues raised de pública e avaliação de risco, com ênfase parti-
recently within this journal by other authors. cular nas questões assinaladas atualmente por
*
This article was originally Hormesis appears to be more common than dose– autores da revista Environmental Health Pers-
published by the journal response curves that are currently used in the risk pectives. A hormese parece ser mais comum que
Environmental Health
assessment process. Although a number of mecha- outras curvas de dose-resposta usadas atualmente
Perspectives (114:1631–
1635 (2006). doi:10.1289/ nisms have been identified that explain many no processo de avaliação de riscos. Embora inú-
ehp.8606 available via http:// hormetic dose–response relationships, better un- meros mecanismos que explicam relações de dose-
dx.doi.org/ [Online 10 July
derstanding of this phenomenon will likely lead to resposta desse tipo tenham sido identificados, o
2006] and is part of the
scientific collaboration different strategies not only for the prevention and melhor entendimento deste fenômeno provavel-
between Rev C S Col and treatment of disease but also for the promotion of mente conduzirá a diferentes estratégias de pre-
EHP.
1
improved public health as it relates to both specif- venção, de tratamento de doenças e de promoção
RRC Consulting, LLC,
Midland, Michigan, USA. ic and more holistic health outcomes. We believe de uma melhor saúde pública, posto que se relacio-
2
School of Public Health that ignoring hormesis is poor policy because it na com resultados de saúde tanto específicos quanto
and Health Sciences,
ignores knowledge that could be used to improve mais holísticos. Acreditamos que ignorar a hor-
Department of
Environmental Health, public health. mese é praticar uma política pobre no campo da
University of Massachusetts, Key words Biphasic, Dose response, Hormesis, saúde pública.
Morrill Science I, N344,
Amherst, Massachusetts
Risk assessment, Environment Palavras-chave Efeitos bi-fásicos, Dose-resposta,
01003, USA. Hormese, Avaliação de risco, Ambiente e saúde
edwardc@schoolph.umass.edu
956
Cook, R. & Calabrese, E. J.
Response
Response
unnecessary for the protection of public health, with all effects that likely result from levels of
but it may be counterproductive. In a state of exposure that actually occur in the environment.
ignorance, “erring on the side of caution” may The reliance on a sentinel outcome in the formu-
not be cautionary; it may simply be an error - lation of health policy, irrespective of whether the
one that carries with it a host of social penalties outcome is beneficial or detrimental, makes no
and/or lost opportunities. This presumptive “pre- sense, especially in situationswhere the agent clear-
cautionary” approach arguably had utility in the ly is associated with multiple outcomes.
past, as pointed out by Johnson37 in a commen- Ethanol is a case in point. As Lin et al.41 re-
tary on the U.S. Environmental Protection Agen- ported, ingestion of alcohol is associated with
cy (EPA) report An Examination of EPA Risk As- nonlinear (hormetic) dose.response curves for
sessment Principles and Practices38, but it is a phi- death from all causes, death from cancer (pre-
losophy that became prominent during the mid- sumptively all types), and death from cardiovas-
dle of the last century, when many of the technol- cular disease among Japanese men. For all three
ogies that are currently available simply did not disease categories, the moderate intake of 0.1.22.9
exist. The time has come to move on, to begin g/day alcohol (equivalent to one to two drinks
making risk-based decisions founded more on per day) was associated with statistically signifi-
actual biological data rather than on convenient cant decreases in the order of 20% relative to the
statistical assumptions39. reference (nondrinkers, relative risk = 1) and the
highest level of consumption (≥ 69 g/day) was
associated with statistically significant elevations
Exposure Limits of approximately 40%. Favorable mortality pat-
terns, albeit not quite as dramatic, were also not-
As Thayer et al.7 noted, an environmental policy ed for Japanese women. Among men, the decrease
that mandates an optimal point level of expo- in the risk for allcause mortality was greater in
sure makes no sense, if for no other reason than never-smokers than in ever-smokers. However,
it would be technically impossible to maintain. Lin et al.41 also reported elevated risks for death
On the other hand, given a situation where the from injuries and external causes at all levels of
nadir of the J-shaped curve equated to benefit, consumption (albeit only the highest dose was
neither does an exposure limit based on the LNT statistically significant).
model because such a limit would have the net None of the findings are particularly surpris-
effect of diminishing or eliminating a benefit. With ing, and one certainly should not drink and drive.
