Código de Ética Resolução Cofen #564 - 2017

0010212304 56789
5698 6
88
8
9788

5

!"12304

#$9%
123456728234796:;42<6=6>?:2=62@756>A?B6A212;CCDEFFGGGHI4567HB4JHK>21
L@MNOPQRN23N<@S2ST2UVWFXYZ[
\]^_àbcdbefghfijhkjlmfhjnbopbqba`ba`r`stu]ba`bvwxybzbx{|w}b~pb`^]`^]`^bb]
]ss`p_^
ob]p^`]bàùba`bpùs`sbb]`pbp]b^]ba^b_ut`^b`b`b^]b]pùa^b`
`bpb}wba`bxvba`b]ba`bx}y{b`b`]b`s`p_]bab_ubu]a]b`b`^]]
]`pbpbvxba`bxba`b`ùù]ba`bvwxvb`
3NSM@LSNb`bp]^b_ùs]^ba]bp^]b~~~ba]bu_]bbab`b}wba`bxvba`b]ba`
x}y{b]s`_`b]b]`pb`t]uub]b a]ba`b¡`]p_]]ba`bpùs`sb`b_ù¢£]bpa]
p``^^¢u]b]a]^b]^b]p^`]^b`]p^¤
3NSM@LSNb`b]b a]ba`b¡`]p_]]ba`bpùs`sba``b^ts`_ù£^`b]^
a^]^_]^b]p^__]p^b`p_`^¤
3NSM@LSNbb¡ù]b¥pù^ba]^b¡u`_]^b¦sp]^bu]sab`b^^`st`
§ùba^b`^b¥pa^b¨x}©b`ba]_ab`b]p`p]ba`b§`p`tub¨x}}©b]^b]^_a]^
`^_]b]p_a]^bp]b a]ba`bª_ba]b]p^`]b~p_ùp]pba`bpùsù^b¨x}{bu`â]b`s
vwxv©¤
3NSM@LSNbb¡ù]b¥pù^b^]tu`bc]«_b`b¡u`_]^b¦sp]^b¨vww©¤
3NSM@LSNb]b a]ba`b¡`]p_]]ba`bpùs`sba]b]p^`]bàùba`bpùs`s
¨x}yq©b]b a]ba`bª_ba]^b\u]^^]p^ba`bpùs`sb¨x}}{bu`]usa]b`sbvwwwb`
vwwy©b^bp]us^bp]p^ba`b`^^b¨`^]]ba]b]p^`]b]pba`b¬a`bb¬bp
x}q®x}}q©bu`â^b`b`^]]bpbqq®vwxvb`b^bp]us^bp_ùp]p^b^]tu`b`^^
`p]`pa]b^ù`^bsp]^¤
3NSM@LSNbbu]]^_ba`b`]us]ba]b a]ba`bª_ba]^b\u]^^]p^ba`
pùs`sb]p^]aabpbx¯b]pù°pb]pba`bª_bpbpùs`sbbx¯bo
]]uuabp]bù±]a]ba`bwybbw}ba`bp]ba`bvwxyb`sbcu^±bb¡bu`rab`]b]p^`]
àùba`bpùs`sb`b]]ua`pab`b]s^^]b]pba`b`]us]ba]b a]ba`
ª_ba]^b\u]^^]p^ba`bpùs`sbp^__±ab`b\]u_ub]`pbpbx{x®vwxq¤
3NSM@LSNbb`bpbxx{wba`bwyba`b]^_]ba`bvwwqb¨`b²ubab\`p©b`bu
s`p^s]^bub]tubb]°pba]s«^_b`bsub]p_ubbsùbp]^b_ùs]^ba]b³bba]
u_bvvqbab]p^__]bàùb`bb`bpbxwyyba`bvba`bp]`stu]ba`bvww{b`b`^_t```
bp]_]b]s^ ubp]b_ùu_ u]bp]pbp]^b^]^ba`b]°pb]p_ubbsùb`b]u
_`paab`sb^ù]^ba`bâ`bt]^b`bua]^¤
3NSM@LSN2b`bpbwq}ba`bx{ba`b]ba`bx}}wb`ba^`b^]tu`b]b^___]ba
upb`ba]ba]`^`p_`¤
3NSM@LSNbb`bpbxwyxba`bwxba`b]_tu]ba`bvww{b`ba^`b^]tu`b]b^___]ba]
~a]^]¤
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 010
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
123456789362:;:<=>:?@A:BCADBEF:G=:CE:G=:;HI>J:G=:DCCBF:KL=:G>MNO=:MPHI=:;:NIPQ=RSP:=:PM
G>I=>QPM:G;M:N=MMP;M:NPIQ;GPI;M:G=:QI;?MQPI?PM:T=?Q;>M:=:I=G>I=U>P?;:P:TPG=JP:;MM>MQ=?U>;J:=T
M;VG=:T=?Q;JW
123456789362:;:<=>:XACXCF:G=:BY:G=:M=Q=THIP:G=:BYYCF:KL=:G>MNO=:MPHI=:;M:UP?G>RO=M:N;I;
;:NIPTPRSPF:NIPQ=RSP:=:I=ULN=I;RSP:G;:M;VG=F:;:PIZ;?>[;RSP:=:P:\L?U>P?;T=?QP:GPM:M=I]>RPM
UPII=MNP?G=?Q=MW
123456789362:;M:MLZ=MQO=M:;NI=M=?Q;G;M:?;:^MM=THJ=>;:_`QI;PIG>?aI>;:G=:bI=M>G=?Q=M:GPM
cP?M=JdPM:e=Z>P?;>M:G=:_?\=IT;Z=TF:PUPII>G;:?;:M=G=:GP:cP\=?F:=T:fI;MgJ>;F:h>MQI>QP:i=G=I;JF:?P
G>;:BX:G=:jLJdP:G=:DCBkF:=
123456789362:;:G=J>H=I;RSP:GP:bJ=?aI>P:GP:cP?M=JdP:i=G=I;J:G=:_?\=IT;Z=T:=T:ML;:lYBm
e=L?>SP:nIG>?aI>;F
8742op7q
9rstuvw:^NIP];I:P:?P]P:cxG>ZP:G=:yQ>U;:GPM:bIP\>MM>P?;>M:G=:_?\=IT;Z=TF:UP?\PIT=:P:;?=`P
G=MQ;:e=MPJLRSPF:N;I;:PHM=I]z?U>;:=:I=MN=>QP:GPM:NIP\>MM>P?;>M:G=:_?\=IT;Z=TF:KL=:NPG=Ia:M=I
UP?MLJQ;GP:;QI;]{M:GP:MgQ>P:G=:>?Q=I?=Q:GP:cP\=?:|}}}AUP\=?AZP]AHI~A
9rstuw:_MQ=:cxG>ZP:;NJ>U;M=:;PM:_?\=IT=>IPMF:{U?>UPM:G=:_?\=IT;Z=TF:^L`>J>;I=M:G=
_?\=IT;Z=TF:nHMQ=QI>[=M:=:b;IQ=>I;MF:H=T:UPTP:;PM:;Q=?G=?Q=M:G=:_?\=IT;Z=TA
9rstu@:nM:U;MPM:PT>MMPM:M=ISP:I=MPJ]>GPM:N=JP:cP?M=JdP:i=G=I;J:G=:_?\=IT;Z=TA
9rstuw:_MQ=:cxG>ZP:NPG=Ia:M=I:;JQ=I;GP:N=JP:cP?M=JdP:i=G=I;J:G=:_?\=IT;Z=TF:NPI:NIPNPMQ;:G=
D:GPM:cP?M=Jd=>IPM:_\=Q>]PM:GP:cP?M=JdP:i=G=I;J:PL:T=G>;?Q=:NIPNPMQ;:G=:D:GPM:cP?M=JdPM
e=Z>P?;>MA
rrut:^:;JQ=I;RSP:I=\=I>G;:G=]=:M=I:NI=U=G>G;:G=:;TNJ;:G>MULMMSP:UPT:;:U;Q=ZPI>;F
UPPIG=?;G;:N=JPM:cP?M=JdPM:e=Z>P?;>MF:MPH:;:UPPIG=?;RSP:Z=I;J:GP:cP?M=JdP:i=G=I;J:G=
_?\=IT;Z=TF:=T:\PIT;QP:G=:cP?\=I?U>;:;U>P?;JF:NI=U=G>G;:G=:cP?\=I?U>;M:e=Z>P?;>MA
9rstuw:^:NI=M=?Q=:e=MPJLRSP:=?QI;Ia:=T:]>ZPI:BDC:|U=?QP:=:]>?Q=~:G>;M:;:N;IQ>I:G;:G;Q;:G=:ML;
NLHJ>U;RSP:?P:h>aI>P:n\>U>;J:G;:?>SPF:I=]PZ;?GPM=:;M:G>MNPM>RO=M:=T:UP?QIaI>PF:=T:=MN=U>;J:;
e=MPJLRSP:cP\=?:?@:BBDCCkF:G=:CX:G=:\=]=I=>IP:G=:DCCkA
fI;MgJ>;F:E:G=:?P]=THIP:G=:DCBkA
9327ou198o24u3tu69u45op9:
cne_en:@:EYD:
bI=M>G=?Q=
9859u8tututu49952:
cne_b:@:BYCXl:
bI>T=>I;=UI=QaI>;
:
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 210
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
23456782794:6;<=>67?6@4373A7BCDEFGBHI
J
K94LMN<;6
7OJPQRSTUVQJWTXTYZUJXTJ[R\TY]Z^T]_JZQJYTàSZYJQJPbXa^QJXTJcdaeZJXQSJfYQ\aSSaQRZaSJXT
[R\TY]Z^T]JgJP[f[_JRQYdTQhiSTJjQYJjYaRekjaQSJ\hRXZ]TRdZaS_JlhTJYTjYTSTRdZ]Ja]jTYZdàQSJjZYZ
ZJeQRXhdZJjYQ\aSSaQRZUJTJeQRSaXTYZ]JlhTJZJ[R\TY]Z^T]JmJh]ZJeanReaZ_JZYdTJTJh]ZJjYodaeZJSQeaZU_
aRXaSjTRSo`TUJpJQY^ZRaqZrsQJTJZQJ\hReaQRZ]TRdQJXQSJSTYàrQSJXTJSZtXTuJdT]JeQ]Q
YTSjQRSZvaUaXZXTSJZJjYQ]QrsQJTJZJYTSdZhYZrsQJXZJSZtXT_JZJjYT`TRrsQJXTJZ^YZ`QSJTJXQTRrZSJTJQ
ZUk̀aQJXQJSQ\Ya]TRdQuJjYQjQYeaQRZJehaXZXQSJpJjTSSQZ_JpJ\Z]kUaZJTJpJeQUTdàaXZXTuJQY^ZRaqZJShZS
ZrwTSJTJaRdTY`TRrwTSJXTJ]QXQJZhdxRQ]Q_JQhJT]JeQUZvQYZrsQJeQ]JQhdYQSJjYQ\aSSaQRZaSJXZJoYTZu
dT]JXaYTadQJZJYT]hRTYZrsQJyhSdZJTJZJeQRXarwTSJZXTlhZXZSJXTJdYZvZUVQ_JlhTJjQSSavaUadT]Jh]
ehaXZXQJjYQ\aSSaQRZUJST^hYQJTJUàYTJXTJXZRQSzJ{QvYTdhXQ_JTSSTSJjYaRekjaQSJ\hRXZ]TRdZaS
YTZ\aY]Z]JlhTJQJYTSjTadQJZQSJXaYTadQSJVh]ZRQSJmJaRTYTRdTJZQJT|TYekeaQJXZJjYQ\aSSsQ_JQJlhTJaReUha
QSJXaYTadQSJXZJjTSSQZJpJàXZ_JpJSZtXT_JpJUavTYXZXT_JpJa^hZUXZXT_JpJST^hYZRrZJjTSSQZU_JpJUàYT
TSeQUVZ_JpJXa^RaXZXTJTJZJSTYJdYZdZXZJST]JXaSdaRrsQJXTJeUZSSTJSQeaZU_J^TYZrsQ_JTdRaZ_JeQY_JeYTRrZ
YTUaâQSZ_JehUdhYZ_JaReZjZeaXZXT_JXT\aeanReaZ_JXQTRrZ_JaXTRdaXZXTJXTJ^nRTYQ_JQYaTRdZrsQJST|hZU_
RZeaQRZUaXZXT_JeQRàersQJjQUkdaeZ_JYZrZJQhJeQRXarsQJSQeaZUz
}RSjaYZXQJRTSSTJeQRyhRdQJXTJjYaRekjaQSJmJlhTJQJPQRSTUVQJWTXTYZUJXTJ[R\TY]Z^T]_JRQJhSQJXZS
ZdYavharwTSJlhTJUVTJSsQJeQR\TYaXZSJjTUQJ~YdzJ_JaReaSQJ}}}_JXZJTaJRJz_JXTJJXTJyhUVQJXT
_JZjYQ`ZJTJTXadZJTSdZJRQ`ZJYTàSsQJXQJP[f[_JT|QYdZRXQJQSJjYQ\aSSaQRZaSJXTJ[R\TY]Z^T]Jp
ShZJ\aTUJQvSTY`ReaZJTJeh]jYa]TRdQz
7K93?K6:7@<382M432:
~J[R\TY]Z^T]JmJeQ]jYQ]TdaXZJeQ]JZJjYQXhrsQJTJ^TSdsQJXQJehaXZXQJjYTSdZXQJRQSJXa\TYTRdTS
eQRdT|dQSJSQeaQZ]vaTRdZaSJTJehUdhYZaSJT]JYTSjQSdZJpSJRTeTSSaXZXTSJXZJjTSSQZ_J\Z]kUaZJT
eQUTdàaXZXTz
OJjYQ\aSSaQRZUJXTJ[R\TY]Z^T]JZdhZJeQ]JZhdQRQ]aZJTJT]JeQRSQRReaZJeQ]JQSJjYTeTadQSJmdaeQSJT
UT^ZaS_JdmeRaeQieaTRdk\aeQJTJdTbYaeQi\aUQSb\aeQuJT|TYeTJShZSJZdàaXZXTSJeQ]JeQ]jTdnReaZJjZYZ
jYQ]QrsQJXQJSTYJVh]ZRQJRZJShZJaRdT^YZUaXZXT_JXTJZeQYXQJeQ]JQSJfYaRekjaQSJXZJcdaeZJTJXZ
aQmdaeZ_JTJjZYdaeajZJeQ]QJaRdT^YZRdTJXZJTlhajTJXTJ[R\TY]Z^T]JTJXTJSZtXTJRZJXT\TSZJXZS
fQUkdaeZSJftvUaeZS_JeQ]JnR\ZSTJRZSJjQUkdaeZSJXTJSZtXTJlhTJ^ZYZRdZ]JZJhRàTYSZUaXZXTJXTJZeTSSQ_
aRdT^YZUaXZXTJXZJZSSaSdnReaZ_JYTSQUhdàaXZXT_JjYTSTY`ZrsQJXZJZhdQRQ]aZJXZSJjTSSQZS_JjZYdaeajZrsQ
XZJeQ]hRaXZXT_JVaTYZYlhaqZrsQJTJXTSeTRdYZUaqZrsQJjQUkdaeQiZX]aRaSdYZdàZJXQSJSTYàrQSJXTJSZtXTz
OJehaXZXQJXZJ[R\TY]Z^T]JSTJ\hRXZ]TRdZJRQJeQRVTea]TRdQJjYbjYaQJXZJjYQ\aSSsQJTJRZSJeanReaZS
Vh]ZRZS_JSQeaZaSJTJZjUaeZXZSJTJmJT|TehdZXQJjTUQSJjYQ\aSSaQRZaSJRZJjYodaeZJSQeaZUJTJeQdaXaZRZJXT
ZSSaSdaY_J^TYTReaZY_JTRSaRZY_JTXheZYJTJjTSlhaSZYz
7?2K<;677786:78946:
727HA7[|TYeTYJZJ[R\TY]Z^T]JeQ]JUavTYXZXT_JST^hYZRrZJdmeRaeZ_JeaTRdk\aeZJTJZ]vaTRdZU_
ZhdQRQ]aZ_JTJSTYJdYZdZXQJST]JXaSeYa]aRZrsQJXTJlhZUlhTYJRZdhYTqZ_JST^hRXQJQSJjYaRekjaQSJT
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 110
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
123445164764893:;<4=8>7<?64838@648@<23<7648A5B;C64D
EFGHIEJKELM32?328;7<N<@;@3483B896?;<48@3872;O;9A689<N238@382<4?64838@;C64838N<69PC?<;48QR4<?;83
14<?69S:<?;8T84;U@38@6872;O;9A;@62=83B823413<768T8@<:C<@;@38A5B;C;838T812673VW68@648@<23<764
@648126Q<44<6C;<48@383CQ32B;:3BD
FGHIEXKEY16<;283Z6581;27<?<1;28@38B6N<B3C7648@38@3Q34;8@;8@<:C<@;@38126Q<44<6C;9=8@683M32?R?<6
@;8?<@;@;C<;838@;4823<N<C@<?;V[3481628B39A62348?6C@<V[348@38;44<47PC?<;=872;O;9A683
23B5C32;VW6=86O432N;@6486481;2\B372648389<B<7348@;893:<49;VW68N<:3C73D
EFGHIE]KE^;27<?<1;28@;812_7<?;8B597<126Q<44<6C;9=8<C732@<4?<19<C;283872;C4@<4?<19<C;28?6B
23416C4;O<9<@;@3=8;576C6B<;8389<O32@;@3=86O432N;C@68648123?3<7648>7<?6483893:;<48@;8126Q<44W6D
EFGHIE`KEY446?<;2a43=83M32?328?;2:648381;27<?<1;28@38b2:;C<c;V[348@;8d;73:62<;838e2:W648@3
f<4?;9<c;VW68@68LM32?R?<68^26Q<44<6C;9=8;73C@<@64864823g5<4<764893:;<4D
EFGHIEhKEY12<B62;2843548?6CA3?<B3C76487>?C<?6a?<3C7RQ<?64=8>7<?6a169R7<?64=846?<63@5?;7<N64=
A<47S2<?64838?59752;<48g538@W6845473C7;VW68T812_7<?;8126Q<44<6C;9D
EFGHIEiKEj328;?34468T48<CQ62B;V[348239;?<6C;@;48T813446;=8Q;BR9<;838?6937<N<@;@3=8C3?344_2<;48;6
3M32?R?<68126Q<44<6C;9D
EFGHIEkKEl3g532328;68d6C439A68l3:<6C;98@38LCQ32B;:3B=8@38Q62B;8Q5C@;B3C7;@;=8B3@<@;4
?;ORN3<481;2;86O73CVW68@38@34;:2;N681UO9<?683B8@3?622PC?<;8@386Q3C4;846Q2<@;8C683M32?R?<6
126Q<44<6C;98658g538;7<Cm;8;8126Q<44W6D
EFGHIEnKEl3?622328;68d6C439A68l3:<6C;98@38LCQ32B;:3B=8@38Q62B;8Q5C@;B3C7;@;=8g5;C@6
<B13@<@68@38?5B12<286812343C738dS@<:6=8;8o3:<49;VW68@68LM32?R?<68^26Q<44<6C;9838;48l34695V[34=
p3?<4[34838^;23?32348q62B;7<N6483B;C;@64813968r<473B;8d6Q3CZd6C439A648l3:<6C;<48@3
LCQ32B;:3BD
EFGHIEstEj328;?3446=8139648B3<648@38<CQ62B;VW68@<416CRN3<4=8T48@<2372<c348169R7<?;4=8C62B;7<N;483
12676?69648<C47<75?<6C;<4=8O3B8?6B681;27<?<1;28@3845;839;O62;VW6D
EFGHIEssEf62B;28381;27<?<1;28@;8d6B<44W68@38u7<?;8@38LCQ32B;:3B=8O3B8?6B68@38?6B<44[34
<C732@<4?<19<C;2348@;8<C47<75<VW683B8g53872;O;9A;D
EFGHIEsJEYO4732a438@3823N39;28<CQ62B;V[348?6CQ<@3C?<;<48@38g53873CA;8?6CA3?<B3C7683B82;cW68@3
43583M32?R?<68126Q<44<6C;9D
EFGHIEsXEr5413C@328;48;7<N<@;@34=8<C@<N<@5;<48658?6937<N;4=8g5;C@686896?;98@3872;O;9A68CW6
6Q323?328?6C@<V[34843:52;481;2;8683M32?R?<68126Q<44<6C;983Z658@3423413<7;28;893:<49;VW68N<:3C73=
2344;9N;@;48;484<75;V[348@3852:PC?<;8383B32:PC?<;=8@3N3C@68Q62B;9<c;28<B3@<;7;B3C73845;
@3?<4W68162834?2<7683Z6581628B3<68@38?6223<6839372vC<?68T8<C47<75<VW6838;68d6C439A68l3:<6C;98@3
LCQ32B;:3BD
EFGHIEs]EY19<?;2868126?34468@38LCQ32B;:3B8?6B68<C4725B3C768B376@69S:<?681;2;819;C3m;2=
<B193B3C7;2=8;N;9<;2838@6?5B3C7;2868?5<@;@68T813446;=8Q;BR9<;838?6937<N<@;@3D
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 "10

