Escolar Documentos
Profissional Documentos
Cultura Documentos
APOSTILA Legislação SUS Com Exercícios SAÚDE
APOSTILA Legislação SUS Com Exercícios SAÚDE
/(*,6/$d2'2686
3UHVLGrQFLDGD5HS~EOLFD
&DVD&LYLO
6XEFKHILDSDUD$VVXQWRV-XUtGLFRV
/(,1'('(6(7(0%52'(
0HQVDJHPGHYHWR
5HJXODPHQWR
',6326,d235(/,0,1$5
$UW(VWDOHLUHJXODHPWRGRRWHUULWyULRQDFLRQDODV
Do}HV H VHUYLoRV GH VD~GH H[HFXWDGRV LVRODGD RX
FRQMXQWDPHQWH HP FDUiWHU SHUPDQHQWH RX HYHQWXDO SRU
SHVVRDVQDWXUDLVRXMXUtGLFDVGHGLUHLWR3~EOLFRRXSULYDGR
&$378/2,
'RV2EMHWLYRVH$WULEXLo}HV
$UW6mRREMHWLYRVGR6LVWHPDQLFRGH6D~GH686
778/2,
'$6',6326,d(6*(5$,6
,,,DDVVLVWrQFLDjVSHVVRDVSRULQWHUPpGLRGHDo}HV
GH SURPRomR SURWHomR H UHFXSHUDomR GD VD~GH FRP D
UHDOL]DomRLQWHJUDGD GDVDo}HVDVVLVWHQFLDLVHGDVDWLYLGDGHV
SUHYHQWLYDV
$UW(VWmRLQFOXtGDVDLQGDQRFDPSRGHDWXDomRGR
6LVWHPDQLFRGH6D~GH686
,DH[HFXomRGHDo}HV
DGHYLJLOkQFLDVDQLWiULD
EGHYLJLOkQFLDHSLGHPLROyJLFD
FGHVD~GHGRWUDEDOKDGRUH
G GH DVVLVWrQFLD WHUDSrXWLFD LQWHJUDO LQFOXVLYH
IDUPDFrXWLFD
,, D SDUWLFLSDomR QD IRUPXODomR GD SROtWLFD H QD
H[HFXomRGHDo}HVGHVDQHDPHQWREiVLFR
778/2,,
,,, D RUGHQDomR GD IRUPDomR GH UHFXUVRV KXPDQRV
QDiUHDGHVD~GH
'26,67(0$1,&2'(6$'(
',6326,d235(/,0,1$5
,9DYLJLOkQFLDQXWULFLRQDOHDRULHQWDomRDOLPHQWDU
9DFRODERUDomRQDSURWHomRGRPHLRDPELHQWHQHOH
FRPSUHHQGLGRRGRWUDEDOKR
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
9, D IRUPXODomR GD SROtWLFD GH PHGLFDPHQWRV
9 LQIRUPDomR DR WUDEDOKDGRU H j VXD UHVSHFWLYD
HTXLSDPHQWRV LPXQRELROyJLFRV H RXWURV LQVXPRV GH
HQWLGDGHVLQGLFDOHjVHPSUHVDVVREUHRVULVFRVGHDFLGHQWHV
LQWHUHVVHSDUDDVD~GHHDSDUWLFLSDomRQDVXDSURGXomR
GHWUDEDOKRGRHQoDSURILVVLRQDOHGRWUDEDOKREHPFRPRRV
UHVXOWDGRV GH ILVFDOL]Do}HV DYDOLDo}HV DPELHQWDLV H H[DPHV
GH VD~GH GH DGPLVVmR SHULyGLFRV H GH GHPLVVmR
9,,RFRQWUROHHDILVFDOL]DomRGHVHUYLoRVSURGXWRVH
UHVSHLWDGRVRVSUHFHLWRVGDpWLFDSURILVVLRQDO
VXEVWkQFLDVGHLQWHUHVVHSDUDDVD~GH
9,,,DILVFDOL]DomRHDLQVSHomRGHDOLPHQWRViJXDH
EHELGDVSDUDFRQVXPRKXPDQR
,; D SDUWLFLSDomR QR FRQWUROH H QD ILVFDOL]DomR GD
SURGXomR WUDQVSRUWH JXDUGD H XWLOL]DomR GH VXEVWkQFLDV H
SURGXWRVSVLFRDWLYRVWy[LFRVHUDGLRDWLYRV
; R LQFUHPHQWR HP VXD iUHD GH DWXDomR GR
GHVHQYROYLPHQWRFLHQWtILFRHWHFQROyJLFR
;,DIRUPXODomRHH[HFXomRGDSROtWLFDGHVDQJXHH
VHXVGHULYDGRV
(QWHQGHVH SRU YLJLOkQFLD VDQLWiULD XP FRQMXQWR
GH Do}HV FDSD] GH HOLPLQDU GLPLQXLU RX SUHYHQLU ULVFRV j
VD~GH H GH LQWHUYLU QRV SUREOHPDV VDQLWiULRV GHFRUUHQWHV GR
PHLR DPELHQWH GD SURGXomR H FLUFXODomR GH EHQV H GD
SUHVWDomRGHVHUYLoRVGHLQWHUHVVHGDVD~GHDEUDQJHQGR
, R FRQWUROH GH EHQV GH FRQVXPR TXH GLUHWD RX
LQGLUHWDPHQWH VH UHODFLRQHP FRP D VD~GH FRPSUHHQGLGDV
WRGDVDVHWDSDVHSURFHVVRVGDSURGXomRDRFRQVXPRH
,, R FRQWUROH GD SUHVWDomR GH VHUYLoRV TXH VH
UHODFLRQDPGLUHWDRXLQGLUHWDPHQWHFRPDVD~GH
(QWHQGHVH SRU YLJLOkQFLD HSLGHPLROyJLFD XP
FRQMXQWR GH Do}HV TXH SURSRUFLRQDP R FRQKHFLPHQWR D
GHWHFomR RX SUHYHQomR GH TXDOTXHU PXGDQoD QRV IDWRUHV
GHWHUPLQDQWHV H FRQGLFLRQDQWHV GH VD~GH LQGLYLGXDO RX
FROHWLYD FRP D ILQDOLGDGH GH UHFRPHQGDU H DGRWDU DV
PHGLGDVGHSUHYHQomRHFRQWUROHGDVGRHQoDVRXDJUDYRV
(QWHQGHVH SRU VD~GH GR WUDEDOKDGRU SDUD ILQV
GHVWDOHLXPFRQMXQWRGHDWLYLGDGHVTXHVHGHVWLQDDWUDYpV
GDV Do}HV GH YLJLOkQFLD HSLGHPLROyJLFD H YLJLOkQFLD VDQLWiULD
j SURPRomR H SURWHomR GD VD~GH GRV WUDEDOKDGRUHV DVVLP
FRPR YLVD j UHFXSHUDomR H UHDELOLWDomR GD VD~GH GRV
WUDEDOKDGRUHVVXEPHWLGRVDRVULVFRVHDJUDYRVDGYLQGRVGDV
FRQGLo}HVGHWUDEDOKRDEUDQJHQGR
9,,,SDUWLFLSDomRGDFRPXQLGDGH
,; GHVFHQWUDOL]DomR SROtWLFRDGPLQLVWUDWLYD FRP
GLUHomR~QLFDHPFDGDHVIHUDGHJRYHUQR
D rQIDVH QD GHVFHQWUDOL]DomR GRV VHUYLoRV SDUD RV
PXQLFtSLRV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
EUHJLRQDOL]DomRHKLHUDUTXL]DomRGDUHGHGHVHUYLoRV
$UW $ DUWLFXODomR GDV SROtWLFDV H SURJUDPDV D
GHVD~GH
FDUJR GDV FRPLVV}HV LQWHUVHWRULDLV DEUDQJHUi HP HVSHFLDO
DVVHJXLQWHVDWLYLGDGHV
;LQWHJUDomRHPQtYHOH[HFXWLYRGDVDo}HVGHVD~GH
PHLRDPELHQWHHVDQHDPHQWREiVLFR
;,FRQMXJDomRGRVUHFXUVRVILQDQFHLURVWHFQROyJLFRV
PDWHULDLV H KXPDQRV GD 8QLmR GRV (VWDGRV GR 'LVWULWR
)HGHUDO H GRV 0XQLFtSLRV QD SUHVWDomR GH VHUYLoRV GH
DVVLVWrQFLDjVD~GHGDSRSXODomR
;,, FDSDFLGDGH GH UHVROXomR GRV VHUYLoRV HP WRGRV
RVQtYHLVGHDVVLVWrQFLDH
;,,, RUJDQL]DomR GRV VHUYLoRV S~EOLFRV GH PRGR D
HYLWDUGXSOLFLGDGHGHPHLRVSDUDILQVLGrQWLFRV
&$378/2,,,
'D2UJDQL]DomRGD'LUHomRHGD*HVWmR
$UW$VDo}HVHVHUYLoRVGHVD~GHH[HFXWDGRVSHOR
6LVWHPD QLFR GH 6D~GH 686 VHMD GLUHWDPHQWH RX
PHGLDQWH SDUWLFLSDomR FRPSOHPHQWDU GD LQLFLDWLYD SULYDGD
VHUmRRUJDQL]DGRVGHIRUPDUHJLRQDOL]DGDHKLHUDUTXL]DGDHP
QtYHLVGHFRPSOH[LGDGHFUHVFHQWH
$UW$GLUHomR GR6LVWHPD QLFRGH6D~GH686p
~QLFD GH DFRUGR FRP R LQFLVR , GR DUW GD &RQVWLWXLomR
)HGHUDO VHQGR H[HUFLGD HP FDGD HVIHUD GH JRYHUQR SHORV
VHJXLQWHVyUJmRV
,DOLPHQWDomRHQXWULomR
,,VDQHDPHQWRHPHLRDPELHQWH
,,,YLJLOkQFLDVDQLWiULDHIDUPDFRHSLGHPLRORJLD
,9UHFXUVRVKXPDQRV
9FLrQFLDHWHFQRORJLDH
9,VD~GHGRWUDEDOKDGRU
$UW 'HYHUmR VHU FULDGDV &RPLVV}HV 3HUPDQHQWHV
GHLQWHJUDomRHQWUHRVVHUYLoRVGHVD~GHHDVLQVWLWXLo}HVGH
HQVLQRSURILVVLRQDOHVXSHULRU
3DUiJUDIR~QLFR&DGDXPDGHVVDVFRPLVV}HVWHUiSRU
ILQDOLGDGH SURSRU SULRULGDGHV PpWRGRV H HVWUDWpJLDV SDUD D
IRUPDomR H HGXFDomR FRQWLQXDGD GRV UHFXUVRV KXPDQRV GR
6LVWHPD QLFR GH 6D~GH 686 QD HVIHUD FRUUHVSRQGHQWH
DVVLP FRPR HP UHODomR j SHVTXLVD H j FRRSHUDomR WpFQLFD
HQWUHHVVDVLQVWLWXLo}HV
$UW $ $V &RPLVV}HV ,QWHUJHVWRUHV %LSDUWLWH H
7ULSDUWLWH VmR UHFRQKHFLGDV FRPR IRURV GH QHJRFLDomR H
SDFWXDomR HQWUH JHVWRUHV TXDQWR DRV DVSHFWRV RSHUDFLRQDLV
GR 6LVWHPD QLFR GH 6D~GH 686 ,QFOXtGR SHOD /HL Q
GH
,QRkPELWRGD8QLmRSHOR0LQLVWpULRGD6D~GH
,,QRkPELWRGRV(VWDGRV H GR'LVWULWR)HGHUDOSHOD
UHVSHFWLYD6HFUHWDULDGH6D~GHRXyUJmRHTXLYDOHQWHH
,,, QR kPELWR GRV 0XQLFtSLRV SHOD UHVSHFWLYD
6HFUHWDULDGH6D~GHRXyUJmRHTXLYDOHQWH
$UW 2V PXQLFtSLRV SRGHUmR FRQVWLWXLU FRQVyUFLRV
SDUD GHVHQYROYHU HP FRQMXQWR DV Do}HV H RV VHUYLoRV GH
VD~GHTXHOKHVFRUUHVSRQGDP
