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The importance of hormesis to public health

REVISÃO REVISION
A importância da hormese para a saúde pública

Ralph Cook 1
Edward J. Calabrese 2

Abstract Hormesis is a specific type of nonmono- Resumo A hormese é um tipo específico de dose-
tonic dose response whose occurrence has been doc- resposta não monotônica cuja ocorrência vem
umented across a broad range of biological models sendo documentada largamente por vários mode-
and diverse types of exposure. The effects that oc- los biológicos e para diversos tipos de exposição.
cur at various points along this curve can be in- Os efeitos que ocorrem em múltiplos pontos de
terpreted as beneficial or detrimental, depending uma curva podem ser interpretados como benéfi-
on the biological or ecologic context in which they cos ou maléficos, dependendo do contexto biológi-
occur. Because hormesis appears to be a relatively co ou ecológico em que ocorram. Como a hormese
common phenomenon that has not yet been in- parece ser um fenômeno relativamente comum
corporated into regulatory practice, the objective que ainda não foi incorporado em práticas regu-
of this commentary is to explore some of its more latórias, o objetivo deste ensaio é explorar algu-
obvious public health and risk assessment impli- mas das suas implicações mais óbvias para a saú-
cations, with particular reference to issues raised de pública e avaliação de risco, com ênfase parti-
recently within this journal by other authors. cular nas questões assinaladas atualmente por
*
This article was originally Hormesis appears to be more common than dose– autores da revista Environmental Health Pers-
published by the journal response curves that are currently used in the risk pectives. A hormese parece ser mais comum que
Environmental Health
assessment process. Although a number of mecha- outras curvas de dose-resposta usadas atualmente
Perspectives (114:1631–
1635 (2006). doi:10.1289/ nisms have been identified that explain many no processo de avaliação de riscos. Embora inú-
ehp.8606 available via http:// hormetic dose–response relationships, better un- meros mecanismos que explicam relações de dose-
dx.doi.org/ [Online 10 July
derstanding of this phenomenon will likely lead to resposta desse tipo tenham sido identificados, o
2006] and is part of the
scientific collaboration different strategies not only for the prevention and melhor entendimento deste fenômeno provavel-
between Rev C S Col and treatment of disease but also for the promotion of mente conduzirá a diferentes estratégias de pre-
EHP.
1
improved public health as it relates to both specif- venção, de tratamento de doenças e de promoção
RRC Consulting, LLC,
Midland, Michigan, USA. ic and more holistic health outcomes. We believe de uma melhor saúde pública, posto que se relacio-
2
School of Public Health that ignoring hormesis is poor policy because it na com resultados de saúde tanto específicos quanto
and Health Sciences,
ignores knowledge that could be used to improve mais holísticos. Acreditamos que ignorar a hor-
Department of
Environmental Health, public health. mese é praticar uma política pobre no campo da
University of Massachusetts, Key words Biphasic, Dose response, Hormesis, saúde pública.
Morrill Science I, N344,
Amherst, Massachusetts
Risk assessment, Environment Palavras-chave Efeitos bi-fásicos, Dose-resposta,
01003, USA. Hormese, Avaliação de risco, Ambiente e saúde
edwardc@schoolph.umass.edu
956
Cook, R. & Calabrese, E. J.