0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
1234516789:;<=;<8=><?@A8B;8BC<;DE@F8?;AGE@8;8=@@<B;H>DE@F8H@8IJKCG@8B>8A>LB;8@M8B;8NM>ONM;<
P<;>8BC<;G>8@M8CHBC<;G>J;HG;8<;O>=C@H>B>8>@8;:;<=Q=C@8R<@SCAAC@H>O8B>89HS;<J>?;JT
234516U1V@HW;=;<8>A8>GCXCB>B;A8B;8;HACH@F8R;ANMCA>8;8;:G;HAE@8NM;8;HX@OX>J8R;AA@>A8;Y@M8O@=>O
B;8G<>K>OW@8A@K8AM>8<;AR@HA>KCOCB>B;8R<@SCAAC@H>OT
234516Z1[;>OC\><8;8R><GC=CR><8B;8>GCXCB>B;A8B;8;HACH@F8R;ANMCA>8;8;:G;HAE@F8<;AR;CG>HB@8>
O;?CAO>DE@8XC?;HG;T
234516]1^;<8<;=@HW;=CB>8AM>8>MG@<C>8@M8R><GC=CR>DE@8;J8R;ANMCA>F8;:G;HAE@8;8R<@BMDE@8G_=HC=@`
=C;HGQSC=>T
234516a1bGCOC\><À;8B;8X;Q=MO@A8B;8=@JMHC=>DE@F8JQBC>A8A@=C>CA8;8J;C@A8;O;G<cHC=@A8R><>8=@H=;B;<
;HG<;XCAG>AF8JCHCAG<><8=M<A@AF8R>O;AG<>AF8=@HS;<dH=C>AF8A@K<;8>AAMHG@A8B;8AM>8=@JR;GdH=C>8;Y@M
BCXMO?><8;X;HG@A8=@J8SCH>OCB>B;8;BM=>GCX>8;8B;8CHG;<;AA;8A@=C>OT
23451ef1gHMH=C><8>8R<;AG>DE@8B;8A;<XCD@A8R><>8@A8NM>CA8B;G;HW>8W>KCOCB>B;A8;8=@JR;GdH=C>A
G_=HC=@`=C;HGQSC=>A8;8O;?>CAT
23451e61h;?><À;8>8A;<8SCOJ>B@F8S@G@?<>S>B@8;8;:R@AG@8;J8JQBC>A8A@=C>CA8BM<>HG;8@8B;A;JR;HW@
B;8AM>A8>GCXCB>B;A8R<@SCAAC@H>CAT
23451ee1[;=MA><À;8>8;:;=MG><8>GCXCB>B;A8NM;8HE@8A;i>J8B;8AM>8=@JR;GdH=C>8G_=HC=>F8=C;HGQSC=>F
_GC=>8;8O;?>O8@M8NM;8HE@8@S;<;D>J8A;?M<>HD>8>@8R<@SCAAC@H>OF8j8R;AA@>F8j8S>JQOC>8;8j8=@O;GCXCB>B;T
23451ek1[;NM;<;<8iMHG@8>@8?;AG@<8>8NM;K<>8B;8XQH=MO@8B>8<;O>DE@8R<@SCAAC@H>OYMAMP<C@A8NM>HB@
W@MX;<8<CA=@8j8AM>8CHG;?<CB>B;8SQAC=>8;8J@<>OF8=@JMHC=>HB@8>@8V@<;H8;8>AA;?M<>HB@8>
=@HGCHMCB>B;8B>8>AACAGdH=C>8B;89HS;<J>?;JT
l2mnopqr1ss1t1urv1uwxwywv
23451ez19:;<=;<8>8R<@SCAAE@8=@J8iMAGCD>F8=@JR<@JCAA@F8;NMCB>B;F8<;A@OMGCXCB>B;F8BC?HCB>B;F
=@JR;GdH=C>F8<;AR@HA>KCOCB>B;F8W@H;AGCB>B;8;8O;>OB>B;T
23451e71{MHB>J;HG><8AM>A8<;O>D|;A8H@8BC<;CG@F8H>8R<MBdH=C>F8H@8<;AR;CG@F8H>8A@OCB><C;B>B;8;8H>
BCX;<ACB>B;8B;8@RCHCE@8;8R@ACDE@8CB;@O}?C=>T
23451eU1V@HW;=;<F8=MJR<C<8;8S>\;<8=MJR<C<8@8V}BC?@8B;8~GC=>8B@A8<@SCAAC@H>CA8B;89HS;<J>?;J8;
B;J>CA8H@<J>GCX@A8B@8CAG;J>8V@S;HYV@HA;OW@A8[;?C@H>CA8B;89HS;<J>?;JT
23451eZ1H=;HGCX><8;8>R@C><8>8R><GC=CR>DE@8B@A8R<@SCAAC@H>CA8B;89HS;<J>?;J8H@8B;A;JR;HW@8B;
>GCXCB>B;A8;J8@<?>HC\>D|;A8B>8=>G;?@<C>T
23451e]1V@JMHC=><8S@<J>OJ;HG;8>@8V@HA;OW@8[;?C@H>O8B;89HS;<J>?;J8;8>@A8}<?E@A
=@JR;G;HG;A8S>G@A8NM;8CHS<CHi>J8BCAR@ACGCX@A8_GC=@AÒ;?>CA8;8NM;8R@AA>J8R<;iMBC=><8@8;:;<=Q=C@
R<@SCAAC@H>O8;8>8A;?M<>HD>8j8A>LB;8B>8R;AA@>F8S>JQOC>8;8=@O;GCXCB>B;T
23451ea8V@JMHC=><8S@<J>OJ;HG;F8>@8V@HA;OW@8[;?C@H>O8B;89HS;<J>?;JF8S>G@A8NM;8;HX@OX>J
<;=MA>8;Y@M8B;JCAAE@8B;8=><?@F8SMHDE@8@M8;JR<;?@F8J@GCX>B@8R;O>8H;=;AACB>B;8B@8R<@SCAAC@H>O
;J8=MJR<C<8@8R<;A;HG;8V}BC?@8;8>8O;?CAO>DE@8B@8;:;<=Q=C@8R<@SCAAC@H>OT
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 10
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
123456789:;<=>=?8@A8<=BCA8DEFBGDHDI>JA?8JDFD=;>@BKLDE?8@AF>M>IBKLDE?8I>FBKLDE?8IA@NAIBKLDE8D
>@F>;BKLDE8JA8O>EFD;B89AMD@P9A@EDHQAE8RDS>A@B>E8JD8T@MD=;BSD;U
123456V89AHBGA=B=8IA;8A8<=AIDEEA8JD8M>EIBH>CBKWA8JA8DXD=IYI>A8<=AM>EE>A@BH8D8<=DEFB=8>@MA=;BKLDE
M>JDJ>S@BE?8<D=;>F>@JA8A8BIDEEA8B8JAI:;D@FAE8D8B8Z=DB8MYE>IB8>@EF>F:I>A@BHU
123456[8\B@FD=8>@EI=>KWA8@A89A@EDHQA8RDS>A@BH8JD8T@MD=;BSD;?8IA;8]:=>EJ>KWA8@B8Z=DB8A@JD
AIA==D=8A8DXD=IYI>A8<=AM>EE>A@BHU
12345668\B@FD=8AE8JBJAE8IBJBEF=B>E8BF:BH>CBJAE8]:@FA8BA89A@EDHQA8RDS>A@BH8JD8T@MD=;BSD;8JD
E:B8]:=>EJ>KWAU
123456^5\B@FD=8=DS:HB=>CBJBE8BE8AG=>SBKLDE8M>@B@ID>=BE8]:@FA8BA89A@EDHQA8RDS>A@BH8JD
T@MD=;BSD;8JD8E:B8]:=>EJ>KWAU
123456_8`<A=8@A;D8IA;<HDFA8DPA:8@A;D8EAI>BH?8B;GAE8HDSYND>E?8@a;D=A8D8IBFDSA=>B8JD8>@EI=>KWA
@A89A@EDHQA8RDS>A@BH8JD8T@MD=;BSD;?8BEE>@BF:=B8A:8=:G=>IB8@AE8JAI:;D@FAE?8b:B@JA8@A
DXD=IYI>A8<=AM>EE>A@BHU
c5Vd8e8MBI:HFBJA8A8:EA8JA8IB=>;GA?8IA;8@A;D8IA;<HDFA?8@a;D=A8D8IBFDSA=>B8JD8>@EI=>KWA8@A
9A=D@?8JDND@JA8IA@EFB=8B8BEE>@BF:=B8A:8=:G=>IB8JA8<=AM>EE>A@BHU
c5[d8f:B@JA8ED8F=BFB=8JD8<=A@F:Z=>A8DHDF=g@>IA?8B8BEE>@BF:=B8JDND=Z8ED=8ID=F>M>IBJB?8IA@MA=;D
HDS>EHBKWA8N>SD@FDU
123456h5RDS>EF=B=8@A8<=A@F:Z=>A8D8D;8A:F=AE8JAI:;D@FAE8BE8>@MA=;BKLDE8>@D=D@FDE8D
>@J>E<D@EZND>E8BA8<=AIDEEA8JD8I:>JB=8JD8MA=;B8IHB=B?8AG]DF>NB?8I=A@AHiS>IB?8HDSYNDH?8IA;<HDFB8D
ED;8=BE:=BEU
123456j5kAI:;D@FB=8MA=;BH;D@FD8BE8DFB<BE8JA8<=AIDEEA8JD8T@MD=;BSD;?8D;8IA@EA@l@I>B8IA;
E:B8IA;<DFm@I>B8HDSBHU
123456n5o=DEFB=8>@MA=;BKLDE8DEI=>FBE8DPA:8ND=GB>E?8IA;<HDFBE8D8M>JDJ>S@BE?8@DIDEEZ=>BE8p
IA@F>@:>JBJD8JB8BEE>EFm@I>B8D8EDS:=B@KB8JA8<BI>D@FDU
123456q5TEIHB=DID=8p8<DEEAB?8MB;YH>B8D8IAHDF>N>JBJD?8B8=DE<D>FA8JAE8J>=D>FAE?8=>EIAE?8GD@DMYI>AE8D
>@FD=IA==m@I>BE8BID=IB8JB8BEE>EFm@I>B8JD8T@MD=;BSD;U
12345^75r=>D@FB=8p8<DEEAB8D8MB;YH>B8EAG=D8<=D<B=A?8GD@DMYI>AE?8=>EIAE8D8IA@EDb:m@I>BE
JDIA==D@FDE8JD8DXB;DE8D8JD8A:F=AE8<=AIDJ>;D@FAE?8=DE<D>FB@JA8A8J>=D>FA8JD8=DI:EB8JB8<DEEAB8A:
JD8ED:8=D<=DED@FB@FD8HDSBHU
12345^V5o=DEFB=8BEE>EFm@I>B8JD8T@MD=;BSD;8ED;8J>EI=>;>@BKWA8JD8b:BHb:D=8@BF:=DCBU
12345^[5RDE<D>FB=8A8J>=D>FA8JA8DXD=IYI>A8JB8B:FA@A;>B8JB8<DEEAB8A:8JD8ED:8=D<=DED@FB@FD8HDSBH
@B8FA;BJB8JD8JDI>EWA?8H>N=D8D8DEIHB=DI>JB?8EAG=D8E:B8EBaJD?8EDS:=B@KB?8F=BFB;D@FA?8IA@MA=FA?
GD;sDEFB=?8=DBH>CB@JA8BKLDE8@DIDEEZ=>BE?8JD8BIA=JA8IA;8AE8<=>@IY<>AE8tF>IAE8D8HDSB>EU
uv2wx2vyz5{|}~z48RDE<D>FB=8BE8J>=DF>NBE8B@FDI><BJBE8JB8<DEEAB8@A8b:D8IA@ID=@D8pE8JDI>ELDE
EAG=D8I:>JBJAE8D8F=BFB;D@FAE8b:D8JDED]B8A:8@WA8=DIDGD=8@A8;A;D@FA8D;8b:D8DEF>ND=
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 !10
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
12345431647897:9:;5<:==4<>9?1@<:9:94A6828B4B:26:>9=A4=9@82647:=C
DEFGHIJHK:=5:164<9895A78<>9495<1@431747:9:9491261B1747:97495:==84>9:B968789=:A9313?89@164?9:924=
=16A4LM:=97:9B8<6:9:95N=OB8<6:C