$SOLFDVH DRV FRQVyUFLRV DGPLQLVWUDWLYRV
LQWHUPXQLFLSDLVRSULQFtSLRGDGLUHomR~QLFDHRVUHVSHFWLYRV
DWRVFRQVWLWXWLYRVGLVSRUmRVREUHVXDREVHUYkQFLD
1R QtYHO PXQLFLSDO R 6LVWHPD QLFR GH 6D~GH
686SRGHUiRUJDQL]DUVHHPGLVWULWRVGHIRUPDDLQWHJUDUH
DUWLFXODU UHFXUVRV WpFQLFDV H SUiWLFDV YROWDGDV SDUD D
FREHUWXUDWRWDOGDVDo}HVGHVD~GH
$UW9HWDGR
$UW 6HUmR FULDGDV FRPLVV}HV LQWHUVHWRULDLV GH
kPELWR QDFLRQDO VXERUGLQDGDV DR &RQVHOKR 1DFLRQDO GH
6D~GH LQWHJUDGDV SHORV 0LQLVWpULRV H yUJmRV FRPSHWHQWHV H
SRUHQWLGDGHVUHSUHVHQWDWLYDVGDVRFLHGDGHFLYLO
3DUiJUDIR ~QLFR $V FRPLVV}HV LQWHUVHWRULDLV WHUmR D
ILQDOLGDGHGHDUWLFXODUSROtWLFDVHSURJUDPDVGHLQWHUHVVHSDUD
DVD~GHFXMDH[HFXomRHQYROYDiUHDVQmRFRPSUHHQGLGDVQR
kPELWRGR6LVWHPDQLFRGH6D~GH686
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
6D~GH SDUD DX[LOLDU QR FXVWHLR GH VXDV GHVSHVDV
;,, UHDOL]DomR GH RSHUDo}HV H[WHUQDV GH QDWXUH]D
LQVWLWXFLRQDLV SRGHQGR DLQGD FHOHEUDU FRQYrQLRV FRP D
ILQDQFHLUD GH LQWHUHVVH GD VD~GH DXWRUL]DGDV SHOR 6HQDGR
)HGHUDO
8QLmR,QFOXtGRSHOD/HLQGH
R2V&RQVHOKRVGH6HFUHWDULDV0XQLFLSDLVGH6D~GH
&RVHPVVmRUHFRQKHFLGRVFRPRHQWLGDGHVTXHUHSUHVHQWDP
RV HQWHV PXQLFLSDLV QR kPELWR HVWDGXDO SDUD WUDWDU GH
PDWpULDV UHIHUHQWHV j VD~GH GHVGH TXH YLQFXODGRV
LQVWLWXFLRQDOPHQWH DR &RQDVHPV QD IRUPD TXH GLVSXVHUHP
VHXVHVWDWXWRV,QFOXtGRSHOD/HLQGH
&$378/2,9
;,9 LPSOHPHQWDU R 6LVWHPD 1DFLRQDO GH 6DQJXH
&RPSRQHQWHVH'HULYDGRV
'D&RPSHWrQFLDHGDV$WULEXLo}HV
6HomR,
'DV$WULEXLo}HV&RPXQV
$UW $ 8QLmR RV (VWDGRV R 'LVWULWR )HGHUDO H RV
0XQLFtSLRV H[HUFHUmR HP VHX kPELWR DGPLQLVWUDWLYR DV
VHJXLQWHVDWULEXLo}HV
,GHILQLomRGDVLQVWkQFLDVHPHFDQLVPRVGHFRQWUROH
DYDOLDomRHGHILVFDOL]DomRGDVDo}HVHVHUYLoRVGHVD~GH
,, DGPLQLVWUDomR GRV UHFXUVRV RUoDPHQWiULRV H
ILQDQFHLURVGHVWLQDGRVHPFDGDDQRjVD~GH
,,,DFRPSDQKDPHQWRDYDOLDomRHGLYXOJDomRGRQtYHO
GHVD~GHGDSRSXODomRHGDVFRQGLo}HVDPELHQWDLV
,9 RUJDQL]DomR H FRRUGHQDomR GR VLVWHPD GH
LQIRUPDomRGHVD~GH
9 HODERUDomR GH QRUPDV WpFQLFDV H HVWDEHOHFLPHQWR
GH SDGU}HV GH TXDOLGDGH H SDUkPHWURV GH FXVWRV TXH
FDUDFWHUL]DPDDVVLVWrQFLDjVD~GH
9,HODERUDomRGHQRUPDVWpFQLFDVHHVWDEHOHFLPHQWR
GH SDGU}HV GH TXDOLGDGH SDUD SURPRomR GD VD~GH GR
WUDEDOKDGRU
9,, SDUWLFLSDomR GH IRUPXODomR GD SROtWLFD H GD
H[HFXomRGDVDo}HVGHVDQHDPHQWREiVLFRHFRODERUDomRQD
SURWHomRHUHFXSHUDomRGRPHLRDPELHQWH
9,,, HODERUDomR H DWXDOL]DomR SHULyGLFD GR SODQR GH
VD~GH
,; SDUWLFLSDomR QD IRUPXODomR H QD H[HFXomR GD
SROtWLFDGHIRUPDomRHGHVHQYROYLPHQWRGHUHFXUVRVKXPDQRV
SDUDDVD~GH
;9,HODERUDUQRUPDVWpFQLFRFLHQWtILFDVGHSURPRomR
SURWHomRHUHFXSHUDomRGDVD~GH
;9,, SURPRYHU DUWLFXODomR FRP RV yUJmRV GH
ILVFDOL]DomR GR H[HUFtFLR SURILVVLRQDO H RXWUDV HQWLGDGHV
UHSUHVHQWDWLYDVGDVRFLHGDGHFLYLOSDUDDGHILQLomRHFRQWUROH
GRVSDGU}HVpWLFRVSDUDSHVTXLVDDo}HVHVHUYLoRVGHVD~GH
;9,,,SURPRYHUDDUWLFXODomRGDSROtWLFDHGRVSODQRV
GHVD~GH
;,;UHDOL]DUSHVTXLVDVHHVWXGRVQDiUHDGHVD~GH
;;GHILQLU DVLQVWkQFLDV HPHFDQLVPRV GHFRQWUROHH
ILVFDOL]DomRLQHUHQWHVDRSRGHUGHSROtFLDVDQLWiULD
;;, IRPHQWDU FRRUGHQDU H H[HFXWDU SURJUDPDV H
SURMHWRVHVWUDWpJLFRVHGHDWHQGLPHQWRHPHUJHQFLDO
6HomR,,
'D&RPSHWrQFLD
$UW$GLUHomRQDFLRQDOGR6LVWHPDQLFRGD6D~GH
686FRPSHWH
,IRUPXODUDYDOLDUHDSRLDUSROtWLFDVGHDOLPHQWDomRH
QXWULomR
,, SDUWLFLSDU QD IRUPXODomR H QD LPSOHPHQWDomR GDV
SROtWLFDV
DGHFRQWUROHGDVDJUHVV}HVDRPHLRDPELHQWH
EGHVDQHDPHQWREiVLFRH
FUHODWLYDVjVFRQGLo}HVHDRVDPELHQWHVGHWUDEDOKR
,,,GHILQLUHFRRUGHQDURVVLVWHPDV
D GH UHGHV LQWHJUDGDV GH DVVLVWrQFLD GH DOWD
FRPSOH[LGDGH
EGHUHGHGHODERUDWyULRVGHVD~GHS~EOLFD
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
FGHYLJLOkQFLDHSLGHPLROyJLFDH
;9,,, HODERUDU R 3ODQHMDPHQWR (VWUDWpJLFR 1DFLRQDO
QR kPELWR GR 686 HP FRRSHUDomR WpFQLFD FRP RV (VWDGRV
0XQLFtSLRVH'LVWULWR)HGHUDO
GYLJLOkQFLDVDQLWiULD
,9 SDUWLFLSDU GD GHILQLomR GH QRUPDV H PHFDQLVPRV
GH FRQWUROH FRP yUJmR DILQV GH DJUDYR VREUH R PHLR
DPELHQWH RX GHOH GHFRUUHQWHV TXH WHQKDP UHSHUFXVVmR QD
VD~GHKXPDQD
9 SDUWLFLSDU GD GHILQLomR GH QRUPDV FULWpULRV H
SDGU}HV SDUD R FRQWUROH GDV FRQGLo}HV H GRV DPELHQWHV GH
WUDEDOKRHFRRUGHQDUDSROtWLFDGHVD~GHGRWUDEDOKDGRU
9,FRRUGHQDUH SDUWLFLSDUQDH[HFXomRGDVDo}HVGH
YLJLOkQFLDHSLGHPLROyJLFD
9,, HVWDEHOHFHU QRUPDV H H[HFXWDU D YLJLOkQFLD
VDQLWiULD GH SRUWRV DHURSRUWRV H IURQWHLUDV SRGHQGR D
H[HFXomRVHUFRPSOHPHQWDGD SHORV(VWDGRV'LVWULWR)HGHUDO
H0XQLFtSLRV
9,,, HVWDEHOHFHU FULWpULRV SDUkPHWURV H PpWRGRV
SDUD R FRQWUROH GD TXDOLGDGH VDQLWiULD GH SURGXWRV
VXEVWkQFLDVHVHUYLoRVGHFRQVXPRHXVRKXPDQR
,;SURPRYHUDUWLFXODomRFRPRVyUJmRVHGXFDFLRQDLV
H GH ILVFDOL]DomR GR H[HUFtFLR SURILVVLRQDO EHP FRPR FRP
HQWLGDGHVUHSUHVHQWDWLYDVGHIRUPDomRGHUHFXUVRVKXPDQRV
QDiUHDGHVD~GH
; IRUPXODU DYDOLDU HODERUDU QRUPDV H SDUWLFLSDU QD
H[HFXomR GD SROtWLFD QDFLRQDO H SURGXomR GH LQVXPRV H
HTXLSDPHQWRV SDUD D VD~GH HP DUWLFXODomR FRP RV GHPDLV
yUJmRVJRYHUQDPHQWDLV
FGHDOLPHQWDomRHQXWULomRH
GGHVD~GHGRWUDEDOKDGRU
9 SDUWLFLSDU MXQWR FRP RV yUJmRV DILQV GR FRQWUROH
GRV DJUDYRV GR PHLR DPELHQWH TXH WHQKDP UHSHUFXVVmR QD
VD~GHKXPDQD
9,SDUWLFLSDUGDIRUPXODomRGDSROtWLFDHGDH[HFXomR
GHDo}HVGHVDQHDPHQWREiVLFR
9,, SDUWLFLSDU GDV Do}HV GH FRQWUROH H DYDOLDomRGDV
FRQGLo}HVHGRVDPELHQWHVGHWUDEDOKR
;9,QRUPDWL]DUHFRRUGHQDUQDFLRQDOPHQWHR6LVWHPD
1DFLRQDOGH6DQJXH&RPSRQHQWHVH'HULYDGRV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
;,, IRUPXODU QRUPDV H HVWDEHOHFHU SDGU}HV HP
;,, QRUPDWL]DU FRPSOHPHQWDUPHQWH DV Do}HV H
FDUiWHU VXSOHPHQWDU GH SURFHGLPHQWRV GH FRQWUROH GH
VHUYLoRVS~EOLFRVGHVD~GHQRVHXkPELWRGHDWXDomR
TXDOLGDGHSDUDSURGXWRVHVXEVWkQFLDVGHFRQVXPRKXPDQR
;,,,FRODERUDUFRPD8QLmRQDH[HFXomRGDYLJLOkQFLD
VDQLWiULDGHSRUWRVDHURSRUWRVHIURQWHLUDV
'R6XEVLVWHPDGH$WHQomRj6D~GH,QGtJHQD
,QFOXtGRSHOD/HLQGH
$UW$$VDo}HVHVHUYLoRVGHVD~GHYROWDGRVSDUD
RDWHQGLPHQWRGDVSRSXODo}HVLQGtJHQDVHPWRGRRWHUULWyULR
QDFLRQDO FROHWLYD RX LQGLYLGXDOPHQWH REHGHFHUmR DR
GLVSRVWRQHVWD/HL,QFOXtGRSHOD/HLQGH
$UW % e LQVWLWXtGR XP 6XEVLVWHPD GH $WHQomR j