Introduction these agents explains the underlying biological


actions related to the respective agents at both
The acceptance of the concept of hormesis, a spe- low and high exposures30,31,32,33,34. The same can-
cific type of nonmonotonic dose response, has not be said about many of the policybased de-
accelerated in recent years1,2,3,4,5,6. Nonetheless, it faults that are routinely used in the current risk
has not been without its detractors. One article assessment process employed for the development
critical of the concept was published last year in of occupational and environmental health policy.
Environmental Health Perspectives7. It provided Especially with regard to low-level exposures, both
a summary of the major points of contention the hypothetical shape of the curves associated
and thus a convenient vehicle for us to use in with these defaults and their presumptive under-
responding to opposing perspectives. lying mechanisms are based on assumptions that
Although Thayer et al.7 tacitly acknowledged are largely untested or untestable.
the existence of the phenomenon, they argued
that no consideration should be given to horme-
sis in assessments of chemical risks for regulato- Dose–Response Curve
ry purposes. We disagree with their conclusion,
but believe some of their points have merit—with The hormetic curve (Figure 1) can be most easily
important clarifications. We also believe that the understood in terms of low-dose stimulation and
proper understanding and utilization of horme- high-dose inhibition. Depending on the outcome
sis will do a much better job of both protecting of interest, this interplay results in either a J-
and promoting public health than the policy- shaped or inverted J-shaped dose response
based defaults that are currently in use. (sometimes called “U-shaped” or “inverted U-
Contrary to the assertion of Thayer et al.7 that shaped,” or “biphasic” or “β-curve”). The point
hormesis is rare, it is a ubiquitous natural phe- at which the hormetic curve crosses the reference
nomenon8. Although given many names, horme- level of response (i.e., the threshold) is the zero
sis has been observed in the fields of medicine9,10, equivalent point (ZEP).
molecular biology5, pharmacology11, nutrition12, Thayer et al.7 believe the term hormesis would
aging and geriatrics13,14,15 ,16,17,18, agriculture19,20, be “better described by the more general term
microbiology21, immunology22,23, toxicology24, ‘nonmonotonic’ dose responses.” This suggestion
exercise physiology25, and carcinogenesis26 — lit- does not offer any advantages and, in fact, is sim-
erally, across the biological spectrum. It has also ply too general. Hormesis is a specific type of
been observed in relation to disparate outcomes nonmonotonic dose response, one with charac-
from the isolated single cellular process to the more teristic quantitative features (Figure 2) relating
holistic (e.g., growth, longevity, disease, death) that to the magnitude of the response, relationship of
likely result from a complex interplay of multiple the point of maximum stimulation to the ZEP,
factors and mechanisms27. the width of the stimulatory response, and tem-
In some fields, such as pharmacology and poral features35. The term “nonmonotonic” is less
nutrition, these findings have been used directly precise and would simply lump unrelated phe-
or indirectly to improve human health. In oth- nomena together. Hormesis is a much more fo-
ers, they have been dismissed as artifacts and ig- cused term and therefore preferable.
nored28. For example, certain micronutrients and Although we agree with Thayer et al.7 that
vitamins can be toxic at high levels, even though “there is a need to address nonmonotonic dose–
low levels are essential to good health29; even lower response relationships in the risk assessment pro-
levels lead to deficiency conditions that are still cess,” our particular interest is in that subset clas-
problems of major public health significance in sified as hormesis because of its ubiquity and,
some parts of the world. Unfortunately, it is less therefore, its potential importance to public
well known that the phenomenon has also been health. In fact, extensive review of the literature
documented for a host of other chemicals, in- has demonstrated that below- NOEL (no ob-
cluding inorganic preservatives, antineoplastic served effect level) responses are overwhelmingly
drugs, pesticides, and various industrial chemi- more consistent with hormesis than with its rival
cals (both individual agents and mixtures)27. models, including linear nothreshold (LNT) dose
Mechanistic research conducted on some of response35,36.
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Ciência & Saúde Coletiva, 12(4):955-963, 2007


Figure 1. Schematic forms of the hormetic dose response. (A) The most common form of the hormetic dose–
response curve showing low-dose stimulatory and high-dose inhibitory responses (²- or inverted U-shaped
curve). (B) The hormetic dose–response curve depicting low-dose reduction and high-dose enhancement of
adverse effects (J- or U-shaped curve).