DEFGHIIHP<:=64<94==1=6Q231497:9R2S:<B4T:B9:B938271LM:=9UA:98S:<:L4B9=:TA<42L4>9B:=B89:B
34=897:9=A=5:2=V8974=9461@1747:=95<8S1==18241=97:38<<:26:=97:9B8@1B:268=9<:1@1271346N<18=974
346:T8<14C
WXEYZEX[\H]^_`\GHa:<b9<:=5:1647898971<:16897:9T<:@:9:>928=934=8=97:9B8@1B:268=
<:1@1271346N<18=9749346:T8<14>97:@:<V89=:<95<:=6478=98=93A17478=9Bc21B8=9UA:9T4<4264B9AB4
4==1=6Q23149=:TA<4>9382S8<B:94938B5?:;1747:97895431:26:C
DEFGHIdHP<:=64<94==1=6Q231497:9R2S:<B4T:B9?1@<:97:97428=97:38<<:26:=97:91B5:<c314>92:T?1TQ2314
8A91B5<A7Q2314C
DEFGHIeHK:3A=4<O=:949:;:3A64<95<:=3<1LV897:9R2S:<B4T:B9:9fg71349249UA4?92V89382=6:B
4==1246A<49:92hB:<897:9<:T1=6<897895<8S1==1824?95<:=3<168<>9:;3:689:B9=16A4LV897:9A<TQ23149:
:B:<TQ2314C
iHjkHl95<8S1==1824?97:9R2S:<B4T:B97:@:<b9<:3A=4<O=:949:;:3A64<95<:=3<1LV897:9R2S:<B4T:B9:
fg71349:B934=897:917:261S134LV897:9:<<89:m8A91?:T1n1?1747:9749B:=B4>97:@:2789:=3?4<:3:<938B98
5<:=3<168<98A98A6<895<8S1==1824?>9<:T1=6<427892895<826Ab<18C
iHok9p9@:747894895<8S1==1824?97:9R2S:<B4T:B9893AB5<1B:26897:95<:=3<1LV89q971=6r2314>9:;3:68
:B934=8=97:9A<TQ23149:9:B:<TQ23149:9<:TA?4LV8>9382S8<B:9K:=8?ALV89@1T:26:C
DEFGHIsHP8=131824<O=:93826<4>9:97:2A2314<948=9N<TV8=938B5:6:26:=>94LM:=9:95<83:71B:268=97:
B:Bn<8=9749:UA15:97:9=4h7:>9UA42789t8A@:<9<1=3897:97428=97:38<<:26:=97:91B5:<c314>
2:T?1TQ23149:91B5<A7Q231494895431:26:>9@1=42789495<86:LV897495:==84>9S4Bc?149:938?:61@1747:C
DEFGHIuHP<:=64<94==1=6Q231497:9R2S:<B4T:B95<8B8@:278949UA4?1747:97:9@1749q95:==849:9S4Bc?14
2895<83:==8978924=3:<>9@1@:<>9B8<<:<9:9?A68C
WXEYZEX[\H]^_`\GHv8=934=8=97:978:2L4=9T<4@:=9123A<b@:1=9:96:<B1241=938B9<1=3891B12:26:97:
B8<6:>9:B9382=82r2314938B949:UA15:9BA?615<8S1==1824?>98S:<:3:<96878=98=93A17478=954?1461@8=
71=582c@:1=954<494==:TA<4<989382S8<689Sc=138>95=cUA138>9=8314?9:9:=51<16A4?>9<:=5:16474949@82647:974
5:==8498A97:9=:A9<:5<:=:26426:9?:T4?C
DEFGHIwHx1=5821n1?1y4<94==1=6Q231497:9R2S:<B4T:B9q938?:61@1747:9:B934=8=97:9:B:<TQ2314>
:517:B14>9346b=6<8S:9:97:=4=6<:>9=:B95?:16:4<9@4264T:2=95:==841=>9UA42789382@83478C
DEFGHdzH{==:TA<4<9495<b613495<8S1==1824?9B:71426:9382=:261B:26895<g@1897895431:26:>
<:5<:=:26426:98A9<:=582=b@:?9?:T4?>98A97:31=V89|A71314?C
WXEYZEX[\H]^_`\G9}134B9<:=TA4<7478=98=934=8=9:B9UA:92V89t4|49345431747:97:97:31=V8958<
54<6:97495:==84>98A92494A=Q23149789<:5<:=:26426:98A9<:=582=b@:?9?:T4?C
DEFGHdjHK:=582=4n1?1y4<O=:958<9S4?64938B:61749:B9=A4=9461@1747:=95<8S1==18241=>
127:5:27:26:B:26:97:96:<9=17895<461347491271@17A4?98A9:B9:UA15:>958<91B5:<c314>91B5<A7Q231498A
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 410
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
23456472869:;<3=<3;>?3;@32A9;B9C@686B9DEF;3GF?;8F2A386H32@F;BCIJ6F;<F;K9@FL
MNOPQONRSTUVWXSY;Z?92<F;9;K95@9;KFC;BC9@689<9;3H;3>?6B3:;9;C3=BF2=9[656<9<3;=3C\;9@C6[?]<9;29
H3<6<9;<F^=_;9@F^=_;BC9@689<F^=_;62<6J6<?95H32@3L
ÒaYTbcTd92@3C;=6465F;=F[C3;K9@F;<3;>?3;@32A9;8F2A386H32@F;3H;C9eEF;<9;9@6J6<9<3;BCFK6==6F295:
3f83@F;2F=;89=F=;BC3J6=@F=;29;5346=59DEF;F?;BFC;<3@3CH629DEF;g?<68695:;F?;8FH;F;8F2=32@6H32@F
3=8C6@F;<9;B3==F9;32JF5J6<9;F?;<3;=3?;C3BC3=32@92@3;F?;C3=BF2=\J35;53495L
hTij;k3CH92383;F;<3J3C;H3=HF;>?92<F;F;K9@F;=3g9;<3;8F2A386H32@F;Bl[568F;3;3H;89=F;<3
K95386H32@F;<9;B3==F9;32JF5J6<9L
hTcjTm;K9@F;=6465F=F;<3J3C\;=3C;C3J359<F;3H;=6@?9Dn3=;<3;9H39D9;o;J6<9;3;o;<6426<9<3:;29;<3K3=9
BCpBC69;F?;3H;9@6J6<9<3;H?5@6BCFK6==6F295:;>?92<F;2383==\C6F;o;BC3=@9DEF;<9;9==6=@72869L
hTqjTm;BCFK6==6F295;<3;r2K3CH943H;62@6H9<F;8FHF;@3=@3H?2A9;<3J3C\;8FHB9C383C;B3C92@3;9
9?@FC6<9<3;3:;=3;KFC;F;89=F:;<3859C9C;=?9=;C9en3=;I@689=;B9C9;H92?@32DEF;<F;=6465F;BCFK6==6F295L
hTsjTt;F[C649@pC69;9;8FH?2689DEF;3f@3C29:;B9C9;F=;pC4EF=;<3;C3=BF2=9[656e9DEF;8C6H6295:
62<3B32<32@3H32@3;<3;9?@FC6e9DEF:;<3;89=F=;<3;J6F572869;8F2@C9u;8C692D9=;3;9<F53=832@3=v
6<F=F=v;3;B3==F9=;6289B986@9<9=;F?;=3H;8F2<6Dn3=;<3;K6CH9C;8F2=32@6H32@FL
hTbj;w;8FH?2689DEF;3f@3C29;B9C9;F=;pC4EF=;<3;C3=BF2=9[656e9DEF;8C6H6295;3H;89=F=;<3;J6F572869
<FHI=@689;3;K9H6569C;8F2@C9;H?5A3C;9<?5@9;3;89B9e;=3C\;<3J6<9:;62<3B32<32@3H32@3;<3
9?@FC6e9DEF:;3H;89=F;<3;C6=8F;o;8FH?26<9<3;F?;o;J]@6H9:;9;g?]eF;<F;BCFK6==6F295;3;8FH
8F2A386H32@F;BCIJ6F;<9;J]@6H9;F?;<F;=3?;C3=BF2=\J35L
ÒaYTbqTx3=4?9C<9C;F=;BC3836@F=;I@68F=;3;53496=;<9;BCFK6==EF;>?92@F;9F;8F2@3l<F;3;6H943H
J368?59<F=;2F=;<6K3C32@3=;H36F=;<3;8FH?2689DEF;3;B?[5686<9<3L
ÒaYTbsTr=@6H?59C;3;9BF69C;9;>?956K689DEF;3;F;9B3CK36DF9H32@F;@I8268Fy8632@]K68F:;I@68FyBF5]@68F:
=F86F3<?89@6JF;3;8?5@?C95;<F=;BCFK6==6F296=;<3;r2K3CH943H;=F[;=?9;=?B3CJ6=EF;3;8FFC<329DEFL
ÒaYTbbTwBC6HFC9C;F=;8F2A386H32@F=;@I8268Fy8632@]K68F=:;I@68FyBF5]@68F=:;=F86F3<?89@6JF=;3
8?5@?C96=:;3H;[323K]86F;<9;B3==F9:;K9H]569;3;8F53@6J6<9<3;3;<F;<3=32JF5J6H32@F;<9;BCFK6==EFL
ÒaYTbz;r=@6H?59C:;9BF69C:;8F59[FC9C;3;BCFHFJ3C;F;<3=32JF5J6H32@F;<3;9@6J6<9<3=;<3;32=62F:
B3=>?6=9;3;3f@32=EF:;<3J6<9H32@3;9BCFJ9<F=;29=;62=@{2869=;<356[3C9@6J9=L
ÒaYTb|;}?HBC6C;9;5346=59DEF;J6432@3;B9C9;9;B3=>?6=9;32JF5J32<F;=3C3=;A?H92F=L
ÒaYTb~Tx3=B36@9C;F=;BC628]B6F=;I@68F=;3;F=;<6C36@F=;9?@FC96=;2F;BCF83==F;<3;B3=>?6=9:;3H;@F<9=
9=;3@9B9=L
ÒaYTbTFH32@3;9836@9C;3289C4F=;F?;9@C6[?6Dn3=;>?92<F;=3;g?549C;@I82689:;8632@]K689;3
53495H32@3;9B@F;B9C9;F;<3=3HB32AF;=34?CF;B9C9;=6;3;B9C9;F?@C3HL
ÒaYTzTx3=B36@9C:;2F;3f3C8]86F;<9;BCFK6==EF:;9;5346=59DEF;J6432@3;C359@6J9;o;BC3=3CJ9DEF;<F;H36F
9H[632@3;2F;43C32869H32@F;<3;C3=]<?F=;<3;=3CJ6DF=;<3;=9l<3L
;;;;;`MTTT`TM
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 110
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
1234567589:;<=>?@:AB<@C:=:?DEF>?@>=BG@;BF=?H?EBG@>B@IJCEKB@C:@L=E;>@:@M@N:KEGN>OPB@Q<:@CEG;ERNEF>