6D~GH ,QGtJHQD FRPSRQHQWH GR 6LVWHPD QLFR GH 6D~GH
686FULDGRHGHILQLGRSRUHVWD/HLHSHOD/HLQRGH
GH GH]HPEUR GH FRP R TXDO IXQFLRQDUi HP SHUIHLWD
LQWHJUDomR,QFOXtGRSHOD/HLQGH
$UW&&DEHUij8QLmRFRPVHXVUHFXUVRVSUySULRV
ILQDQFLDU R 6XEVLVWHPD GH $WHQomR j 6D~GH
,QGtJHQD,QFOXtGRSHOD/HLQGH
$UW ' 2 686 SURPRYHUi D DUWLFXODomR GR
6XEVLVWHPD LQVWLWXtGR SRU HVWD /HL FRP RV yUJmRV
UHVSRQViYHLVSHOD3ROtWLFD,QGtJHQDGR3DtV,QFOXtGRSHOD/HL
QGH
DGHYLJLOkQFLDHSLGHPLROyJLFD
EYLJLOkQFLDVDQLWiULD
FGHDOLPHQWDomRHQXWULomR
GGHVDQHDPHQWREiVLFRH
HGHVD~GHGRWUDEDOKDGRU
9 GDU H[HFXomR QR kPELWR PXQLFLSDO j SROtWLFD GH
LQVXPRVHHTXLSDPHQWRVSDUDDVD~GH
9, FRODERUDU QD ILVFDOL]DomR GDV DJUHVV}HV DR PHLR
DPELHQWHTXHWHQKDPUHSHUFXVVmR VREUH DVD~GHKXPDQD H
DWXDU MXQWR DRV yUJmRV PXQLFLSDLV HVWDGXDLV H IHGHUDLV
FRPSHWHQWHVSDUDFRQWUROiODV
9,,
LQWHUPXQLFLSDLV
IRUPDU
FRQVyUFLRV
DGPLQLVWUDWLYRV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
FRPSUHHQGHQGR D DWHQomR SULPiULD VHFXQGiULD H WHUFLiULD j
KXPDQL]DGRV5HGDomRGDGDSHOD0HGLGD3URYLVyULDQGH
VD~GH,QFOXtGRSHOD/HLQGH
$UW + $V SRSXODo}HV LQGtJHQDV WHUmR GLUHLWR D
SDUWLFLSDU GRV RUJDQLVPRV FROHJLDGRV GH IRUPXODomR
DFRPSDQKDPHQWR H DYDOLDomR GDV SROtWLFDV GH VD~GH WDLV
FRPR R &RQVHOKR 1DFLRQDO GH 6D~GH H RV &RQVHOKRV
(VWDGXDLV H 0XQLFLSDLV GH 6D~GH TXDQGR IRU R
FDVR,QFOXtGRSHOD/HLQGH
&$378/29,
'268%6,67(0$'($7(1',0(172(,17(51$d2
'20,&,/,$5
,QFOXtGRSHOD/HLQGH
$UW,6mRHVWDEHOHFLGRVQRkPELWRGR6LVWHPD
QLFRGH6D~GHRDWHQGLPHQWRGRPLFLOLDUHDLQWHUQDomR
GRPLFLOLDU,QFOXtGRSHOD/HLQGH
R1DPRGDOLGDGHGHDVVLVWrQFLDGHDWHQGLPHQWRH
LQWHUQDomRGRPLFLOLDUHVLQFOXHPVHSULQFLSDOPHQWHRV
SURFHGLPHQWRVPpGLFRVGHHQIHUPDJHPILVLRWHUDSrXWLFRV
SVLFROyJLFRVHGHDVVLVWrQFLDVRFLDOHQWUHRXWURVQHFHVViULRV
DRFXLGDGRLQWHJUDOGRVSDFLHQWHVHPVHXGRPLFtOLR,QFOXtGR
SHOD/HLQGH
R2VVHUYLoRVGHVD~GHGR686GDUHGHSUySULDRX
FRQYHQLDGDILFDPREULJDGRVDLQGDDSHUPLWLUDSUHVHQoDMXQWR
jSDUWXULHQWHGHXPDFRPSDQKDQWHGXUDQWHWRGRRSHUtRGRGH
LQWHUQDomRSRURFDVLmRGRWUDEDOKRGHSDUWRSDUWRHSyVSDUWR
5HGDomRGDGDSHOD0HGLGD3URYLVyULDQGH
R2DFRPSDQKDQWHGHTXHWUDWDRRVHUiLQGLFDGR
SHODSDUWXULHQWH5HGDomRGDGDSHOD0HGLGD3URYLVyULDQ
GH
R$VDo}HVGHVWLQDGDVDYLDELOL]DURSOHQRH[HUFtFLR
GRVGLUHLWRVGHTXHWUDWDRRFRQVWDUmRGRUHJXODPHQWRGDOHL
DVHUHODERUDGRSHORyUJmRFRPSHWHQWHGR3RGHU([HFXWLYR
,QFOXtGRSHOD0HGLGD3URYLVyULDQGH
$UW/9(7$'2,QFOXtGRSHOD/HLQGH
&$378/29,,,
,QFOXtGRSHOD/HLQGH
2DWHQGLPHQWRHDLQWHUQDomRGRPLFLOLDUHVVHUmR
UHDOL]DGRVSRUHTXLSHVPXOWLGLVFLSOLQDUHVTXHDWXDUmRQRV
QtYHLVGDPHGLFLQDSUHYHQWLYDWHUDSrXWLFDHUHDELOLWDGRUD
,QFOXtGRSHOD/HLQGH
R2DWHQGLPHQWRHDLQWHUQDomRGRPLFLOLDUHVVy
SRGHUmRVHUUHDOL]DGRVSRULQGLFDomRPpGLFDFRPH[SUHVVD
FRQFRUGkQFLDGRSDFLHQWHHGHVXDIDPtOLD,QFOXtGRSHOD/HL
QGH
&$378/29,,
'268%6,67(0$'($&203$1+$0(172'85$17(2
75$%$/+2'(3$5723$572(363$572,0(',$72
,QFOXtGRSHOD/HLQGH
$UW-2VVHUYLoRVGHVD~GHGR6LVWHPDQLFRGH
6D~GH686GDUHGHSUySULDRXFRQYHQLDGDILFDPREULJDGRV
DSHUPLWLUDSUHVHQoDMXQWRjSDUWXULHQWHGHXP
DFRPSDQKDQWHGXUDQWHWRGRRSHUtRGRGHWUDEDOKRGHSDUWR
SDUWRHSyVSDUWRLPHGLDWR,QFOXtGRSHOD/HLQGH
R2DFRPSDQKDQWHGHTXHWUDWDRFDSXWGHVWH
DUWLJRVHUiLQGLFDGRSHODSDUWXULHQWH,QFOXtGRSHOD/HLQ
GH
R$VDo}HVGHVWLQDGDVDYLDELOL]DURSOHQRH[HUFtFLR
GRVGLUHLWRVGHTXHWUDWDHVWHDUWLJRFRQVWDUmRGR
UHJXODPHQWRGDOHLDVHUHODERUDGRSHORyUJmRFRPSHWHQWH
GR3RGHU([HFXWLYR,QFOXtGRSHOD/HLQGH
&$378/29,,
5HGDomRGDGDSHOD0HGLGD3URYLVyULDQGH
'268%6,67(0$'($&203$1+$0(172'$*(67$d2('2
75$%$/+2'(3$5723$572(38(53e5,2
$UW-2VVHUYLoRVGHVD~GHS~EOLFRVHSULYDGRVILFDP
REULJDGRVDJDUDQWLUjVJHVWDQWHVHDRVQDVFLWXURVRGLUHLWRDR
SUpQDWDOSDUWRQDVFLPHQWRHSXHUSpULRVHJXURVH
'$$66,671&,$7(5$387,&$('$,1&25325$d2'(
7(&12/2*,$(06$'(
$UW0$DVVLVWrQFLDWHUDSrXWLFDLQWHJUDODTXHVH
UHIHUHDDOtQHDGGRLQFLVR,GRDUWRFRQVLVWHHP,QFOXtGR
SHOD/HLQGH
,GLVSHQVDomRGHPHGLFDPHQWRVHSURGXWRVGH
LQWHUHVVHSDUDDVD~GHFXMDSUHVFULomRHVWHMDHP
FRQIRUPLGDGHFRPDVGLUHWUL]HVWHUDSrXWLFDVGHILQLGDVHP
SURWRFRORFOtQLFRSDUDDGRHQoDRXRDJUDYRjVD~GHDVHU
WUDWDGRRXQDIDOWDGRSURWRFRORHPFRQIRUPLGDGHFRPR
GLVSRVWRQRDUW3,QFOXtGRSHOD/HLQGH
,,RIHUWDGHSURFHGLPHQWRVWHUDSrXWLFRVHPUHJLPH
GRPLFLOLDUDPEXODWRULDOHKRVSLWDODUFRQVWDQWHVGHWDEHODV
HODERUDGDVSHORJHVWRUIHGHUDOGR6LVWHPDQLFRGH6D~GH
686UHDOL]DGRVQRWHUULWyULRQDFLRQDOSRUVHUYLoRSUySULR
FRQYHQLDGRRXFRQWUDWDGR
$UW13DUDRVHIHLWRVGRGLVSRVWRQRDUW0
VmRDGRWDGDVDVVHJXLQWHVGHILQLo}HV
,SURGXWRVGHLQWHUHVVHSDUDDVD~GHyUWHVHV
SUyWHVHVEROVDVFROHWRUDVHHTXLSDPHQWRVPpGLFRV
,,SURWRFRORFOtQLFRHGLUHWUL]WHUDSrXWLFDGRFXPHQWR
TXHHVWDEHOHFHFULWpULRVSDUDRGLDJQyVWLFRGDGRHQoDRXGR
DJUDYRjVD~GHRWUDWDPHQWRSUHFRQL]DGRFRPRV
PHGLFDPHQWRVHGHPDLVSURGXWRVDSURSULDGRVTXDQGR
FRXEHUDVSRVRORJLDVUHFRPHQGDGDVRVPHFDQLVPRVGH
FRQWUROHFOtQLFRHRDFRPSDQKDPHQWRHDYHULILFDomRGRV
UHVXOWDGRVWHUDSrXWLFRVDVHUHPVHJXLGRVSHORVJHVWRUHVGR
686,QFOXtGRSHOD/HLQGH
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
$UW22VSURWRFRORVFOtQLFRVHDVGLUHWUL]HV
,,DDYDOLDomRHFRQ{PLFDFRPSDUDWLYDGRVEHQHItFLRV
WHUDSrXWLFDVGHYHUmRHVWDEHOHFHURVPHGLFDPHQWRVRX
HGRVFXVWRVHPUHODomRjVWHFQRORJLDVMiLQFRUSRUDGDV
SURGXWRVQHFHVViULRVQDVGLIHUHQWHVIDVHVHYROXWLYDVGD
LQFOXVLYHQRTXHVHUHIHUHDRVDWHQGLPHQWRVGRPLFLOLDU
GRHQoDRXGRDJUDYRjVD~GHGHTXHWUDWDPEHPFRPR
DPEXODWRULDORXKRVSLWDODUTXDQGRFDEtYHO,QFOXtGRSHOD/HL
DTXHOHVLQGLFDGRVHPFDVRVGHSHUGDGHHILFiFLDHGH
QGH
VXUJLPHQWRGHLQWROHUkQFLDRXUHDomRDGYHUVDUHOHYDQWH
SURYRFDGDVSHORPHGLFDPHQWRSURGXWRRXSURFHGLPHQWRGH
$UW5$LQFRUSRUDomRDH[FOXVmRHDDOWHUDomRD
SULPHLUDHVFROKD,QFOXtGRSHOD/HLQGH
TXHVHUHIHUHRDUW4VHUmRHIHWXDGDVPHGLDQWHD
3DUiJUDIR~QLFR(PTXDOTXHUFDVRRVPHGLFDPHQWRV
RXSURGXWRVGHTXHWUDWDRFDSXWGHVWHDUWLJRVHUmRDTXHOHV
DYDOLDGRVTXDQWRjVXDHILFiFLDVHJXUDQoDHIHWLYLGDGHH
FXVWRHIHWLYLGDGHSDUDDVGLIHUHQWHVIDVHVHYROXWLYDVGD
GRHQoDRXGRDJUDYRjVD~GHGHTXHWUDWDRSURWRFROR
,QFOXtGRSHOD/HLQGH
LQVWDXUDomRGHSURFHVVRDGPLQLVWUDWLYRDVHUFRQFOXtGRHP
SUD]RQmRVXSHULRUDFHQWRHRLWHQWDGLDVFRQWDGRGD
GDWDHPTXHIRLSURWRFRODGRRSHGLGRDGPLWLGDDVXD
SURUURJDomRSRUQRYHQWDGLDVFRUULGRVTXDQGRDV