Response
Response

Low Dose High Low Dose High

occasions; one example was presented by Cala-


Figure 2. Dose–response curve showing the
quantitative features of hormesis. NOAEL, no brese and Baldwin40: “even though hormesis is
observed adverse effect level. considered an adaptive response, the issue of
beneficial/harmful effects should not be part of
the definition of hormesis, but reserved to a
subsequent evaluation of the biological and eco-
Maximum response logical context of the response.” In the text, nu-
(averages 130-160% of control)
Distance to NOAEL merous examples were offered. For instance, in
(averages 5-fold) clinical medicine, whether a particular treatment
ZEP is beneficial or not differs when viewed from the
Response

perspective of the patient or of an attacking or-


ganism. A dose that is sufficient to inhibit the
organism likely will cure the patient; however,
Hormetic zone Control
(averages 10- to 20 - fold)
the patient may die as a result of a dose that is
too low, because such a dose may stimulate the
invading organism to the extent that it over-
whelms the body´s natural defenses.
Increasing dose X
Even in situations in which deleterious im-
pacts on humans might occur, either in the gen-
eral population or in sensitive subgroups, it is
important to recognize that a) if hormesis con-
tinues to be ignored by tradition or policy, those
effects likely will be overlooked; b) a problem
overlooked is a problem that can never be prop-
erly addressed; and c) whether there really is or is
not a problem, especially one that potentially
Beneficial versus Harmful could occur indirectly, can be documented only
by means of empirical data (data collected via
Thayer et al.7 argued that stimulatory respons- observation and experiment on health effects and
es are not always beneficial and that some may their underlying mechanisms).
be harmful. We agree. In fact, either inhibitory Nonetheless, it is also important to recognize
or stimulatory effects may be harmful or bene- that striving to reduce some exposures ever low-
ficial, a point that we have made on numerous er, simply because it is possible, may not only be
958
Cook, R. & Calabrese, E. J.

unnecessary for the protection of public health, with all effects that likely result from levels of
but it may be counterproductive. In a state of exposure that actually occur in the environment.
ignorance, “erring on the side of caution” may The reliance on a sentinel outcome in the formu-
not be cautionary; it may simply be an error - lation of health policy, irrespective of whether the
one that carries with it a host of social penalties outcome is beneficial or detrimental, makes no
and/or lost opportunities. This presumptive “pre- sense, especially in situationswhere the agent clear-
cautionary” approach arguably had utility in the ly is associated with multiple outcomes.
past, as pointed out by Johnson37 in a commen- Ethanol is a case in point. As Lin et al.41 re-
tary on the U.S. Environmental Protection Agen- ported, ingestion of alcohol is associated with
cy (EPA) report An Examination of EPA Risk As- nonlinear (hormetic) dose.response curves for
sessment Principles and Practices38, but it is a phi- death from all causes, death from cancer (pre-
losophy that became prominent during the mid- sumptively all types), and death from cardiovas-
dle of the last century, when many of the technol- cular disease among Japanese men. For all three
ogies that are currently available simply did not disease categories, the moderate intake of 0.1.22.9
exist. The time has come to move on, to begin g/day alcohol (equivalent to one to two drinks
making risk-based decisions founded more on per day) was associated with statistically signifi-
actual biological data rather than on convenient cant decreases in the order of 20% relative to the
statistical assumptions39. reference (nondrinkers, relative risk = 1) and the
highest level of consumption (≥ 69 g/day) was
associated with statistically significant elevations
Exposure Limits of approximately 40%. Favorable mortality pat-
terns, albeit not quite as dramatic, were also not-
As Thayer et al.7 noted, an environmental policy ed for Japanese women. Among men, the decrease
that mandates an optimal point level of expo- in the risk for allcause mortality was greater in
sure makes no sense, if for no other reason than never-smokers than in ever-smokers. However,
it would be technically impossible to maintain. Lin et al.41 also reported elevated risks for death
On the other hand, given a situation where the from injuries and external causes at all levels of
nadir of the J-shaped curve equated to benefit, consumption (albeit only the highest dose was
neither does an exposure limit based on the LNT statistically significant).
model because such a limit would have the net None of the findings are particularly surpris-
effect of diminishing or eliminating a benefit. With ing, and one certainly should not drink and drive.
hormesis, any exposure limit below the ZEP However, while health care providers caution
would protect the general public against the risk against its abuse, they are increasingly advising
of disease in excess of background. including the their patients of the protective advantages of the
hypothetical 1 in a million inherent to the LNT moderate, routine consumption of ethanol. They
approach—but an exposure limit in the range of are doing this in spite of the fact that the mecha-
the maximum stimulation could promote ap- nisms related to harm are much better understood
preciable benefits in public health. Note the dif- than the mechanisms of benefit, especially for such
ferentiation between “protect” and “promote.” a broad category such as death from all causes. In
The former is basically an attempt to maintain essence, the clinicians are making their decisions
the frequency of disease near background; the based on a simple risk–benefit calculation. In their
latter relates to reducing the frequency of disease study, Lin et al.41 reported approximately 175 few-
below background (i.e., improving the health of er deaths from all causes and 7 excess deaths from
the general public). Any exposure limit established injuries and external causes, a beneficial ratio of
in a fairly broad range around the nadir of the 25:1 for the group who consumed moderate daily
hormetic curve would accomplish that goal to a amounts of alcoholic beverages.
greater or lesser extent. It logically follows that
any exposure limit appreciably below the nadir
could equate to a lost opportunity. Mechanisms of Action