B@:9:?;S;EB@C>@8FT:?D>K:DU
123456V589:;<=>?@>=EWEC>C:G@Q<:@FPB@G:X>D@C:@G<>@;BDR:=YF;E>@=Z;FE;>[@;E:F=STE;>[@Z=E;>@:@N:K>N
B<@Q<:@FPB@BT:?:O>D@G:K<?>FO>@>B@R?BTEGGEBF>N[@M@R:GGB>[@M@T>DSNE>@:@M@;BN:=EWEC>C:U
123456\5IBN>]B?>?@B<@>;<DRNE;E>?^G:@;BD@R:GGB>G@TSGE;>G@B<@X<?SCE;>G@Q<:@C:G?:GR:E=:D@>
N:KEGN>OPB@:@R?EF;SREBG@Q<:@CEG;ERNEF>D@B@:9:?;S;EB@R?BTEGGEBF>N@C:@8FT:?D>K:DU
123456_5`?BWB;>?[@;BBR:?>?[@G:?@;BFEW:F=:@B<@BDEGGB@CE>F=:@C:@Q<>NQ<:?@TB?D>@B<@=ERB@C:
WEBNYF;E>@;BF=?>@>@R:GGB>[@T>DSNE>@:@;BN:=EWEC>C:[@Q<>FCB@FB@:9:?;S;EB@C>@R?BTEGGPBU
123456a5b;:E=>?@;>?KB[@T<FOPB@B<@:DR?:KB@W>KB@:D@C:;B??YF;E>@C:@T>=BG@Q<:@:FWBNW>D@?:;<G>
B<@C:DEGGPB@DB=EW>C>@R:N>@F:;:GGEC>C:@CB@R?BTEGGEBF>N@:D@;<DR?E?@B@R?:G:F=:@;JCEKB@:@>
N:KEGN>OPB@CB@:9:?;S;EB@R?BTEGGEBF>Nc@]:D@;BDB@RN:E=:>?@;>?KB[@T<FOPB@B<@:DR?:KB@B;<R>CB@RB?
;BN:K>[@<=ENEd>FCB^G:@C:@;BF;B??YF;E>@C:GN:>NU
12345665`:?DE=E?@Q<:@G:<@FBD:@;BFG=:@FB@Q<>C?B@C:@R:GGB>N@C:@Q<>NQ<:?@EFG=E=<EOPB@B<
:G=>]:N:;ED:F=B@;BFKYF:?:[@Q<>FCB[@F:G=>G[@FPB@:9:?;:?@T<FOe:G@C:@:FT:?D>K:D@:G=>]:N:;EC>G
F>@N:KEGN>OPBU
123456f5g:;:]:?@W>F=>K:FG@C:@EFG=E=<EOPB[@:DR?:G>[@R:GGB>[@T>DSNE>@:@;BN:=EWEC>C:[@>NZD@CB@Q<:
Nh:@Z@C:WECB[@;BDB@TB?D>@C:@K>?>F=E?@>GGEG=YF;E>@C:@8FT:?D>K:D@CET:?:F;E>C>@B<@]:F:TS;EBG@C:
Q<>NQ<:?@F>=<?:d>@R>?>@GE@B<@R>?>@B<=?:DU
123456i5j>N:?^G:[@Q<>FCB@FB@:9:?;S;EB@C>@R?BTEGGPB[@C:@D:;>FEGDBG@C:@;B>OPB[@BDEGGPB@B<
G<]B?FB[@;BD@R:GGB>G@TSGE;>G@B<@X<?SCE;>G[@R>?>@;BFG:K<E?@Q<>NQ<:?@=ERB@C:@W>F=>K:DU
123456k5l=ENEd>?@B@RBC:?@Q<:@Nh:@;BFT:?:@>@RBGEOPB@B<@;>?KB[@R>?>@EDRB?@B<@EFC<dE?@B?C:FG[
BREFEe:G[@EC:BNBKE>G@RBNS=E;>G@B<@Q<>NQ<:?@=ERB@C:@;BF;:E=B@B<@R?:;BF;:E=B@Q<:@>=:F=:D@;BF=?>@>
CEKFEC>C:@C>@R:GGB>@h<D>F>[@]:D@;BDB@CETE;<N=>?@B@:9:?;S;EB@R?BTEGGEBF>NU
12345fm5l=ENEd>?@CBG@;BFh:;ED:F=BG@C:@:FT:?D>K:D@R>?>@R?>=E;>?@>=BG@=ERETE;>CBG@;BDB@;?ED:@B<
;BF=?>W:FOPB@R:F>N[@=>F=B@:D@>D]E:F=:G@BFC:@:9:?O>@>@R?BTEGGPB[@Q<>F=B@F>Q<:N:G@:D@Q<:@FPB
>@:9:?O>[@B<@Q<>NQ<:?@>=B@Q<:@EFT?EFX>@BG@RBG=<N>CBG@Z=E;BG@:@N:K>EGU
12345f75`?BDBW:?@B<@G:?@;BFEW:F=:@;BD@EFXn?E>[@;>NnFE>@:@CET>D>OPB@C:@R:GGB>@:@T>DSNE>[
D:D]?BG@C>G@:Q<ER:G@C:@8FT:?D>K:D@:@C:@G>nC:[@B?K>FEd>Oe:G@C>@8FT:?D>K:D[@=?>]>Nh>CB?:G
C:@B<=?>G@H?:>G@:@EFG=E=<EOe:G@:D@Q<:@:9:?;:@G<>@>=EWEC>C:@R?BTEGGEBF>NU
12345fV5`?>=E;>?@B<@G:?@;BFEW:F=:@;BD@;?ED:[@;BF=?>W:FOPB@R:F>N@B<@Q<>NQ<:?@B<=?B@>=B@Q<:
EFT?EFX>@RBG=<N>CBG@Z=E;BG@:@N:K>EG[@FB@:9:?;S;EB@R?BTEGGEBF>NU
12345f\5`?BWB;>?@>]B?=B[@B<@;BBR:?>?@:D@R?H=E;>@C:G=EF>C>@>@EF=:??BDR:?@>@K:G=>OPB[@:9;:=B@FBG
;>GBG@R:?DE=ECBG@R:N>@N:KEGN>OPB@WEK:F=:U
op2qr2pst5uvwxt4@yBG@;>GBG@R:?DE=ECBG@R:N>@N:KEGN>OPB[@B@R?BTEGGEBF>N@C:W:?H@C:;ECE?@C:@>;B?CB
;BD@>@G<>@;BFG;EYF;E>@GB]?:@G<>@R>?=E;ER>OPB[@C:GC:@Q<:@G:X>@K>?>F=EC>@>@;BF=EF<EC>C:@C>
>GGEG=YF;E>U
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 010
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
1234567589:;:<=9>:?>@A9BCDC@A9>E=>@9FBCDA>E=GBCHAEA>A>AHB=DC@A9>A>;:9B=>EA>@=GG:AI
123456J>89ABCDA9>AB:>DC9K9LCD:M>=ND=B:>HAG>GCB?AOP=G>E=>=;=9LQHDCA>:?>HAR?=SAG>=N@9=GGA;=HB=
A?B:9CTAEAG>HA>S=LCGSAOU:M>E=GE=>R?=>@:GG?A>D:;@=BQHDCA>BVDHCDAWDC=HBXYCDA>H=D=GGF9CAI
123456Z>[=LA9>AGGCGBQHDCA>E=>=HY=9;AL=;>=;>GCB?AOP=G>E=>?9LQHDCAM>=;=9LQHDCAM>=@CE=;CAM
E=GAGB9=>=>DABFGB9:Y=M>E=GE=>R?=>HU:>:Y=9=OA>9CGD:>A>CHB=L9CEAE=>YXGCDA>E:>@9:YCGGC:HASI
12345665\N=D?BA9>@9:D=EC;=HB:G>:?>@A9BCDC@A9>EA>AGGCGBQHDCA>]>GAKE=>G=;>:>D:HG=HBC;=HB:
Y:9;AS>EA>@=GG:A>:?>E=>G=?>9=@9=G=HBAHB=>:?>9=G@:HGF<=S>S=LASM>=ND=B:>=;>C;CH=HB=>9CGD:>E=
;:9B=I
123456^5_E;CHCGB9A9>;=ECDA;=HB:G>G=;>D:H`=D=9>CHECDAOU:M>AOU:>EA>E9:LAM><CA>E=>AE;CHCGB9AOU:
=>@:B=HDCACG>9CGD:GM>9=G@=CBAE:G>:G>L9A?G>E=>Y:9;AOU:>E:>@9:YCGGC:HASI
123456a589=GD9=<=9>;=ECDA;=HB:G>R?=>HU:>=GB=bA;>=GBAc=S=DCE:G>=;>@9:L9A;AG>E=>GAKE=
@KcSCDA>=d:?>=;>9:BCHA>A@9:<AEA>=;>CHGBCB?COU:>E=>GAKE=M>=ND=B:>=;>GCB?AOP=G>E=>=;=9LQHDCAI
12345ê5\N=D?BA9>@9=GD9COP=G>=>@9:D=EC;=HB:G>E=>R?ASR?=9>HAB?9=TA>R?=>D:;@9:;=BA;>A
G=L?9AHOA>EA>@=GG:AI
12345^f589=GBA9>G=9<CO:G>R?=M>@:9>G?A>HAB?9=TAM>D:;@=B=;>A>:?B9:>@9:YCGGC:HASM>=ND=B:>=;>DAG:
E=>=;=9LQHDCAM>:?>R?=>=GBC<=9=;>=N@9=GGA;=HB=>A?B:9CTAE:G>HA>S=LCGSAOU:><CL=HB=I
12345^g5h:SAc:9A9M>EC9=BA>:?>CHEC9=BA;=HB=M>D:;>:?B9:G>@9:YCGGC:HACG>E=>GAKE=>:?>F9=AG
<CHD?SAEAGM>H:>E=GD?;@9C;=HB:>EA>S=LCGSAOU:>9=Y=9=HB=>A:G>B9AHG@SAHB=G>E=>i9LU:GM>B=DCE:GM
=GB=9CSCTAOU:>`?;AHAM>9=@9:E?OU:>AGGCGBCEA>:?>;AHC@?SAOU:>L=HVBCDAI
12345^j589ABCDA9M>CHEC<CE?AS>:?>D:S=BC<A;=HB=M>R?AHE:>H:>=N=9DXDC:>@9:YCGGC:HASM>AGGVEC:>;:9ASM
G=N?AS>:?>E=>R?ASR?=9>HAB?9=TAM>D:HB9A>@=GG:AM>YA;XSCAM>D:S=BC<CEAE=>:?>R?ASR?=9>;=;c9:>EA
=R?C@=>E=>GAKE=M>G=bA>@:9>;=C:>E=>AB:G>:?>=N@9=GGP=G>R?=>B=HÀ;>@:9>D:HG=R?QHDCA>ABCHLC9>A
ECLHCEAE=>:?>D9CA9>D:HECOP=G>`?;CS̀AHB=G>=>D:HGB9AHL=E:9AGI
12345^75_H?HDCA9>Y:9;AOU:>@9:YCGGC:HASM>R?ASCYCDAOU:>=>BXB?S:>R?=>HU:>@:GGA>D:;@9:<A9I
12345^J5k=ASCTA9>:?>YADCSCBA9>AOP=G>R?=>DA?G=;>@9=b?XT:>A:>@AB9C;lHC:>EAG>:9LAHCTAOP=G>EA
DAB=L:9CAI
12345^Z589:E?TC9M>CHG=9C9>:?>EC<?SLA9>CHY:9;AOU:>CH<=9XECDA>:?>E=>D:HB=KE:>E?<CE:G:>G:c9=
AGG?HB:>E=>G?A>F9=A>@9:YCGGC:HASI
mn2op2nqr5stuvr4>wAT=9>9=Y=9QHDCA>A>DAG:GM>GCB?AOP=G>:?>YAB:GM>=>CHG=9C9>C;AL=HG>R?=>@:GGA;
CE=HBCYCDA9>@=GG:AG>:?>CHGBCB?COP=G>G=;>@9V<CA>A?B:9CTAOU:M>=;>R?ASR?=9>;=C:>E=>D:;?HCDAOU:I
12345^65k=LCGB9A9>CHY:9;AOP=G>CHD:;@S=BAGM>C;@9=DCGAG>:?>CH<=9XECDAG>G:c9=>A>AGGCGBQHDCA>E=
\HY=9;AL=;>@9=GBAEA>]>@=GG:AM>YA;XSCA>:?>D:S=BC<CEAE=I
12345^^5k=LCGB9A9>=>AGGCHA9>AG>AOP=G>E=>\HY=9;AL=;>R?=>HU:>=N=D?B:?M>c=;>D:;:>@=9;CBC9>R?=
G?AG>AOP=G>G=bA;>AGGCHAEAG>@:9>:?B9:>@9:YCGGC:HASI
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0310