FLUFXQVWkQFLDVH[LJLUHP,QFOXtGRSHOD/HLQGH
$UW31DIDOWDGHSURWRFRORFOtQLFRRXGHGLUHWUL]
WHUDSrXWLFDDGLVSHQVDomRVHUiUHDOL]DGD,QFOXtGRSHOD/HL
QGH
R2SURFHVVRGHTXHWUDWDRFDSXWGHVWHDUWLJR
REVHUYDUiQRTXHFRXEHURGLVSRVWRQD/HLQRGH
GHMDQHLURGHHDVVHJXLQWHVGHWHUPLQDo}HVHVSHFLDLV
,QFOXtGRSHOD/HLQGH
,FRPEDVHQDVUHODo}HVGHPHGLFDPHQWRV
LQVWLWXtGDVSHORJHVWRUIHGHUDOGR686REVHUYDGDVDV
FRPSHWrQFLDVHVWDEHOHFLGDVQHVWD/HLHDUHVSRQVDELOLGDGH
SHORIRUQHFLPHQWRVHUiSDFWXDGDQD&RPLVVmR,QWHUJHVWRUHV
7ULSDUWLWH,QFOXtGRSHOD/HLQGH
,DSUHVHQWDomRSHORLQWHUHVVDGRGRVGRFXPHQWRVH
VHFDEtYHOGDVDPRVWUDVGHSURGXWRVQDIRUPDGR
UHJXODPHQWRFRPLQIRUPDo}HVQHFHVViULDVSDUDR
DWHQGLPHQWRGRGLVSRVWRQRRGRDUW4,QFOXtGRSHOD
/HLQGH
,,QRkPELWRGHFDGD(VWDGRHGR'LVWULWR)HGHUDO
GHIRUPDVXSOHPHQWDUFRPEDVHQDVUHODo}HVGH
PHGLFDPHQWRVLQVWLWXtGDVSHORVJHVWRUHVHVWDGXDLVGR686H
DUHVSRQVDELOLGDGHSHORIRUQHFLPHQWRVHUiSDFWXDGDQD
&RPLVVmR,QWHUJHVWRUHV%LSDUWLWH,QFOXtGRSHOD/HLQ
GH
,,,QRkPELWRGHFDGD0XQLFtSLRGHIRUPD
VXSOHPHQWDUFRPEDVHQDVUHODo}HVGHPHGLFDPHQWRV
LQVWLWXtGDVSHORVJHVWRUHVPXQLFLSDLVGR686HD
UHVSRQVDELOLGDGHSHORIRUQHFLPHQWRVHUiSDFWXDGDQR
&RQVHOKR0XQLFLSDOGH6D~GH,QFOXtGRSHOD/HLQ
GH
$UW4$LQFRUSRUDomRDH[FOXVmRRXDDOWHUDomR
SHOR686GHQRYRVPHGLFDPHQWRVSURGXWRVH
SURFHGLPHQWRVEHPFRPRDFRQVWLWXLomRRXDDOWHUDomRGH
SURWRFRORFOtQLFRRXGHGLUHWUL]WHUDSrXWLFDVmRDWULEXLo}HVGR
0LQLVWpULRGD6D~GHDVVHVVRUDGRSHOD&RPLVVmR1DFLRQDOGH
,QFRUSRUDomRGH7HFQRORJLDVQR686,QFOXtGRSHOD/HLQ
GH
R$&RPLVVmR1DFLRQDOGH,QFRUSRUDomRGH
7HFQRORJLDVQR686FXMDFRPSRVLomRHUHJLPHQWRVmR
GHILQLGRVHPUHJXODPHQWRFRQWDUiFRPDSDUWLFLSDomRGH
XPUHSUHVHQWDQWHLQGLFDGRSHOR&RQVHOKR1DFLRQDOGH
6D~GHHGHXPUHSUHVHQWDQWHHVSHFLDOLVWDQDiUHD
LQGLFDGRSHOR&RQVHOKR)HGHUDOGH0HGLFLQD,QFOXtGRSHOD
/HLQGH
R2UHODWyULRGD&RPLVVmR1DFLRQDOGH
,QFRUSRUDomRGH7HFQRORJLDVQR686OHYDUiHPFRQVLGHUDomR
QHFHVVDULDPHQWH,QFOXtGRSHOD/HLQGH
,DVHYLGrQFLDVFLHQWtILFDVVREUHDHILFiFLDD
DFXUiFLDDHIHWLYLGDGHHDVHJXUDQoDGRPHGLFDPHQWR
SURGXWRRXSURFHGLPHQWRREMHWRGRSURFHVVRDFDWDGDVSHOR
yUJmRFRPSHWHQWHSDUDRUHJLVWURRXDDXWRUL]DomRGH
XVR,QFOXtGRSHOD/HLQGH
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
&$378/2,
2V VHUYLoRV FRQWUDWDGRV VXEPHWHUVHmR jV
QRUPDVWpFQLFDVHDGPLQLVWUDWLYDVHDRVSULQFtSLRVHGLUHWUL]HV
GR 6LVWHPD QLFR GH 6D~GH 686 PDQWLGR R HTXLOtEULR
'R)XQFLRQDPHQWR
HFRQ{PLFRHILQDQFHLURGRFRQWUDWR
$UW 2V VHUYLoRV SULYDGRV GH DVVLVWrQFLD j VD~GH
FDUDFWHUL]DPVH SHOD DWXDomR SRU LQLFLDWLYD SUySULD GH
SURILVVLRQDLV OLEHUDLV OHJDOPHQWH KDELOLWDGRV H GH SHVVRDV
MXUtGLFDV GH GLUHLWR SULYDGR QD SURPRomR SURWHomR H
UHFXSHUDomRGDVD~GH
$UW $ DVVLVWrQFLD j VD~GH p OLYUH j LQLFLDWLYD
SULYDGD
9HWDGR
$RVSURSULHWiULRVDGPLQLVWUDGRUHVHGLULJHQWHVGH
HQWLGDGHVRXVHUYLoRVFRQWUDWDGRVpYHGDGRH[HUFHUFDUJRGH
FKHILD RX IXQomR GH FRQILDQoD QR 6LVWHPD QLFR GH 6D~GH
686
778/2,9
'265(&85626+80$126
$UW $ SROtWLFD GH UHFXUVRV KXPDQRV QD iUHD GD
VD~GH VHUi IRUPDOL]DGD H H[HFXWDGD DUWLFXODGDPHQWH SHODV
GLIHUHQWHV HVIHUDV GH JRYHUQR HP FXPSULPHQWR GRV
VHJXLQWHVREMHWLYRV
, RUJDQL]DomR GH XP VLVWHPD GH IRUPDomR GH
UHFXUVRVKXPDQRVHPWRGRVRVQtYHLVGHHQVLQRLQFOXVLYHGH
SyVJUDGXDomR DOpP GD HODERUDomR GH SURJUDPDV GH
SHUPDQHQWHDSHUIHLoRDPHQWRGHSHVVRDO
,,9HWDGR
,,,9HWDGR
,9YDORUL]DomRGDGHGLFDomRH[FOXVLYDDRVVHUYLoRVGR
6LVWHPDQLFRGH6D~GH686
3DUiJUDIR ~QLFR 2V VHUYLoRV S~EOLFRV TXH LQWHJUDP R
6LVWHPDQLFRGH6D~GH686FRQVWLWXHPFDPSRGHSUiWLFD
SDUD HQVLQR H SHVTXLVD PHGLDQWH QRUPDV HVSHFtILFDV
HODERUDGDVFRQMXQWDPHQWHFRPRVLVWHPDHGXFDFLRQDO
&$378/2,,
'D3DUWLFLSDomR&RPSOHPHQWDU
$UW 4XDQGR DV VXDV GLVSRQLELOLGDGHV IRUHP
LQVXILFLHQWHV SDUD JDUDQWLU D FREHUWXUD DVVLVWHQFLDO j
SRSXODomR GH XPD GHWHUPLQDGD iUHD R 6LVWHPD QLFR GH
6D~GH 686 SRGHUi UHFRUUHU DRV VHUYLoRV RIHUWDGRV SHOD
LQLFLDWLYDSULYDGD
3DUiJUDIR ~QLFR $ SDUWLFLSDomR FRPSOHPHQWDU GRV
VHUYLoRV SULYDGRV VHUi IRUPDOL]DGD PHGLDQWH FRQWUDWR RX
FRQYrQLR REVHUYDGDV D UHVSHLWR DV QRUPDV GH GLUHLWR
S~EOLFR
$UW 1D KLSyWHVH GR DUWLJR DQWHULRU DV HQWLGDGHV
ILODQWUySLFDV H DV VHP ILQV OXFUDWLYRV WHUmR SUHIHUrQFLD SDUD
SDUWLFLSDUGR6LVWHPDQLFRGH6D~GH686
$UW 2V FULWpULRV H YDORUHV SDUD D UHPXQHUDomRGH
VHUYLoRV H RV SDUkPHWURV GH FREHUWXUD DVVLVWHQFLDO VHUmR
HVWDEHOHFLGRV SHOD GLUHomR QDFLRQDO GR 6LVWHPD QLFR GH
6D~GH686DSURYDGRVQR&RQVHOKR1DFLRQDOGH6D~GH
1D IL[DomR GRV FULWpULRV YDORUHV IRUPDV GH
UHDMXVWH H GH SDJDPHQWR GD UHPXQHUDomR DOXGLGD QHVWH
DUWLJR D GLUHomR QDFLRQDO GR 6LVWHPD QLFR GH 6D~GH 686
GHYHUi IXQGDPHQWDU VHX DWR HP GHPRQVWUDWLYR HFRQ{PLFR
ILQDQFHLUR TXH JDUDQWD D HIHWLYD TXDOLGDGH GH H[HFXomR GRV
VHUYLoRVFRQWUDWDGRV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
&$378/2,
HVIHUDGH VXDDWXDomRHPRYLPHQWDGRVVREILVFDOL]DomRGRV
UHVSHFWLYRV&RQVHOKRVGH6D~GH
'RV5HFXUVRV
$UW 2 RUoDPHQWR GD VHJXULGDGH VRFLDO GHVWLQDUi
DR 6LVWHPD QLFR GH 6D~GH 686 GH DFRUGR FRP D UHFHLWD
HVWLPDGD RV UHFXUVRV QHFHVViULRV j UHDOL]DomR GH VXDV
ILQDOLGDGHVSUHYLVWRVHPSURSRVWDHODERUDGDSHODVXDGLUHomR
QDFLRQDO FRP D SDUWLFLSDomR GRV yUJmRV GD 3UHYLGrQFLD
6RFLDO H GD $VVLVWrQFLD 6RFLDO WHQGR HP YLVWD DV PHWDV H
SULRULGDGHVHVWDEHOHFLGDVQD/HLGH'LUHWUL]HV2UoDPHQWiULDV
$UW6mRFRQVLGHUDGRVGHRXWUDVIRQWHVRVUHFXUVRV
SURYHQLHQWHVGH
,9HWDGR
,, 6HUYLoRV TXH SRVVDP VHU SUHVWDGRV VHP SUHMXt]R
GDDVVLVWrQFLDjVD~GH
,,,DMXGDFRQWULEXLo}HVGRDo}HVHGRQDWLYRV
,9DOLHQDo}HVSDWULPRQLDLVHUHQGLPHQWRVGHFDSLWDO
9 WD[DV PXOWDV HPROXPHQWRV H SUHoRV S~EOLFRV
DUUHFDGDGRVQRkPELWRGR6LVWHPDQLFRGH6D~GH686H
9, UHQGDV HYHQWXDLV LQFOXVLYH FRPHUFLDLV H
LQGXVWULDLV
$R6LVWHPDQLFRGH6D~GH686FDEHUiPHWDGH
GD UHFHLWD GH TXH WUDWD R LQFLVR , GHVWH DUWLJR DSXUDGD
PHQVDOPHQWH D TXDO VHUi GHVWLQDGD j UHFXSHUDomR GH
YLFLDGRV
$V UHFHLWDV JHUDGDV QR kPELWR GR 6LVWHPD QLFR
GH 6D~GH 686 VHUmR FUHGLWDGDV GLUHWDPHQWH HP FRQWDV
HVSHFLDLV PRYLPHQWDGDV SHOD VXD GLUHomR QD HVIHUD GH
SRGHURQGHIRUHPDUUHFDGDGDV
$V Do}HV GH VDQHDPHQWR TXH YHQKDP D VHU
H[HFXWDGDV VXSOHWLYDPHQWH SHOR 6LVWHPD QLFR GH 6D~GH