Thayer et al.7 contended that little is known about


All Induced Effects the mechanisms underlying hormesis. Further,
they argued that, in the absence of comprehen-
Thayer et al.7 called for health decisions to be sive mechanistic foundations, hormetic-like
based on “all induced effects”. We agree, at least dose–response relationships are meaningless. The
959

Ciência & Saúde Coletiva, 12(4):955-963, 2007


first assertion is incorrect, and the second, short- ed, as was the theory of cold fusion. Alternatively,
sighted. if new observations of benefit or harm can be
It is a myth that little is known about hormetic replicated, the public is best served by acting upon
mechanisms. In fact, the case is just the opposite. them.
As early as 2001, a series of articles was published By way of example, until the latter part of the
on a range of endogenous agonists [prostaglan- 20th century, upper gastrointestinal inflamma-
dins42, nitric oxide43, estrogens and related com- tion and ulcers were thought to be caused by ex-
pounds 44, androgens 45, adrenergic agonists46, cessive stomach acids. Interventions, some quite
adenosine47, 5-hydroxytryptamine48, dopam- invasive and dangerous, were designed to block
ine49, and opiates50] that display hormetic bipha- the production or actions of gastric juices. In the
sic dose responses. These articles documented 1980s, two Australian investigators reported that,
that the mechanisms of biphasic dose responses in most cases, these problems had an infectious
were clearly established to the level of receptor etiology51. Initially, the medical community had
and, in a number of cases, to further levels of great difficulty accepting these findings, in part
molecular detail. Later assessments have identi- because they rendered so much previous work
fied dozens of hormetic mechanisms for immune and opinion obsolete. It is now acknowledged
responses31 and for responses in tumor cell lines30. that an infectious agent, Helicobacter pylori, is
At that time, more than two dozen receptor sys- the major causative agent for approximately 90%
tems demonstrated hormetic dose responses. In of gastric ulcers and 75% of duodenal ulcers (and
general, the receptor systems display such bipha- quite possibly certain gastric malignancies). Al-
sic dose responses when a single agonist has dif- though the ultimate mechanisms by which these
ferential affinity for two opposing receptor sub- occur are not known, many of the problems cur-
types, a concept that was first described in detail rently are treated successfully with antibiotics51.
by Szabadi34. These molecular mechanism–ori- There is one final problem with relying too
ented concepts and examples have been both re- heavily on mechanistic research before acting on
affirmed and extended in recent work by Levchen- evidence of benefit or harm. As noted in a previ-
ko et al.33, who dealt with regulatory modules ously published article30,
that generate biphasic dose–response relation- Problematic in the general area of research is
ships. As more research is conducted, it is likely that investigators who report findings on in vit-
that even more mechanisms will be discovered ro tumor cell proliferation do not typically cite
that operate at the level of the molecule, cell, tis- responses in other systems such as the immune
sue, or total organism. that could affect tumor responses, thereby rarely
As previously implied30,31,7 additional research approaching an integrative assessment of the
is needed to expand our understanding of horme- whole organism.
sis; however, it is shortsighted to assume that This suggests that such in vitro work—in iso-
comprehensive mechanistic knowledge is neces- lation—cannot be used to make the risk–benefit
sary before an effect has been (or can be) consid- calculations like those that we described above
ered in health policy. The history of medicine and for alcohol. Mechanistic research, while certainly
public health is replete with examples of new in- valuable, plays a much more important role in
sights supplanting previously “well-established” the development of strategies for prevention or
concepts of disease and how they should be ad- intervention.
dressed; for example, asbestos, vaccinations, pen-
icillin, and yellow fever. The more numerous,
consistent, and coherent the findings of benefit High Risk Groups
or harm, the more readily they were accepted and
acted upon even in the absence of comprehensive In the recent government report An Examination
mechanistic explanations. To argue that hormet- of EPA Risk Assessment Principles and Practices,
ic mechanisms require a higher level of under- the Risk Assessment Task Force38 pointed out that
standing is simply an example of a double stan- it is not agency policy to protect the most sensi-
dard designed to accomplish little more than tive in the general population, just the more sen-
maintain the status quo. sitive. With proper knowledge, we think it may
Science is an iterative process of theory, test, be possible to protect both subgroups against
confirmation, and refinement to fit new data and excess risk and still promote decreased risk among
ideas. If a concept cannot be replicated or suffi- those in the general population with “normal”
cient explanatory data developed, it will be reject- sensitivity.
960
Cook, R. & Calabrese, E. J.