0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
1234567589:;<=9>9?9@ABC<CADE::<CAC9=F<BGAHIE:CECJ<DKGE=L<:CACLEBDE9B<:CMKEC=N<CE:LN<
J9BELAGE=LECE=O<?O9J<:C=AC;BE:LAHN<CJACA::9:LP=D9ACJEC:AQJECA<C;AD9E=LERCESDEL<CMKA=J<
AKL<B9@AJ<C;E?<C;AD9E=LERCBE;BE:E=LA=LEC?ETA?C<KCBE:;<=:UOE?C?ETA?RC;<BCJELEBG9=AHN<CVKJ9D9A?W
123457XCYETABRC<G9L9BC9=F<BGAHIE:C<KCEG9L9BCFA?:A:CJED?ABAHIE:C:<>BEC<CESEBDZD9<C;B<F9::9<=A?
MKA=J<C:<?9D9LAJ<C;E?<C[<=:E?\<C]ET9<=A?CJEC^=FEBGATEGCE_<KC[<G9::N<CJEC`L9DACJE
^=FEBGATEGW
123457aC8E?ETABCAL9O9JAJE:C;B9OAL9OA:CJ<bAcC^=FEBGE9B<bAcCAC<KLB<CGEG>B<CJACEMK9;ECJE
^=FEBGATEGRCESDEL<C=<:CDA:<:CJECEGEBTP=D9AW
5de2fg2ehi5jklmi4Cn9DAC;B<9>9J<CJE?ETABCAL9O9JAJE:C;B9OAL9OA:CAC<KLB<:CGEG>B<:CJACEMK9;ECJE
:AQJEW
123457o58E?ETABCALB9>K9HIE:CJ<:bA:cC;B<F9::9<=A9:CJECE=FEBGATEGRC;BEO9:LA:C=AC?ET9:?AHN<RC;ABA
AD<G;A=\A=LE:CE_<KCBE:;<=:UOE9:C;E?<C;AD9E=LEW
de2fg2ehi5jklmi4CpCJ9:;<:9L9O<C=<CqrstuC=N<C:ECA;?9DAC=<:CDA:<:CJACALE=HN<CJ<G9D9?9ABC;ABAC<
AKL<DK9JAJ<CA;<9AJ<W
123457v5^S9G9Bw:ECJACBE:;<=:A>9?9JAJEC?ETA?CJACA::9:LP=D9AC;BE:LAJACA<:C;AD9E=LE:C:<>C:EK:
DK9JAJ<:CBEA?9@AJ<:C;<BCA?K=<:CE_<KCE:LAT9UB9<:C:<>C:KAC:K;EBO9:N<CE_<KC<B9E=LAHN<W
123457x5y;B<;B9ABw:ECJECJ9=\E9B<RCOA?<BRC>EGCGzOE?C<KC9GzOE?RC;Q>?9D<C<KC;ABL9DK?ABRCMKECE:LEVA
:<>C:KACBE:;<=:A>9?9JAJECEGCBA@N<CJ<CDABT<C<KCJ<CESEBDZD9<C;B<F9::9<=A?RC>EGCD<G<CJE:O9Uw?<CEG
;B<OE9L<C;Bz;B9<C<KCJEC<KLBEGW
123457{C]EA?9@ABC<KC;ABL9D9;ABCJECAL9O9JAJE:CJECE=:9=<RC;E:MK9:ACECESLE=:N<RCEGCMKEC<:CJ9BE9L<:
9=A?9E=UOE9:CJAC;E::<ARCFAGZ?9ACECD<?EL9O9JAJEC:EVAGCJE:BE:;E9LAJ<:C<KC<FEBEHAGCMKA9:MKEBCL9;<:
JECB9:D<:C<KCJA=<:C;BEO9:ZOE9:CA<:CE=O<?O9J<:W
123457|C}<>BE;<BC<C9=LEBE::ECJACD9P=D9ACA<C9=LEBE::ECEC:ETKBA=HACJAC;E::<ARCFAGZ?9ACE
D<?EL9O9JAJEW
123457~CnA?:9F9DABC<KCGA=9;K?ABCBE:K?LAJ<:CJEC;E:MK9:ARC>EGCD<G<CK:Uw?<:C;ABACF9=:CJ9FEBE=LE:
J<:C<>VEL9O<:C;BEO9AGE=LECE:LA>E?ED9J<:W
12345765K>?9DABCBE:K?LAJ<:CJEC;E:MK9:A:CMKEC9JE=L9F9MKEGC<C;ABL9D9;A=LECJ<CE:LKJ<CE_<K
9=:L9LK9HN<CE=O<?O9JARC:EGCACAKL<B9@AHN<C;BO9AW
1234577589OK?TABC<KC;K>?9DABRCEGC:EKC=<GERC;B<JKHN<CLD=9D<wD9E=LZF9DAC<KC9=:LBKGE=L<CJE
<BTA=9@AHN<CF<BGA?CJ<CMKA?C=N<CLE=\AC;ABL9D9;AJ<C<KC<G9L9BC=<GE:CJECD<AKL<BE:CECD<?A><BAJ<BE:W
12345aXXCL9?9@ABCJAJ<:RC9=F<BGAHIE:RC<KC<;9=9IE:CA9=JAC=N<C;K>?9DAJA:RC:EGCBEFEBP=D9ACJ<CAKL<B
<KC:EGCAC:KACAKL<B9@AHN<W
12345aXa5y;B<;B9ABw:EC<KCKL9?9@ABC;B<JKHIE:CLD=9D<wD9E=LZF9DA:RCJA:CMKA9:CLE=\AC<KC=N<
;ABL9D9;AJ<CD<G<CAKL<BRC:EGCD<=D<BJ=D9AC<KCD<=DE::N<CJ<:CJEGA9:C;ABLZD9;E:W
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0010