686VHUmRILQDQFLDGDVSRUUHFXUVRVWDULIiULRVHVSHFtILFRV H
RXWURV GD 8QLmR (VWDGRV 'LVWULWR )HGHUDO 0XQLFtSLRV H HP
SDUWLFXODUGR6LVWHPD)LQDQFHLURGD+DELWDomR6)+
9HWDGR
$V DWLYLGDGHV GH SHVTXLVD H GHVHQYROYLPHQWR
FLHQWtILFR H WHFQROyJLFR HP VD~GH VHUmR FRILQDQFLDGDV SHOR
6LVWHPD QLFR GH 6D~GH 686 SHODV XQLYHUVLGDGHV H SHOR
RUoDPHQWR ILVFDO DOpP GH UHFXUVRV GH LQVWLWXLo}HV GH
IRPHQWR H ILQDQFLDPHQWR RX GH RULJHP H[WHUQD H UHFHLWD
SUySULDGDVLQVWLWXLo}HVH[HFXWRUDV
9HWDGR
&$378/2,,
'D*HVWmR)LQDQFHLUD
$UW 2V UHFXUVRV ILQDQFHLURV GR 6LVWHPD QLFR GH
6D~GH 686 VHUmR GHSRVLWDGRV HP FRQWD HVSHFLDO HP FDGD
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
1RV FDVRV GH (VWDGRV H 0XQLFtSLRV VXMHLWRV D
2V LPyYHLV GH TXH WUDWD R SDUiJUDIR DQWHULRU
QRWyULR SURFHVVR GH PLJUDomR RV FULWpULRV GHPRJUiILFRV
VHUmR LQYHQWDULDGRV FRP WRGRV RV VHXV DFHVVyULRV
PHQFLRQDGRV QHVWD OHL VHUmR SRQGHUDGRV SRU RXWURV
HTXLSDPHQWRVHRXWURV
LQGLFDGRUHV GH FUHVFLPHQWR SRSXODFLRQDO HP HVSHFLDO R
Q~PHURGHHOHLWRUHVUHJLVWUDGRV
9HWDGR
9HWDGR
9HWDGR
9HWDGR
2GLVSRVWRQRSDUiJUDIRDQWHULRUQmRSUHMXGLFDD
DWXDomR GRV yUJmRV GH FRQWUROH LQWHUQR H H[WHUQR H QHP D
DSOLFDomR GH SHQDOLGDGHV SUHYLVWDV HP OHL HP FDVR GH
LUUHJXODULGDGHV YHULILFDGDV QD JHVWmR GRV UHFXUVRV
WUDQVIHULGRV
2DFHVVRDRVVHUYLoRVGHLQIRUPiWLFDHEDVHVGH
GDGRV PDQWLGRV SHOR 0LQLVWpULR GD 6D~GH H SHOR 0LQLVWpULR
GR 7UDEDOKR H GD 3UHYLGrQFLD 6RFLDO VHUi DVVHJXUDGR jV
6HFUHWDULDV (VWDGXDLV H 0XQLFLSDLV GH 6D~GH RX yUJmRV
FRQJrQHUHVFRPRVXSRUWHDRSURFHVVRGH JHVWmRGHIRUPD
D SHUPLWLU D JHUHQFLD LQIRUPDWL]DGD GDV FRQWDV H D
GLVVHPLQDomR GH HVWDWtVWLFDV VDQLWiULDV H HSLGHPLROyJLFDV
PpGLFRKRVSLWDODUHV
$UW9HWDGR
$UW $V Do}HV GHVHQYROYLGDV SHOD )XQGDomR GDV
3LRQHLUDV 6RFLDLV H SHOR ,QVWLWXWR 1DFLRQDO GR &kQFHU
VXSHUYLVLRQDGDV SHOD GLUHomR QDFLRQDO GR 6LVWHPD QLFR GH
6D~GH 686 SHUPDQHFHUmR FRPR UHIHUHQFLDO GH SUHVWDomR
GH VHUYLoRV IRUPDomR GH UHFXUVRV KXPDQRV H SDUD
WUDQVIHUrQFLDGHWHFQRORJLD
&$378/2,,,
'R3ODQHMDPHQWRHGR2UoDPHQWR
$UW 2 SURFHVVR GH SODQHMDPHQWR H RUoDPHQWR GR
6LVWHPD QLFR GH 6D~GH 686 VHUi DVFHQGHQWH GR QtYHO
ORFDO DWp R IHGHUDO RXYLGRV VHXV yUJmRV GHOLEHUDWLYRV
FRPSDWLELOL]DQGRVH DV QHFHVVLGDGHV GD SROtWLFD GH VD~GH
FRP D GLVSRQLELOLGDGH GH UHFXUVRV HP SODQRV GH VD~GH GRV
0XQLFtSLRVGRV(VWDGRVGR'LVWULWR)HGHUDOHGD8QLmR
2VSODQRVGHVD~GHVHUmRDEDVHGDVDWLYLGDGHVH
SURJUDPDo}HVGHFDGDQtYHOGHGLUHomRGR6LVWHPDQLFRGH
6D~GH686HVHXILQDQFLDPHQWRVHUiSUHYLVWRQDUHVSHFWLYD
SURSRVWDRUoDPHQWiULD
e YHGDGD D WUDQVIHUrQFLD GH UHFXUVRV SDUD R
ILQDQFLDPHQWR GH Do}HV QmR SUHYLVWDV QRV SODQRV GH VD~GH
H[FHWRHPVLWXDo}HVHPHUJHQFLDLVRXGHFDODPLGDGHS~EOLFD
QDiUHDGHVD~GH
$UW2&RQVHOKR1DFLRQDOGH6D~GHHVWDEHOHFHUiDV
GLUHWUL]HV D VHUHP REVHUYDGDV QD HODERUDomR GRV SODQRV GH
VD~GH HP IXQomR GDV FDUDFWHUtVWLFDV HSLGHPLROyJLFDV H GD
RUJDQL]DomRGRVVHUYLoRVHPFDGDMXULVGLomRDGPLQLVWUDWLYD
$UW 1mR VHUi SHUPLWLGD D GHVWLQDomR GH
VXEYHQo}HV H DX[tOLRV D LQVWLWXLo}HV SUHVWDGRUDV GH VHUYLoRV
GHVD~GHFRPILQDOLGDGHOXFUDWLYD
'$6',6326,d(6),1$,6(75$16,75,$6
$UW9HWDGR
$UW $ JUDWXLGDGH GDV Do}HV H VHUYLoRV GH VD~GH
ILFD SUHVHUYDGD QRV VHUYLoRV S~EOLFRV FRQWUDWDGRV
UHVVDOYDQGRVH DV FOiXVXODV GRV FRQWUDWRV RX FRQYrQLRV
HVWDEHOHFLGRVFRPDVHQWLGDGHVSULYDGDV
$UW9HWDGR
$UW 2V VHUYLoRV GH VD~GH GRV KRVSLWDLV
XQLYHUVLWiULRV H GH HQVLQR LQWHJUDPVH DR 6LVWHPD QLFR GH
6D~GH 686 PHGLDQWH FRQYrQLR SUHVHUYDGD D VXD
DXWRQRPLD DGPLQLVWUDWLYD HP UHODomR DR SDWULP{QLR DRV
UHFXUVRVKXPDQRVHILQDQFHLURVHQVLQRSHVTXLVDHH[WHQVmR
QRV OLPLWHV FRQIHULGRV SHODV LQVWLWXLo}HV D TXH HVWHMDP
YLQFXODGRV
2V VHUYLoRV GH VD~GH GH VLVWHPDV HVWDGXDLV H
PXQLFLSDLV GH SUHYLGrQFLD VRFLDO GHYHUmR LQWHJUDUVH j
GLUHomR FRUUHVSRQGHQWH GR 6LVWHPD QLFR GH 6D~GH 686
FRQIRUPH VHX kPELWR GH DWXDomR EHP FRPR TXDLVTXHU
RXWURVyUJmRVHVHUYLoRVGHVD~GH
(PWHPSRGHSD]HKDYHQGRLQWHUHVVHUHFtSURFR
RV VHUYLoRV GH VD~GH GDV )RUoDV $UPDGDV SRGHUmR LQWHJUDU
VH DR 6LVWHPD QLFR GH 6D~GH 686 FRQIRUPH VH GLVSXVHU
HPFRQYrQLRTXHSDUDHVVHILPIRUILUPDGR
$UW9HWDGR
$UWR6LVWHPDQLFRGH6D~GH686HVWDEHOHFHUi
PHFDQLVPRVGHLQFHQWLYRVjSDUWLFLSDomRGRVHWRUSULYDGRQR
LQYHVWLPHQWR HP FLrQFLD H WHFQRORJLD H HVWLPXODUi D
WUDQVIHUrQFLDGHWHFQRORJLDGDVXQLYHUVLGDGHVHLQVWLWXWRVGH
SHVTXLVDDRVVHUYLoRVGHVD~GHQRV(VWDGRV'LVWULWR)HGHUDO
H0XQLFtSLRVHjVHPSUHVDVQDFLRQDLV
9HWDGR
9HWDGR
9HWDGR
9HWDGR
$ FHVVmR GH XVR GRV LPyYHLV GH SURSULHGDGH GR
,QDPSV SDUD yUJmRV LQWHJUDQWHV GR 6LVWHPD QLFR GH6D~GH
686VHUiIHLWDGHPRGRDSUHVHUYiORVFRPRSDWULP{QLRGD
6HJXULGDGH6RFLDO
$UW20LQLVWpULRGD6D~GHHPDUWLFXODomRFRPRV
QtYHLV HVWDGXDLV H PXQLFLSDLV GR 6LVWHPD QLFR GH 6D~GH
686 RUJDQL]DUi QR SUD]R GH GRLV DQRV XP VLVWHPD
QDFLRQDO GH LQIRUPDo}HV HP VD~GH LQWHJUDGR HP WRGR R
WHUULWyULR QDFLRQDO DEUDQJHQGR TXHVW}HV HSLGHPLROyJLFDV H
GHSUHVWDomRGHVHUYLoRV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
$UW9HWDGR
$UW9HWDGR
$UW9HWDGR
$UW (VWD OHL HQWUD HP YLJRU QD GDWD GH VXD
SXEOLFDomR
$UW9HWDGR
$UW 6HP SUHMXt]R GH RXWUDV VDQo}HV FDEtYHLV
FRQVWLWXL FULPH GH HPSUHJR LUUHJXODU GH YHUEDV RX UHQGDV
S~EOLFDV &yGLJR 3HQDO DUW D XWLOL]DomR GH UHFXUVRV
ILQDQFHLURVGR6LVWHPDQLFRGH6D~GH686HPILQDOLGDGHV
GLYHUVDVGDVSUHYLVWDVQHVWDOHL
)(51$1'2&2//25
$OFHQL*XHUUD
3UHVLGrQFLDGD5HS~EOLFD
&DVD&LYLO
6XEFKHILDSDUD$VVXQWRV-XUtGLFRV
/(,1'('('(=(0%52'(
'LVS}H VREUH D SDUWLFLSDomR GD
FRPXQLGDGH QD JHVWmR GR
6LVWHPDQLFRGH6D~GH686`H
9LGH/HLQGH VREUH
DV
WUDQVIHUrQFLDV
LQWHUJRYHUQDPHQWDLV GH UHFXUVRV
ILQDQFHLURV QD iUHD GD VD~GH H
GiRXWUDVSURYLGrQFLDV
$UW2VUHFXUVRVGR)XQGR1DFLRQDOGH6D~GH)16
VHUmRDORFDGRVFRPR
,D&RQIHUrQFLDGH6D~GHH
,,R&RQVHOKRGH6D~GH
$&RQIHUrQFLDGH6D~GHUHXQLUVHiDFDGDTXDWUR
DQRV FRP D UHSUHVHQWDomR GRV YiULRV VHJPHQWRV VRFLDLV
SDUDDYDOLDUDVLWXDomRGHVD~GHHSURSRUDVGLUHWUL]HVSDUDD
IRUPXODomRGD SROtWLFD GHVD~GHQRVQtYHLVFRUUHVSRQGHQWHV
FRQYRFDGDSHOR3RGHU([HFXWLYRRXH[WUDRUGLQDULDPHQWHSRU
HVWDRXSHOR&RQVHOKRGH6D~GH
2 &RQVHOKR GH 6D~GH HP FDUiWHU SHUPDQHQWH H