hormesis, any exposure limit below the ZEP However, while health care providers caution
would protect the general public against the risk against its abuse, they are increasingly advising
of disease in excess of background. including the their patients of the protective advantages of the
hypothetical 1 in a million inherent to the LNT moderate, routine consumption of ethanol. They
approach—but an exposure limit in the range of are doing this in spite of the fact that the mecha-
the maximum stimulation could promote ap- nisms related to harm are much better understood
preciable benefits in public health. Note the dif- than the mechanisms of benefit, especially for such
ferentiation between “protect” and “promote.” a broad category such as death from all causes. In
The former is basically an attempt to maintain essence, the clinicians are making their decisions
the frequency of disease near background; the based on a simple risk–benefit calculation. In their
latter relates to reducing the frequency of disease study, Lin et al.41 reported approximately 175 few-
below background (i.e., improving the health of er deaths from all causes and 7 excess deaths from
the general public). Any exposure limit established injuries and external causes, a beneficial ratio of
in a fairly broad range around the nadir of the 25:1 for the group who consumed moderate daily
hormetic curve would accomplish that goal to a amounts of alcoholic beverages.
greater or lesser extent. It logically follows that
any exposure limit appreciably below the nadir
could equate to a lost opportunity. Mechanisms of Action
Responding to concerns expressed by Lave52, reported for complex mixtures such as wellchar-
Calabrese and Baldwin53 pointed out that previ- acterized wastewater effluent54 and petroleum
ous work had never addressed this critical area in mixtures55. They have also been reported for
the risk assessment process. They used the more simplified limited chemical mixtures56,57.
hormesis database to explore the responses of
potential high-risk individuals and highly sensi-
tive species to toxic substances. This analysis in- FDA Regulation of Hormesis
dicated that those at increased risk typically dis-
played the hormetic response; it just shifted to Thayer et al.7 maintained that any beneficial ef-
the left on the dose–response spectrum. In set- fects (but apparently not concurrent detrimental
ting exposure limits for a population that includ- effects) related to environmental exposures need
ed such a subset of individuals, any limit set be- to be under the regulatory control of the Food
low the ZEP for the sensitive individuals would and Drug Administration (FDA). In part, they
protect both sensitive and normal individuals suggest that is because the proponents of horme-
against excess disease over background. That limit sis want “increased environmental exposures to
likely also could provide some additional bene- toxic and carcinogenic agents.” That is a misrep-
fits to the normal individuals (i.e., decrease the resentation of our position. What we are advo-
risk to that group and thus promote improved cating, with the few exceptions noted above, is
public health). Calabrese and Baldwin 53 also that environmental exposures only need to be low-
found that, in about 20% of the cases, a hormetic ered to the range that maximizes public health,
response was not seen and may have been a fac- because driving them much lower would place
tor in the observed increased risk. Protecting this the public at unnecessary risk to preventable dis-
group is a challenge, no matter what the under- ease or death. Therefore, a regulation that man-
lying biological model. Calabrese and Baldwin53 dates limits appreciably below the nadir of the-
concluded that there is no conceptual or techni- hormetic curve would be bad public health policy
cal conflict unique to hormesis and high-risk and should require justification, with supporting
groups. This concept is simply another compo- data, from the agency proposing the policy. The
nent to an overall sophisticated analysis of a pop- FDA would not be involved with this process.
ulation-based dose response.
We fully agree that an agency could make the
decision to lower the exposure limit below the Radiation Hormesis
range that optimized health for the general pub-
lic, for example, to protect the unborn or some Thayer et al.7 provided a quotation from the 2005
other segment of the population that had been Biological Effects of Ionizing Radiation (BEIR)
shown to be more sensitive to the putative agent. VII report [National Research Council (NRC)
In fact, this decision might even be made to pro- 2005] which they implied supported their con-
tect a susceptible plant or animal species; but all tention that hormesis should be ignored:
of these decisions, in the vernacular of the U.S. The assumption that any stimulatory
EPA38, would have to be “transparent.” In other hormetic effects from low doses of ionizing radi-
words, it would have to be acknowledged that ation will have a significant health benefit to hu-
the general public likely could suffer an increased mans that exceeds potential detrimental effects
risk to a preventable burden of disease as a result from the radiation exposure is unwarranted.
of such a decision. For a number of reasons, that reference was
selective and misleading. First, the quotation was
incomplete. The sentence did not end with the
Multiple Chemical Exposures word “unwarranted”; it actually ended with “un-
warranted at this time.” Second, Thayer et al.7 did
Thayer et al.7 emphasized the need to consider all not mention that among the 12 research needs
chemical exposures in any risk assessment pro- recommended by the BEIR VII committee, two
cess. As is the case of high-risk groups, this is not involved hormesis58. Third, Thayer et al.7 did not
any more of a technical issue for hormesis than it reference the report from the Academie Nation-
is for any other dose– response model. Mixture ale de Medecine1.
data are generally limited, but there are sufficient Both the BEIR committee58 and the French
data on mixtures to indicate that hormetic effects committee1 issued their 1634 reports concerning
would routinely occur. Hormetic effects have been the health effects of ionizing radiation at approx-
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Acknowledgement
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