0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
1234567859:;<=>?@A;BC>DE>D:<C?FG<DH?>;I;JK?LAD:A;ADMAN>;DL<OC@A;DC>KDO<P>DL<P<DAK@<;D<K
L<AK@<;D>PD<Q;AD@RLO?L<BL?>O@SM?LAT
DDDDDDDDDDDU1VWXYZ[5\]5^5_1`5\abc1def`5f5Vfa1Z\_1_f`
1234567g59DLA;AL@>;?NAFG<DEACD?OM;AFh>CDR@?LACD>DE?CL?:i?OA;>CjDQ>PDL<P<DADA:i?LAFG<DEAC
;>C:>L@?=ACD:>OAi?EAE>CD;>k>PBC>D:<;D>C@>DlmE?k<jDC>PD:;>nKSN<DEACDCAOFh>CD:;>=?C@ACD>P
<K@;<CDE?C:<C?@?=<CDi>kA?CT
1234567o5l<OC?E>;ABC>D?OM;AFG<DR@?LAD>DE?CL?:i?OA;DADAFG<jD<P?CCG<D<KDL<O?=pOL?ADJK>D?P:i?JK>
>PDE>C<Q>E?pOL?AD>q<KD?O<QC>;=rOL?ADsCDE?C:<C?Fh>CDE<DlmE?k<DE>Dt@?LADE<CDu;<M?CC?<OA?CDE>
vOM>;PAk>PjDQ>PDL<P<DAD?O<QC>;=rOL?ADEACDO<;PACDE<Dw?C@>PADl<M>Oql<OC>iH<CDx>k?<OA?CDE>
vOM>;PAk>PT
1234567y5z{A|Du;<M?CC?<OAiDE>DvOM>;PAk>PD;>C:<OE>D:>iAD?OM;AFG<DR@?LAD>q<KDE?CL?:i?OA;jDJK>
L<P>@>;D<KDL<O@;?QK?;D:A;ADCKAD:;I@?LAjD>jDJKAOE<DL<P>@?EA{C|D:<;D<K@;>PjDE>iA{C|D<Q@?=>;
Q>O>MSL?<T
1234567}D9Dk;A=?EAE>DEAD?OM;AFG<DRDLA;AL@>;?NAEAD:<;DP>?<DEADAOIi?C>DE<{C|DMA@<{C|jDE<{C|DA@<{C|
:;A@?LAE<{C|D<KDA@<{C|D<P?CC?=<{C|jD>DE<{C|D;>CKi@AE<{C|T
1234567~59D?OM;AFG<DRDA:K;AEAD>PD:;<L>CC<D?OC@AK;AE<D>DL<OEKN?E<DO<CD@>;P<CDE<DlmE?k<DE>
u;<L>CC<Dt@?L<B?CL?:i?OA;D=?k>O@>jDA:;<=AE<D:>i<Dl<OC>iH<D>E>;AiDE>DvOM>;PAk>PT
123456759CD:>OAi?EAE>CDADC>;>PD?P:<C@ACD:>i<Dw?C@>PADl<M>Oql<OC>iH<CDx>k?<OA?CDE>
vOM>;PAk>PjDL<OM<;P>D<DJK>DE>@>;P?OAD<DA;@TDjDEAD>?DODTjDE>DDE>DnKiH<DE>DjDCG<
ACDC>kK?O@>C
DD9E=>;@pOL?AD=>;QAi
DDKi@A
DDl>OCK;A
DDwKC:>OCG<DE<Dv>;LSL?<Du;<M?CC?<OAi
DDlACCAFG<DE<DE?;>?@<DA<Dv>;LSL?<Du;<M?CC?<OAiT
56D9DAE=>;@pOL?AD=>;QAiDL<OC?C@>DOADAEP<>C@AFG<DA<D?OM;A@<;jDE>DM<;PAD;>C>;=AEAjDJK>DC>;I
;>k?C@;AEADO<D:;<O@KI;?<DE<DP>CP<jDOAD:;>C>OFADE>DEKACD@>C@>PKOHACT
58D9DPKi@ADL<OC?C@>DOAD<Q;?kA@<;?>EAE>DE>D:AkAP>O@<DE>DD{KP|DADD{E>N|D=>N>CD<D=Ai<;DEA
AOK?EAE>DEADLA@>k<;?AD:;<M?CC?<OAiDsDJKAiD:>;@>OL>D<D?OM;A@<;jD>PD=?k<;DO<DA@<DE<D:AkAP>O@<T
5g59DL>OCK;ADL<OC?C@>D>PD;>:;>>OCG<DJK>DC>;IDE?=KikAEADOACD:KQi?LAFh>CD<M?L?A?CDE<Dw?C@>PA
l<M>Oql<OC>iH<CDx>k?<OA?CDE>DvOM>;PAk>PD>D>PDn<;OA?CDE>Dk;AOE>DL?;LKiAFG<T
5oD9DCKC:>OCG<DL<OC?C@>DOAD:;<?Q?FG<DE<D>>;LSL?<D:;<M?CC?<OAiDEADvOM>;PAk>PD:<;DKPD:>;S<E<
E>DA@RDD{O<=>O@A|DE?ACD>DC>;IDE?=KikAEADOACD:KQi?LAFh>CD<M?L?A?CDE<Dw?C@>PADl<M>Oql<OC>iH<C
x>k?<OA?CDE>DvOM>;PAk>PjDn<;OA?CDE>Dk;AOE>DL?;LKiAFG<D>DL<PKO?LAEADA<CDm;kG<CD>P:;>kAE<;>CT
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0210
0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
234536789::9;<=78=>:?:@A7>97BACD97D=7D?CA?@=79=7AEAC8F8?=7D97G>HACI9JAI7B=C7KI7BACF=D=7DA79@L
MN79>=:7A7:ACO7D?PKQJ9D97>9:7BKRQ?89;SA:7D=7T?:@AI97U=HA>VU=>:AQW=:7XAJ?=>9?:7DA7G>HACI9JAI
A7AI7Y=C>9?:7DA7JC9>DA78?C8KQ9;<=Z
23[576:7BA>9Q?D9DA:79BQ?89D9:7DAPAC<=7:AC7CAJ?:@C9D9:7>=7BC=>@KOC?=7D=7?>HC9@=CZ
23\53]9:7BA>9Q?D9DA:7DA7:K:BA>:<=7A789::9;<=^7=7BC=H?::?=>9Q7@ACO7:K9789C@A?C97CA@?D97>=79@=7D9
>=@?H?89;<=^7AI7@=D9:79:789@AJ=C?9:7AI7_KA7H=C7?>:8C?@=^7:A>D=7DAP=QP?D979B`:7=78KIBC?IA>@=7D9
BA>97A^7>=789:=7D9789::9;<=^79B`:7=7BC=8A::=7DA7CA9R?Q?@9;<=Z
abcd3efg36:7BA>9Q?D9DA:^7CAHACA>@A:7h79DPAC@i>8?97PACR9Q^7IKQ@9^78A>:KC97A7:K:BA>:<=7D=
AEAC8F8?=7BC=H?::?=>9Q^7:<=7D97CA:B=>:9R?Q?D9DA7D=7U=>:AQW=7XAJ?=>9Q7DA7G>HACI9JAI^7:AC<=
CAJ?:@C9D9:7>=7BC=>@KOC?=7D=7BC=H?::?=>9Q7DA7G>HACI9JAIj797BA>97DA789::9;<=7D=7D?CA?@=79=
AEAC8F8?=7BC=H?::?=>9Q7L7DA78=IBA@i>8?97D=7U=>:AQW=7kADAC9Q7DA7G>HACI9JAI^78=>H=CIA7=
D?:B=:@=7>=79C@Z7lm^7B9COJC9H=7BC?IA?C=^7D97nA?7>o7pZqNpVrMZ
stbuvbtwx3yz{|xd7]97:?@K9;<=7AI7_KA7=7BC=8A::=7@?PAC7=C?JAI7>=7U=>:AQW=7kADAC9Q7DA
G>HACI9JAI7A7>=:789:=:7DA789::9;<=7D=7AEAC8F8?=7BC=H?::?=>9Q^7@ACO78=I=7?>:@}>8?97:KBAC?=C79
6::AIRQA?97DA7~CA:?DA>@A:7D=:7U=>:AQW=:7DA7G>HACI9JAIZ
abcd3eef3~9C9797JC9DK9;<=7D97BA>9Q?D9DA7A7CA:BA8@?P97?IB=:?;<=78=>:?DAC9I:A
7767JC9P?D9DA7D97?>HC9;<=j
776:78?C8K>:@}>8?9:79JC9P9>@A:7A79@A>K9>@A:7D97?>HC9;<=j
777D9>=789K:9D=7A7=7CA:KQ@9D=j
77:79>@A8ADA>@A:7D=7?>HC9@=CZ
abcd3eee36:7?>HC9;SA:7:AC<=78=>:?DAC9D9:7QAPA:^7I=DAC9D9:^7JC9PA:7=K7JC9PF::?I9:^7:AJK>D=79
>9@KCA97D=79@=7A7978?C8K>:@}>8?97DA789D9789:=Z
23e57T<=78=>:?DAC9D9:7?>HC9;SA:7QAPA:79:7_KA7=HA>D9I797?>@AJC?D9DA7HF:?89^7IA>@9Q7=K7I=C9Q7DA
_K9Q_KAC7BA::=9^7:AI789K:9C7DAR?Q?D9DA7=K79_KAQ9:7_KA7PA>W9I797D?H9I9C7=CJ9>?9;SA:7D9
89@AJ=C?97=K7?>:@?@K?;SA:7=K79?>D97_KA789K:AI7D9>=:7B9@C?I=>?9?:7=K7H?>9>8A?C=:Z
2353T<=78=>:?DAC9D9:7?>HC9;SA:7I=DAC9D9:79:7_KA7BC=P=_KAI7DAR?Q?D9DA7@AIB=COC?97DA
IAIRC=^7:A>@?D=7=K7HK>;<=7>97BA::=97=K79?>D979:7_KA789K:AI7D9>=:7IA>@9?:^7I=C9?:^
B9@C?I=>?9?:7=K7H?>9>8A?C=:Z
2357T<=78=>:?DAC9D9:7?>HC9;SA:7JC9PA:79:7_KA7BC=P=_KAI7BAC?J=7DA7I=C@A^7DAR?Q?D9DA
BACI9>A>@A7DA7IAIRC=^7:A>@?D=7=K7HK>;<=^7D9>=7I=C9Q7?CCAIAD?OPAQ7>97BA::=97=K79?>D979:7_KA
89K:AI7D9>=:7IA>@9?:^7I=C9?:^7B9@C?I=>?9?:7=K7H?>9>8A?C=:Z
2357T<=78=>:?DAC9D9:7?>HC9;SA:7JC9PF::?I9:79:7_KA7BC=P=_KAI797I=C@A^7DAR?Q?D9DA7BACI9>A>@A
DA7IAIRC=^7:A>@?D=7=K7HK>;<=^7D9>=7I=C9Q7?CCAIAD?OPAQ7>97BA::=9Z
abcd3ee3T<=78=>:?DAC9D9:78?C8K>:@}>8?9:79@A>K9>@A:
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0110