GHOLEHUDWLYR yUJmR FROHJLDGR FRPSRVWR SRU UHSUHVHQWDQWHV
GRJRYHUQRSUHVWDGRUHVGHVHUYLoRSURILVVLRQDLVGHVD~GHH
XVXiULRVDWXDQDIRUPXODomRGHHVWUDWpJLDVHQRFRQWUROHGD
H[HFXomR GD SROtWLFD GH VD~GH QD LQVWkQFLD FRUUHVSRQGHQWH
LQFOXVLYH QRV DVSHFWRV HFRQ{PLFRV H ILQDQFHLURV FXMDV
GHFLV}HVVHUmRKRPRORJDGDVSHORFKHIHGRSRGHUOHJDOPHQWH
FRQVWLWXtGRHPFDGDHVIHUDGRJRYHUQR
2 &RQVHOKR 1DFLRQDO GH 6HFUHWiULRV GH 6D~GH
&RQDVVHR&RQVHOKR1DFLRQDOGH6HFUHWiULRV0XQLFLSDLVGH
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
RV FULWpULRV SUHYLVWRV QR DUW GD /HL Q GH GH
9, &RPLVVmR GH HODERUDomR GR 3ODQR GH &DUUHLUD
VHWHPEURGH
&DUJRVH6DOiULRV3&&6SUHYLVWRRSUD]RGHGRLVDQRVSDUD
VXDLPSODQWDomR
(QTXDQWR QmR IRU UHJXODPHQWDGD D DSOLFDomR GRV
FULWpULRV SUHYLVWRV QR DUW GD /HL Q GH GH
VHWHPEUR GH VHUi XWLOL]DGR SDUD R UHSDVVH GH
UHFXUVRV H[FOXVLYDPHQWH R FULWpULR HVWDEHOHFLGR QR GR
PHVPRDUWLJR
2V0XQLFtSLRVSRGHUmRHVWDEHOHFHUFRQVyUFLRSDUD
H[HFXomRGHDo}HVHVHUYLoRVGHVD~GHUHPDQHMDQGRHQWUH
VL SDUFHODV GH UHFXUVRV SUHYLVWRV QR LQFLVR ,9 GR DUW
GHVWDOHL
$UW (VWD OHL HQWUD HP YLJRU QD GDWD GH VXD
SXEOLFDomR
$UW5HYRJDPVHDVGLVSRVLo}HVHPFRQWUiULR
$UW3DUDUHFHEHUHPRVUHFXUVRVGHTXHWUDWDRDUW
GHVWD OHL RV 0XQLFtSLRV RV (VWDGRV H R 'LVWULWR )HGHUDO
GHYHUmRFRQWDUFRP
,)XQGRGH6D~GH
)(51$1'2
&2//25
$OFHQL*XHUUD
,, &RQVHOKR GH 6D~GH FRP FRPSRVLomR SDULWiULD GH
DFRUGRFRPR'HFUHWRQGHGHDJRVWRGH
,,,SODQRGHVD~GH
,9 UHODWyULRV GH JHVWmR TXH SHUPLWDP R FRQWUROH GH
TXH WUDWD R GR DUW GD /HL Q GH GH
VHWHPEURGH
9 FRQWUDSDUWLGD GH UHFXUVRV SDUD D VD~GH QR
UHVSHFWLYRRUoDPHQWR
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
(;(5&&,26/(*,6/$d2'2686
$FHUFD GD /HL Q TXH UHJXODPHQWD R
$ &RQVWLWXLomR HP VHX DUW GHFODUD GH UHOHYkQFLD
6LVWHPD QLFR GH 6D~GH 686 MXOJXH RV LWHQV D
S~EOLFDDVDo}HV HVHUYLoRVGHVD~GHHUHWLUDDFRPSHWrQFLD
VHJXLU
GDLQLFLDWLYDSULYDGDQDSUHVWDomRGHVVHVVHUYLoRV
$ RPLVVmR QD UHIHULGD OHL VREUH D SRVVLELOLGDGH GH RV
PXQLFtSLRV HVWDEHOHFHUHP FRQVyUFLRV LQWHUPXQLFLSDLV JHURX
SUiWLFDVDVPDLVGtVSDUHVQRVLVWHPDRTXHPRWLYRXUHFHQWH
$ &RQVWLWXLomR GHWHUPLQD TXH DV Do}HV H VHUYLoRV
SURMHWRGHOHLHVSHFtILFRVREUHRWHPD
S~EOLFRV GH VD~GH LQWHJUHP XPD UHGH KLHUDUTXL]DGD H
FRQVWLWXDP XP VLVWHPD ~QLFR GH DFRUGR FRP GLUHWUL]HV TXH
LQFOXHPDSDUWLFLSDomRGDFRPXQLGDGH
2ULJLQDOPHQWH D /HL Q QmR LQFOXLX R
VXEVLVWHPD GH DWHQGLPHQWR H LQWHUQDomR KRVSLWDODU (OH IRL
REMHWRGHQRYDOHLHGLWDGDDSHQDVQRDQRGH
1R DUW GD &RQVWLWXLomR VmR HVWDEHOHFLGDV DV
FRPSHWrQFLDV GR 686 (VVDV FRPSHWrQFLDV QmR LQFOXHP
LQFUHPHQWDU HP VXD iUHD GH DWXDomR R GHVHQYROYLPHQWR
2 VXEVLVWHPD GH YLJLOkQFLD VDQLWiULD p GH FRPSHWrQFLD
FLHQWtILFRHWHFQROyJLFR
H[FOXVLYD GD 8QLmR H VXDV Do}HV HVWmR FRQFHQWUDGDV QD
$JrQFLD 1DFLRQDO GH 9LJLOkQFLD 6DQLWiULD GH IRUPD VLPLODU j
VD~GH VXSOHPHQWDU UHJXODGD H[FOXVLYDPHQWH SHOD $JrQFLD
(P UHODomR j VD~GH QR WtWXOR GD &RQVWLWXLomR GD
1DFLRQDOGH6D~GH6XSOHPHQWDU$16
5HS~EOLFD TXH UHJH D RUGHP VRFLDO MXOJXH RV
VHJXLQWHVLWHQV
&RQVLGHUDQGRDOHJLVODomRGRVHWRUGHVD~GHQR%UDVLO
$ GLVFLSOLQD FRQVWLWXFLRQDO GD VD~GH SHUPLWH TXH QR
HP HVSHFLDO R FDStWXOR GD VD~GH QD &RQVWLWXLomR GD
kPELWRGR6LVWHPDQLFRGH6D~GHRSRGHUS~EOLFRFRODERUH
FRP TXDLVTXHU LQVWLWXLo}HV SULYDGDV SUHVWDGRUDV GH VHUYLoRV
5HS~EOLFD H D /HL Q MXOJXH RV LWHQV
VXEVHTHQWHV
GH VD~GH PHGLDQWH D GHVWLQDomR GH DX[tOLRV H VXEYHQo}HV
FRQIRUPHRFDVR
$ &RQVWLWXLomR EXVFRX URPSHU QR %UDVLO FRP R WLSR GH
DFHVVR DRV VHUYLoRV S~EOLFRV GH VD~GH FRQGLFLRQDGRV j
2 GLUHLWR j VD~GH QD &RQVWLWXLomR GD 5HS~EOLFD p HP
VLWXDomRGHWUDEDOKRGRXVXiULR
FHUWD PHGLGD WUDWDGR FRPR XPD PDQLIHVWDomR GR SULQFtSLR
GDLJXDOGDGH
$QWHV GD FULDomR GR 686 XP FLGDGmR VHP FDUWHLUD GH
WUDEDOKR DVVLQDGD QmR WLQKD DFHVVR D VHUYLoRV S~EOLFRV GH
6mRREMHWLYRVGR686
VD~GHH[FHWRHPFRQGLo}HVGHHPHUJrQFLDPpGLFD
DLGHQWLILFDomRGHIDWRUHVTXHFRQGLFLRQHPjVD~GH
ESROtWLFDILQDQFHLUDGHLQFHQWLYRjVD~GH
F LGHQWLILFDomR GH IDWRUHV FRQGLFLRQDQWHV H GHWHUPLQDQWHV
$/HLQHVWDEHOHFHTXHR&RQVHOKR1DFLRQDO
IRUPXODomRGHSROtWLFDGHVD~GHSURPRYLGDQRFDPSRVRFLDOH
GH6D~GHWHPFDUiWHUSURYLVyULRHGHYHUHXQLUVHSDUDDWXDU
HPVLWXDo}HVGHFULVHVDQLWiULD
HFRQ{PLFR DVVLVWrQFLD jV SHVVRDV SRU Do}HV GH SURPRomR
SURWHomRHUHFXSHUDomRGDVD~GH
GDomRGHRUGHPVRFLDOTXHYLVHDUUHFDGDomRGHUHFXUVRV
3RUPHLRGD/HLQDWULEXLXVHDFRQGLomRGH
VWDWXVS~EOLFRDR&21$66HDR&21$6(06
2686IRLGHVHQYROYLGRHPUD]mRGRDUWLJRGD
&RQVWLWXLomR )HGHUDO FRP EDVH QRV VHJXLQWHV
SULQFtSLRVH[FHWR
$UHSUHVHQWDomRGRVXVXiULRVQDVFRQIHUrQFLDV GH VD~GH
D8QLYHUVDOLGDGH
QRV WHUPRV GD UHIHULGD OHL p SURSRUFLRQDOPHQWH LJXDO j
E,JXDOGDGH
REVHUYDGDSDUDDFRPSRVLomRGRVFRQVHOKRVGHVD~GH
F3DUWLFLSDomRGDFRPXQLGDGH
G 5HJLRQDOL]DomR H KLHUDUTXL]DomR GD UHGH GH VHUYLoRV GH
VD~GH
$ /HL Q IRL HODERUDGD DSyV D /HL Q
H&DSDFLGDGHHFRQ{PLFDGRVPXQLFtSLRV
H SURGX] PDLRU GHWDOKDPHQWR GH LWHQV
UHODFLRQDGRVDRPRGHORGHDWHQomRjVD~GH
$VDo}HVHVHUYLoRVGHVD~GHGR686
DVmRH[HFXWDGDVGLUHWDPHQWHSRUHOHREULJDWRULDPHQWH
EWrPSDUWLFLSDomRSULRULWiULDGDLQLFLDWLYDSULYDGD
$ /HL Q FXLGD GRV UHFXUVRV GR )XQGR
FVmRRUJDQL]DGRVGHIRUPDFHQWUDOL]DGDQmRUHJLRQDOL]DGD
1DFLRQDO GH 6D~GH UHODFLRQDGD D GHVSHVDV GH FXVWHLR GR
GWrPRUJDQL]DomRKLHUDUTXL]DGDHPQtYHLVGHFRPSOH[LGDGH
VLVWHPD PDV WDPEpP LQFOXL DV GHVSHVDV GH FDSLWDO IHLWDV
FUHVFHQWH
SHOR0LQLVWpULRGD6D~GH
HVySRGHPVHUH[HFXWDGRVDWUDYpVGDLQLFLDWLYDSULYDGD
6mRGLVSRVLWLYRVGD/HL2UJkQLFDGR6LVWHPDQLFR
4XDQGR HVWDEHOHFH D SRVVLELOLGDGH GH RV PXQLFtSLRV
GH6D~GH686/HL(;&(72
IRUPDUHPFRQVyUFLRVSDUD D H[HFXomRGHDo}HVGH VD~GH D
DDVD~GHpXPGLUHLWRIXQGDPHQWDOGRVHUKXPDQR
/HL Q QmR DXWRUL]D TXH SDUD WDO VHMDP
EpGHYHUGR(VWDGRJDUDQWLUDVD~GHDWUDYpVGDIRUPXODomR
UHPDQHMDGDV SDUFHODV GH WUDQVIHUrQFLDV GR 0LQLVWpULR GD
GH SROtWLFDV TXH YLVHP j UHGXomR GH ULVFRV GH GRHQoDV H GH
6D~GH
RXWURVDJUDYRV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
FpGHYHUGR(VWDGRDVVHJXUDUDFHVVRXQLYHUVDOHLJXDOLWiULR
D,QWHUYHQo}HVDPELHQWDLV