Responding to concerns expressed by Lave52, reported for complex mixtures such as wellchar-
Calabrese and Baldwin53 pointed out that previ- acterized wastewater effluent54 and petroleum
ous work had never addressed this critical area in mixtures55. They have also been reported for
the risk assessment process. They used the more simplified limited chemical mixtures56,57.
hormesis database to explore the responses of
potential high-risk individuals and highly sensi-
tive species to toxic substances. This analysis in- FDA Regulation of Hormesis
dicated that those at increased risk typically dis-
played the hormetic response; it just shifted to Thayer et al.7 maintained that any beneficial ef-
the left on the dose–response spectrum. In set- fects (but apparently not concurrent detrimental
ting exposure limits for a population that includ- effects) related to environmental exposures need
ed such a subset of individuals, any limit set be- to be under the regulatory control of the Food
low the ZEP for the sensitive individuals would and Drug Administration (FDA). In part, they
protect both sensitive and normal individuals suggest that is because the proponents of horme-
against excess disease over background. That limit sis want “increased environmental exposures to
likely also could provide some additional bene- toxic and carcinogenic agents.” That is a misrep-
fits to the normal individuals (i.e., decrease the resentation of our position. What we are advo-
risk to that group and thus promote improved cating, with the few exceptions noted above, is
public health). Calabrese and Baldwin 53 also that environmental exposures only need to be low-
found that, in about 20% of the cases, a hormetic ered to the range that maximizes public health,
response was not seen and may have been a fac- because driving them much lower would place
tor in the observed increased risk. Protecting this the public at unnecessary risk to preventable dis-
group is a challenge, no matter what the under- ease or death. Therefore, a regulation that man-
lying biological model. Calabrese and Baldwin53 dates limits appreciably below the nadir of the-
concluded that there is no conceptual or techni- hormetic curve would be bad public health policy
cal conflict unique to hormesis and high-risk and should require justification, with supporting
groups. This concept is simply another compo- data, from the agency proposing the policy. The
nent to an overall sophisticated analysis of a pop- FDA would not be involved with this process.
ulation-based dose response.
We fully agree that an agency could make the
decision to lower the exposure limit below the Radiation Hormesis
range that optimized health for the general pub-
lic, for example, to protect the unborn or some Thayer et al.7 provided a quotation from the 2005
other segment of the population that had been Biological Effects of Ionizing Radiation (BEIR)
shown to be more sensitive to the putative agent. VII report [National Research Council (NRC)
In fact, this decision might even be made to pro- 2005] which they implied supported their con-
tect a susceptible plant or animal species; but all tention that hormesis should be ignored:
of these decisions, in the vernacular of the U.S. The assumption that any stimulatory
EPA38, would have to be “transparent.” In other hormetic effects from low doses of ionizing radi-
words, it would have to be acknowledged that ation will have a significant health benefit to hu-
the general public likely could suffer an increased mans that exceeds potential detrimental effects
risk to a preventable burden of disease as a result from the radiation exposure is unwarranted.
of such a decision. For a number of reasons, that reference was
selective and misleading. First, the quotation was
incomplete. The sentence did not end with the
Multiple Chemical Exposures word “unwarranted”; it actually ended with “un-
warranted at this time.” Second, Thayer et al.7 did
Thayer et al.7 emphasized the need to consider all not mention that among the 12 research needs
chemical exposures in any risk assessment pro- recommended by the BEIR VII committee, two
cess. As is the case of high-risk groups, this is not involved hormesis58. Third, Thayer et al.7 did not
any more of a technical issue for hormesis than it reference the report from the Academie Nation-
is for any other dose– response model. Mixture ale de Medecine1.
data are generally limited, but there are sufficient Both the BEIR committee58 and the French
data on mixtures to indicate that hormetic effects committee1 issued their 1634 reports concerning
would routinely occur. Hormetic effects have been the health effects of ionizing radiation at approx-
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Ciência & Saúde Coletiva, 12(4):955-963, 2007