0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
123245627289:6;<762=67>?6;@7A2B7C72;=DE2;289:6;FG7A2=762E?;25E=79<H95;2I79<;@5252>7J25:8>8K9>8;A
5I8<;627?2J8976;62;E2>79E5L?K9>8;E2@72E5?2;<7M
112324562N79E2;9<5>5@59<5E2=67:8EE879;8EM
111232O5;B8P;62;<7E2E7N2>7;FG725Q7?289<8J8@;FG727?2C6;I52;J5;F;M
1R232O5;B8P;62;<7E2E7N25J=65C7265;B2@52:76F;2:SE8>;M
R2324562>79:5EE;@725E=79<;95;J59<52;2;?<768;2@;289:6;FG7M
R12324562>7B;N76;@725E=79<;95;J59<52>7J2;25B?>8@;FG72@7E2:;<7ET
UVWXYZZ[Y\G72>79E8@56;@;E2>86>?9E<H9>8;E2;C6;I;9<5E]
1232\5626589>8@59<5M
11232^;?E;62@;97E28665=;6_I58EM
111232^7J5<56289:6;FG72@7B7E;J59<5M
1R232^7J5<562;289:6;FG72=762J7<8I72:`<8B27?2<76=5M
R232a;>8B8<;627?2;EE5C?6;62;25b5>?FG7A2;27>?B<;FG7A2;28J=?98@;@527?2;2I;9<;C5J2@527?<6;
89:6;FG7M
R1232c=67I58<;6dE52@;2:6;C8B8@;@52@;2IS<8J;M
R11232^7J5<562;289:6;FG72>7J2;N?E72@52;?<768@;@527?2I87B;FG72@72@5I562895659<52;72>;6C727?
:?9FG727?25b56>S>872=67:8EE879;BM
R1112324562J;?E2;9<5>5@59<5E2=67:8EE879;8EM
1e232cB<56;627?2:;BE8:8>;62=67I;A27?2>79>766562=;6;2;2@5E>79E<6?FG72@52:;<72L?52E5265B;>87952>7J
72;=?6;@729;2@59`9>8;2@?6;9<52;2>79@?FG72@72=67>5EE72f<8>7T
22222222222gUhijklmYnYoYpUYUhlqgUrsmYpUtYhuvUlqpUput
UVWXYZZwYcE2=59;B8@;@5E2=65I8E<;E295E<52^D@8C72E7J59<52=7@56G72E562;=B8>;@;EA
>?J?B;<8I;J59<5A2L?;9@72x7?I56289:6;FG72;2J;8E2@52?J2;6<8C7T
UVWXYZZyYc2=59;2@52c@I56<K9>8;2I56N;B2f2;=B8>_I5B297E2>;E7E2@5289:6;Fz5E2;72L?525E<_
5E<;N5B5>8@7297E2;6<8C7E]A2{|A2{}A2{~A2A2A2{A2A2A2|A2A2}A2~A2A2A2{A2A2|A2}A
A2~A2A2A2{A2A2A2A2|A2A}A2~A2|A2|A2|{A2|A2||A2|A2|~A2|A2A2}A2~A2}A2}{A
}A2}A2}A2}|A2}A2}}A2}~A2~A2~A2~{A2~A2~A2~A2~}A2~~A2A2252{T
UVWXYZZYc2=59;2@52?B<;2f2;=B8>_I5B297E2>;E7E2@5289:6;Fz5E2;72L?525E<_25E<;N5B5>8@7297E
;6<8C7E]2{}A2{~A2A2A2{A2A2|A2}A2~A2A2{A2A2A2A2A2A2{A2A2}A2~A2|A2|{A
|A2|A2|A2||A2|A2|}A2|~A2A2A2{A2A2A2A2|A2A2}A2~A2}A2}A2}{A2}A2}A2}A2}|A
}A2}}A2}~A2~A2~A2~{A2~A2~A2~A2~|A2~A2~}A2~~A2A2252{T
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0"10