jV Do}HV H DRV VHUYLoRV GH VD~GH SDUD VXD SURPRomR
E&RPXQLFDomR
SURWHomRHUHFXSHUDomR
F(GXFDomR
G R GHYHU GR (VWDGR QmR H[FOXL R GDV SHVVRDV GD IDPtOLD
G3ULYDWL]DomR
GDVHPSUHVDVHGDVRFLHGDGH
HDLQLFLDWLYDSULYDGDSRGHUiSDUWLFLSDUGR6LVWHPDQLFRGH
2QRYRPRGHORGHDWHQomRjVD~GHEDVHLDVH
6D~GH686HPFDUiWHUSULRULWiULR
D 1D pWLFD GR PpGLFR QD TXDO D SHVVRD FRQVWLWXL R IRFR
QXFOHDUGDDWHQomR
6mRSULQFtSLRVFRUUHODFLRQDGRVDR686
E1RPRGHORHSLGHPLROyJLFR
D8QLYHUVDOLGDGHSHVVRDOLGDGHHOHJDOLGDGH
F1RPRGHORWHUDSrXWLFR
E8QLYHUVDOLGDGHLJXDOGDGHHHTXLGDGH
G 1D pWLFD GR FROHWLYR TXH LQFRUSRUD H WUDQVFHQGH DR
F,JXDOGDGHOHJDOLGDGHHSHVVRDOLGDGH
LQGLYLGXDO HP TXH D SHVVRD p HVWLPXODGD D VHU DJHQWH GD
G8QLYHUVDOLGDGHSHVVRDOLGDGHHHTXLGDGH
VXDSUySULDVD~GHHGDVD~GHGDFRPXQLGDGHTXHLQWHJUD
$UHVSRQVDELOLGDGHGR3RGHU3~EOLFRHPUHODomRj
$GLUHomRGR686GHYHVHU
VD~GH
DQLFDHPFDGDHVIHUDGHJRYHUQR
DpH[FOXVLYD
E'HVFHQWUDOL]DGDHPFDGDHVIHUDGRJRYHUQR
EpSULYDWLYD
F&DEHDR,166
FpFRQFRUUHQWH
G'HUHVSRQVDELOLGDGHGR0LQLVWpULRGD6D~GH
G QmR H[FOXL R SDSHO GD IDPtOLD GD FRPXQLGDGH H GRV
SUySULRVLQGLYtGXRV
6mRSULQFtSLRVHGLUHWUL]HVGR686H[FHWR
HH[FOXLRSDSHOGDVRFLHGDGH
D,QWHJUDOLGDGHGDDVVLVWrQFLDHQWHQGLGDFRPRXPFRQMXQWR
DUWLFXODGRHFRQWtQXRGHDo}HVHVHUYLoRV
$ VD~GH p XP GLUHLWR GH WRGRV H XP GHYHU GR
E 2UJDQL]DomR GRV VHUYLoRV S~EOLFRV GH PRGR D HYLWDU
(VWDGRGHVHQYROYLGRDWUDYpVGHXPDSROtWLFDVRFLDOH
GXSOLFLGDGHGHPHLRVSDUDRVPHVPRVILQV
HFRQ{PLFDTXHYLVHDFLPDGHWXGRDVDo}HVHVHUYLoRV
F &DSDFLGDGH GH UHVROXomR GRV VHUYLoRV VRPHQWH DR QtYHO
SDUDDVXD
IHGHUDO
DSURWHomRHUHFXSHUDomR
G8QLYHUVDOLGDGHGHDFHVVRDRVVHUYLoRVGHVD~GHHPWRGRV
ESURPRomRHUHFXSHUDomR
RVQtYHLVGHDVVLVWrQFLD
FSURPRomRSURWHomRHUHFXSHUDomR
GUHJLRQDOL]DomRSURWHomRHUHFXSHUDomR
8P FRQMXQWR GH Do}HV TXH SURSRUFLRQDP R
HSURPRomRSUHYHQomRHFHQWUDOL]DomR
FRQKHFLPHQWR D GHWHFomR RX SUHYHQomR GH TXDOTXHU
PXGDQoDQRVIDWRUHVGHWHUPLQDQWHVHFRQGLFLRQDQWHV
eFRUUHWRDILUPDUTXHDGLUHomRGR6LVWHPDQLFR
GH VD~GH LQGLYLGXDO RX FROHWLYD FRP D ILQDOLGDGH GH
GH 6D~GH VHUi H[HUFLGD HP FDGD HVIHUD GH JRYHUQR
UHFRPHQGDU H DGRWDU DV PHGLGDV GH SUHYHQomR H
SHORVVHJXLQWHVyUJmRV
FRQWUROH GDV GRHQoDV RX DJUDYRV (VWD p D GHILQLomR
D3UHVLGrQFLDGD5HS~EOLFD *RYHUQRGR(VWDGRH3UHIHLWXUD
GH
0XQLFLSDO
D9LJLOkQFLD(SLGHPLROyJLFD
E 0LQLVWpULR GD 6D~GH 6HFUHWDULD GR (VWDGR GH 6D~GH H
E6D~GH,QWHJUDO
6HFUHWDULD0XQLFLSDOGH6D~GH
F6LVWHPDQLFRGH6D~GH
F&RQVHOKR1DFLRQDOGH6D~GH&RQVHOKR(VWDGXDOGH6D~GH
G9LJLOkQFLD6DQLWiULD
H&RQVHOKR0XQLFLSDOGH6D~GH
G0LQLVWpULR GR7UDEDOKRH 3UHYLGrQFLD6RFLDO6HFUHWDULD GR
&RPEDVHQD/HLQTXHGLVS}HVREUHDV
(VWDGR GD 6D~GH H 6HFUHWDULD 0XQLFLSDO GH 7UDEDOKR H $omR
FRQGLo}HV SDUD D SURPRomR SURWHomR H UHFXSHUDomR
6RFLDO
GD VD~GH D RUJDQL]DomR H R IXQFLRQDPHQWR GRV
VHUYLoRVFRUUHVSRQGHQWHVMXOJXHRVLWHQVDVHJXLU
'DVDWULEXLo}HVLQFOXtGDVQRFDPSRGHDWXDomRGR
$ LQVSHomR GH DOLPHQWRV iJXDV H EHELGDV GH FRQVXPR
6LVWHPDQLFRGH6D~GHHVWmRFRUUHWDV
KXPDQRpXPDGDVFRPSHWrQFLDVGR686
, H[HFXWDU Do}HV GH YLJLOkQFLD VDQLWiULD YLJLOkQFLD
HSLGHPLROyJLFDVD~GHGRWUDEDOKDGRUHGHDVVLVWrQFLD
WHUDSrXWLFDLQWHJUDOLQFOXVLYHIDUPDFrXWLFD
$ H[HFXomR GDV Do}HV GH VDQHDPHQWR EiVLFR QmR
,, H[HFXWDU D YLJLOkQFLD QXWULFLRQDO H D RULHQWDomR
SHUWHQFHDRFDPSRGHDWXDomRGR686
DOLPHQWDU
,,,HVWLPXODURLQFUHPHQWRHPVXDiUHDGHDWXDomR
GRGHVHQYROYLPHQWRFLHQWtILFRHWHFQROyJLFR
$ SURWHomR GR PHLR DPELHQWH LQFOXLQGR R GR WUDEDOKR
D6RPHQWH,
QmRpOHJDOPHQWHUHVSRQVDELOLGDGHGR686
E,,,H,,,
F6RPHQWH,,H,,,
G1HQKXPDFRUUHWD
$V Do}HV GH VD~GH GR WUDEDOKDGRU HVWmR H[FOXtGDV GR
FDPSRGHDWXDomRGR686
eFRUUHWRDILUPDU
DRV(VWDGRVSRGHUmRFRQVWLWXLUFRQYrQLRV
EQmRH[LVWHGLUHomR~QLFDQR686
2686pFRQVWLWXtGRSHORFRQMXQWRGHDo}HVHVHUYLoRVGH
F HP QtYHO PXQLFLSDO DGPLWHVH VXD RUJDQL]DomR HP
VD~GH SUHVWDGRV SRU yUJmRV H LQVWLWXLo}HV S~EOLFDV IHGHUDLV
FRPDUFDV
HVWDGXDLV H PXQLFLSDLV GD DGPLQLVWUDomR GLUHWD H LQGLUHWD H
GRVPXQLFtSLRVSRGHPFRQVWLWXLUFRQVyUFLRV
GDVIXQGDo}HVPDQWLGDVSHORSRGHUS~EOLFR
1mR p SDUWH LQWHJUDQWH REULJDWyULD GDV Do}HV GH
DWHQomRjVD~GHGHQWURGDSROtWLFDVHWRULDOGHVD~GH
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
$H[HFXomRGHDo}HVGHYLJLOkQFLDVDQLWiULDGHYLJLOkQFLD
&RQVLGHUDQGR D FRPELQDomR GH FULWpULRV XWLOL]DGRV
HSLGHPLROyJLFDHGHDVVLVWrQFLDWHUDSrXWLFDLQWHJUDOLQFOXVLYH
SDUD D WUDQVIHUrQFLD GH UHFXUVRV ILQDQFHLURV DRV
IDUPDFrXWLFDHVWmRLQFOXtGDVQRFDPSRGHDWXDomRGR686
HVWDGRV DR 'LVWULWR )HGHUDO H DRV PXQLFtSLRV MXOJXH
RVLWHQVVXEVHTHQWHV
'H DFRUGR FRP DV QRUPDV H GLUHWUL]HV GR 686 R
2Q~PHURGHKDELWDQWHVpXPFULWpULRIXQGDPHQWDOSDUD
HVWDEHOHFLPHQWRGHSROtWLFDVGHDWHQGLPHQWRHSULRULGDGHVQR
RHVWDEHOHFLPHQWRGHYDORUHVDVHUHPWUDQVIHULGRV
WRFDQWH jV VXDV Do}HV GHYH VHU IHLWR SULQFLSDOPHQWH HP
IXQomRGDLQIUDHVWUXWXUDMiLQVWDODGDHGDGLVSRQLELOLGDGHGH
SURILVVLRQDLVDOWDPHQWHTXDOLILFDGRVQRPXQLFtSLRUHJLmR
$ SUHVHQoD RX QmR GH VHUYLoRV SULYDGRV GH VD~GH GHYH
VHUFRQVLGHUDGDQRFiOFXORGRVYDORUHVDVHUHPWUDQVIHULGRV
&RPSHWHDR686SURPRYHUDFHQWUDOL]DomRGRVVHUYLoRVH
Do}HV GH VD~GH QD HVIHUD IHGHUDO SDUD GHVVD IRUPD
e REULJDWyULD D H[LVWrQFLD H R IXQFLRQDPHQWR GH
SURPRYHU D UDFLRQDOL]DomR GRV JDVWRV H D RWLPL]DomR GD
FRQVHOKRVGHVD~GH
DSOLFDomRGRVUHFXUVRV
1mRpGHWHUPLQDQWHDH[LVWrQFLDGHIXQGRVPXQLFLSDLVH
e YHGDGD D SDUWLFLSDomR GLUHWD RX LQGLUHWD GH HPSUHVDV
HVWDGXDLVGHVD~GH
RXGHFDSLWDLVHVWUDQJHLURVQDDVVLVWrQFLDjVD~GHVDOYRSRU
PHLR GH GRDo}HV GH RUJDQLVPRV LQWHUQDFLRQDLV YLQFXODGRV j
2UJDQL]DomRGDV1Do}HV8QLGDVGHHQWLGDGHVGHFRRSHUDomR
2 DUWLJR GD &RQVWLWXLomR )HGHUDO DPSDUD D
WpFQLFDHGHILQDQFLDPHQWRHHPSUpVWLPRVH[FHWXDQGRVHRV
HVWUDWpJLD GH 5HGXomR GH 'DQRV FRPR PHGLGD GH
VHUYLoRV GH VD~GH PDQWLGRV VHP ILQDOLGDGH OXFUDWLYD SRU
LQWHUYHQomR
HPSUHVDV SDUD DWHQGLPHQWR GH VHXV HPSUHJDGRV H
D $VVLVWHQFLDOHGH6D~GH3~EOLFD
GHSHQGHQWHVVHPTXDOTXHU{QXVSDUDDVHJXULGDGHVRFLDO
E $VVLVWHQFLDOFXUDWLYDHSUHYHQWLYD
F 3URPRWRUD GD VD~GH SUHYHQWLYD QR WUiILFR H QD
SURVWLWXLomRLQIDQWLO
2V GLIHUHQWHV QtYHLV GH GLUHomR GR 686 WrP