imately the same time; therefore, both presump- model that U.S. government agencies currently
tively had access to the same literature. They both use to estimate cancer risk.
recommended research on hormesis, but the The hormetic model also providesdecision-
Academie Nationale de Medecine1 went further makers in regulatory agencies with a much
in that they challenged the validity of the LNT broader array of options in the risk assessment
model and stated that “the importance of horme- process; with the hormetic model, they can con-
sis should not be overlooked.” sider potential benefits, as well as risks, to health
among the general public and specific subgroups.
Therefore, it will allow decision makers to con-
Conclusions sider not only how to protect health but, more
importantly, how to optimize it. Admittedly, these
Hormetic dose–response curves have been ob- choices, while attractive, will also be challenging,
served for a large number of individual agents in part because they may be more complex and,
and various mixtures, across the biological spec- in part, because they may tend to bring various
trum, and for responses ranging from the cellu- subgroups in the population together to debate
lar level to broad categories of disease59, 8. They one group’s health benefit against another group’s
are too numerous to be dismissed as artifacts health risk. This will make the stakeholder con-
and too important to be ignored. cept much more dynamic and involve a broader
Much in this field has changed over the last array of subgroups in the population.
few years. The topic has been included in leading The time has come to move away from the
toxicologic and risk assessment texts, taught at LNT model, certainly move away from it as the
graduate level courses in toxicology,and discussed default. Acceptance of the reality of hormesis by
at major professional meetings. Furthermore, a various government agencies in the United States
growing number of international governmental will likely accelerate the acquisition of knowledge
advisory bodies have begun to give detailed con- about this phenomenon. More resources will
sideration to the concept and its risk assessment become available to conduct experiments specif-
implications, and how these may be incorporat- ically designed with hormesis in mind. More rea-
ed into the regulatory process. soned discussions will take place among risk as-
A great strength of the hormetic model not sessors and risk managers. We believe that all of
addressed by Thayer et al.7 is that it has the ca- these will set the stage for actions that, directly
pacity to be tested and thereby validated or re- and indirectly, will result in substantial improve-
jected with experimental data in the observable ments in the health of both the general public
zone. This is in contrast to the linear-at-low-dose and the environment.

Acknowledgement

This work was supported by grant FA9550-04-1-


0104 from the U.S. Air Force Office of Scientific
Research, Air Force Material Command.
The views and conclusions contained herein
are those of the authors and should no be inter-
preted as necessarily representing the official pol-
icies or endorsement, either expressed or implied,
of the Air Force Office of Scientific Research or
the U.S. Government.
R.C. occasionally consults with Dow Corn-
ing on issues unrelated to environmental regula-
tions. E.J.C. declares he has no competing finan-
cial interests.
962
Cook, R. & Calabrese, E. J.

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