0010212304 56789

5698 6
88
8
9788

5

!"12304

#$9%
12345667589:;<=9>;9?;<@AB=9C9=:DEFGH;D9<I@9F=@I@9>;9E<JB=KL;@9=I9MA;9;@NG9;@N=O;D;FE>I9<I@
=BNEPI@Q9RST9UST9UVT9URT9UUT9UWT9WXT9WST9WVT9WYT9WZT9W[T9\ST9\VT9\RT9\UT9\WT9\\T9\YT\ZT9\[T9YXT
YST9YRT9YUT9YWT9Y\T9YYT9YZT9Y[T9ZXT9ZST9ZVT9ZRT9ZUT9ZWT9Z\T9ZZT9[XT9[ST9[VT9[RT9[UT9[WT9[YT9[[T
SXXT9SXS9;9SXV]
1234566^589:;<=9>;9_A@:;<@Ì9>I9ab;BFcFEI9dBIJE@@EI<=D9C9=:DEFGH;D9<I@9F=@I@9>;9E<JB=KL;@9=I
MA;9;@NG9;@N=O;D;FE>I9<I@9=BNEPI@Q9RVT9UST9UVT9URT9UUT9UWT9WXT9WST9WVT9W[T9\ST9\VT9\RT9\UT9\ZT9\[T
YXT9YST9YVT9YRT9YUT9YWT9Y\T9YYT9YZTY[T9ZXT9ZST9ZVT9ZRT9ZWT9ZYT9Z[T9[XT9[ST9[VT9[RT9[U9;9[W]
1234566e589:;<=9>;9?=@@=KÌ9>I9fEB;ENI9=I9ab;BFcFEI9dBIJE@@EI<=D9C9=:DEFGH;D9<I@9F=@I@9>;
E<JB=KL;@9=I9MA;9;@NG9;@N=O;D;FE>I9<I@9=BNEPI@Q9UWT9\UT9YXT9YVT9YRT9YUT9ZXT9ZVT9ZRT9[UT9[\9;9[Y]
8BNEFD;9:BE<N;>9JBIg9?IJ;<9h9?I<@;DiI9j;>;B=D9>;9a<J;Bg=P;gQ9k33lmnnooo4pqrst4uqv4w2
xyz9NI9=BNEFD;Q9k33lmnnooo4pqrst4uqv4w2n2s{q|}p~qpqrsttq67e64k3|
?I:BEPiN99VXSW9?IJ;<99?I<@;DiI9j;>;B=D9>;9a<J;Bg=P;g]98DD9BEPiN@9B;@;BH;>]
%%&'11((()*6789)6+),186 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0 10

Código de Ética Resolução Cofen #564 - 2017

Enviado por

Dados do documento

Descrição original:

Título original

Direitos autorais

Formatos disponíveis

Compartilhar este documento

Compartilhar ou incorporar documento

Opções de compartilhamento

Você considera este documento útil?

Este conteúdo é inapropriado?

Direitos autorais:

Formatos disponíveis

Código de Ética Resolução Cofen #564 - 2017

Enviado por

Direitos autorais:

Formatos disponíveis

0010212304 56789

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 "10

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0310

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0010

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0110

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0"10

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0 10

Você também pode gostar

Código de Ética Resolução Cofen #564 - 2017

Enviado por

Dados do documento

Descrição original:

Título original

Direitos autorais

Formatos disponíveis

Compartilhar este documento

Compartilhar ou incorporar documento

Opções de compartilhamento

Você considera este documento útil?

Este conteúdo é inapropriado?

Direitos autorais:

Formatos disponíveis

Código de Ética Resolução Cofen #564 - 2017

Enviado por

Direitos autorais:

Formatos disponíveis

0010212304 56789

%%&'11((()*6789)6+),18 6 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 "10

%%&'11((()*6789)6+),18 6 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0310

%%&'11((()*6789)6+),18 6 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0010

%%&'11((()*6789)6+),18 6 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0110

%%&'11((()*6789)6+),18 6 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0"10

%%&'11((()*6789)6+),18 6 -*6.*6789.96.!"2304/ 00" )% 1&$9%1 0 10

Você também pode gostar

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 "10

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0310

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0010

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0110

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0"10

%%&'11((()6789)6+),186 -6.*6789.96.!"2304/ 00" )% 1&$9%1 0 10