G &XUDWLYDHSURPRWRUDGRVGLUHLWRVKXPDQRV
FRPSHWrQFLDV
HVSHFtILFDV
4XDQWR
D
HVVDV
H 3UHYHQWLYD DVVLVWHQFLDO GH SURPRomR GH VD~GH H GRV
FRPSHWrQFLDVMXOJXHRVLWHQVDVHJXLU
GLUHLWRVKXPDQRV
&DEH j GLUHomR PXQLFLSDO FRPSHWHQWH FRQWURODU H
$ &RQVWLWXLomR )HGHUDO GH QR 7tWXOR ,,
ILVFDOL]DURVSURFHGLPHQWRVGRVVHUYLoRVSULYDGRVGHVD~GH
&DStWXOR ,, VHomR ,, TXH WUDWD GD VD~GH GHVWDFD
FRPRFRPSHWrQFLDGR6LVWHPDQLFRGH6D~GH686
D $ H[HFXomR GDV Do}HV GH YLJLOkQFLD VDQLWiULD H
(QWUH DV FRPSHWrQFLDV GD GLUHomR QDFLRQDO GR 686
HSLGHPLROyJLFDEHPFRPRDVGHVD~GHGRWUDEDOKDGRU
H[HUFLGDV SHOR 0LQLVWpULR GD 6D~GH LQFOXLVH D GH H[HFXWDU
E 2 GHVWLQR GH UHFXUVRV SDUD DV XQLYHUVLGDGHV S~EOLFDV RX
Do}HVGHVDQHDPHQWREiVLFR
SULYDGDVTXHIRUPDPRVSURILVVLRQDLVGDiUHDGDVD~GH
F 2 RUGHQDPHQWR GD IRUPDomR GH UHFXUVRV KXPDQRV QD
iUHD GH VD~GH DWUDYpV GR ILQDQFLDPHQWR GRV FXUVRV
&DEH j GLUHomR HVWDGXDO GR 686 JHULU VLVWHPDV S~EOLFRV
VXSHULRUHVGHVD~GH
GH VD~GH TXH GHVHQYROYHP SURFHGLPHQWRV GH DOWD
G &RODERUDU QD SURWHomR GR PHLR DPELHQWH QHOH
FRPSOH[LGDGHGHUHIHUrQFLDHVWDGXDOHUHJLRQDO
FRPSUHHQGLGD D OLPSH]D H PDQXWHQomR GH FyUUHJRV H ULRV
EHPFRPRDILVFDOL]DomRGRVPDQDQFLDLV
5HIHUHPVH jV LQVWkQFLDV FROHJLDGDV PXQLFLSDLV
2V FRQVHOKRV GH VD~GH HP FDGD QtYHO GH JRYHUQR
GR 6LVWHPD QLFR GH 6D~GH SUHYLVWD QD /HL )HGHUDO
FRQVWLWXHP LQVWkQFLDV GH SDUWLFLSDomR VRFLDO QR 686
GR0LQLVWpULRGD6D~GH
1RUHIHUHQWHDHVVHVFRQVHOKRVMXOJXHRVLWHQVTXHVH
D&kPDUD7pFQLFDGH6D~GHH'LUHWRULD&ROHJLDGDGD6D~GH
VHJXHP
E 'LUHWRULD &ROHJLDGD GD 6D~GH H 'LUHWRULD 7pFQLFD GD
6D~GH
$ UHSUHVHQWDomR GRV XVXiULRV p GH XP WHUoR GD
F &RQIHUrQFLD 0XQLFLSDO GH 6D~GH H 'LUHWRULD &ROHJLDGD GD
SDUWLFLSDomRGRFRQMXQWRGRVGHPDLVVHJPHQWRV
6D~GH
G &RQIHUrQFLD 0XQLFLSDO GH 6D~GH H &RQVHOKR 0XQLFLSDO GH
6D~GH
$V GHFLV}HV GRV FRQVHOKRV QHFHVVLWDP GH KRPRORJDomR
SRUDXWRULGDGHGDHVIHUDGHJRYHUQRFRUUHVSRQGHQWH
$ /HL 2UJkQLFD GD 6D~GH /HL 1 p LQFLVLYD
QRVVHXVSULQFtSLRVHGLUHWUL]HVTXDQGRGHVWDFD
$ XQLYHUVDOLGDGH GH DFHVVR DRV VHUYLoRV GH VD~GH
2V SUHVWDGRUHV GH VHUYLoRV SULYDGRV GH VD~GH QmR
HPWRGRVRVQtYHLVGHDVVLVWrQFLD
GHYHPSDUWLFLSDUGDFRQVWLWXLomRGRVFRQVHOKRV
$ LJXDOGDGH GH DVVLVWrQFLD j VD~GH VHP
SUHFRQFHLWRVRXSULYLOpJLRVGHTXDOTXHUHVSpFLH
$SDUWLFLSDomRGDFRPXQLGDGH
&DEH DRV FRQVHOKRV D ILVFDOL]DomR GRV UHFXUVRV
$ XWLOL]DomR GD HSLGHPLRORJLD QD GHILQLomR GH
ILQDQFHLURVGR686
SULRULGDGHV H RULHQWDomR QR SODQHMDPHQWR GDV Do}HV
GRVVHUYLoRVGHVD~GH
(VWmR&255(7$6DVDILUPDWLYDV
2V FRQVHOKRV GH VD~GH WrP FDUiWHU SHUPDQHQWH H VmR
DDSHQDV
GHOLEHUDWLYRV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
EH
D5HODWyULRGH*HVWmRH&RQIHUrQFLD0XQLFLSDOGH(GXFDomR
FHDSHQDV
E&RQVHOKR0XQLFLSDOGH6D~GHH)XQGR0XQLFLSDOGH6D~GH
GHDSHQDV
F 5HODWyULR GH *HVWmR H 6LQGLFDWR GRV 7UDEDOKDGRUHV GD
6D~GH
$QDOLVH R $UW GR FDS ,, VHomR ,, GD VD~GH
G &RQVHOKR 0XQLFLSDO GH 6D~GH H 6LQGLFDWR GRV
GD&RQVWLWXLomR)HGHUDOGH
7UDEDOKDGRUHVGD6D~GH
$V Do}HV H VHUYLoRV S~EOLFRV GH VD~GH LQWHJUDP XPD
UHGH UHJLRQDOL]DGD KLHUDUTXL]DGD H FRQVWLWXHP XP
$ &RQVWLWXLomR )HGHUDO GH GHX XP
VLVWHPD ~QLFR RUJDQL]DGR FRP DV VHJXLQWHV
LPSRUWDQWHSDVVRQDJDUDQWLDGRGLUHLWRjVD~GHFRP
GLUHWUL]HV
DFULDomRGR6LVWHPDQLFRGH6D~GH686'HQWUHRV
,GHVFHQWUDOL]DomR
SULQFtSLRV TXH QRUWHLDP R 686 DVVLQDOH D DOWHUQDWLYD
,,DWHQGLPHQWRLQWHJUDO
&255(7$
,,,SDUWLFLSDomRGDFRPXQLGDGH
D 3DUWLFLSDomR GRV SODQRV GH VD~GH QD LQWHJUDOLGDGH GR
$ GHVFHQWUDOL]DomR H D SDUWLFLSDomR GD FRPXQLGDGH
6LVWHPDQLFRGH6D~GH
GHYHPVHURUJDQL]DGDVDSDUWLUGH
E3DUWLFLSDomRGRJRYHUQRIHGHUDOQDFULDomRGRV&RQVHOKRV
D'LUHomRJHUDOGRJRYHUQRIHGHUDOHFRQWUROHSHOR0LQLVWpULR
0XQLFLSDLVGH6D~GH
3~EOLFR
F $WHQGLPHQWR LQWHJUDO FRP SULRULGDGH SDUD R DWHQGLPHQWR
E 'LUHomR ~QLFD HP FDGD HVIHUD GH JRYHUQR H &RQIHUrQFLD
jVGRHQoDVGHQRWLILFDomRFRPSXOVyULD
GH6D~GH
G$FHVVRXQLYHUVDORXVHMDWRGRFLGDGmRWHPGLUHLWRGHVHU
F 'LUHomR ~QLFD GR JRYHUQR IHGHUDO H $VVRFLDomR GH
DWHQGLGRGHIRUPDJUDWXLWDQRVVHUYLoRVS~EOLFRVGHVD~GH
0RUDGRUHVGH%DLUUR
G 'LUHomR ~QLFD HP FDGD HVIHUD GH JRYHUQR H &RQIHUrQFLD
(P UHODomR DR &DStWXOR UHIHUHQWH j 6D~GH QD
GH6HJXULGDGH
&RQVWLWXLomR )HGHUDO GH WRGDV DV DILUPDWLYDV
6RFLDO
HVWmRFRUUHWDV(;&(72
D$DVVLVWrQFLDjVD~GHpOLYUHjLQLFLDWLYDSULYDGD
2SULQFtSLRGRXWULQiULRGR6LVWHPDQLFRGH6D~GH
E$VD~GHpXPGLUHLWRGHWRGRVHGHYHUGR(VWDGR
TXH JDUDQWH D WRGD D SRSXODomR EUDVLOHLUD D QmR
F $V LQVWLWXLo}HV SULYDGDV QmR SDUWLFLSDP GR 6LVWHPD QLFR
H[FOXVmR GR DFHVVR jV Do}HV H VHUYLoRV GH VD~GH D
GH6D~GH
LQFOXVmR GR GLUHLWR j LQIRUPDomR UHODWLYD DR SURFHVVR
G 2 6LVWHPD QLFR GH 6D~GH GHYH H[HFXWDU Do}HV GH
VD~GHGRHQoD jV OHLV TXH UHJHP RV VHUYLoRV H RV
9LJLOkQFLD6DQLWiULDHGH
GLUHLWRVHQTXDQWRFLGDGmRp
9LJLOkQFLD(SLGHPLROyJLFD
D,JXDOGDGH
E(TLGDGH
6mR SULQFtSLRV RUJDQL]DWLYRV GR 6LVWHPD QLFR GH
F5HVROXWLYLGDGH
6D~GH JDUDQWLGRV QDV /HLV H GH
G8QLYHUVDOL]DomR
(;&(72
D $ SDUWLFLSDomR GD FRPXQLGDGH H D UHDOL]DomR GDV
&RQIRUPH R DUWLJR GD /HL GH
&RQIHUrQFLDVGH6D~GH
HVWmR LQFOXtGDV QR FDPSR GH DWXDomR GR 6LVWHPD
E 2 DWHQGLPHQWR LQWHJUDO H D UHDOL]DomR GDV Do}HV
QLFRGH6D~GH686DH[HFXomRGDVVHJXLQWHVDo}HV
SUHYHQWLYDVHDVVLVWHQFLDLV
GHYLJLOkQFLD(;&(72
F $ SDUWLFLSDomR SULRULWiULD GDV LQVWLWXLo}HV SULYDGDV QD
D9LJLOkQFLDjVD~GHGRWUDEDOKDGRU
SUHVWDomR GRV VHUYLoRV H D XQLYHUVDOL]DomR GDV Do}HV GH
E9LJLOkQFLDVDQLWiULDGDVFR]LQKDVLQGXVWULDLV
WUDQVSRUWHYHLFXODU
F9LJLOkQFLDjDVVLVWrQFLDWHUDSrXWLFDHIDUPDFrXWLFD
G $ GHVFHQWUDOL]DomR GDV Do}HV GH VD~GH H D GLUHomR GDV
G9LJLOkQFLDjVLQG~VWULDVDHURSRUWRVHWUDEDOKRHVFUDYR
PHVPDV VRE D UHVSRQVDELOLGDGH GR JRYHUQR IHGHUDO GRV
HVWDGRVHGRVPXQLFtSLRV
$ FRPXQLGDGH $ VLWXDGD QD ]RQD UXUDO FRP
&RQIRUPH R DUWLJR GD /HL GH
FRQGLomR GH YLGD SUHFiULD QmR SRVVXL DVVLVWrQFLD j
HVWi LQFOXtGD QR FDPSR GH DWXDomR GR 6LVWHPD QLFR
VD~GHSRLVRVVHXVWUDEDOKDGRUHVYLYHPGDSURGXomR
GH 6D~GH 686 D H[HFXomR GDV VHJXLQWHV Do}HV
SUySULDHQmRFRQWULEXHPSDUDDSUHYLGrQFLDVRFLDO
(;&(72
$/HL2UJkQLFDGD6D~GH/HL1pLQFLVLYDQRV
DGHYLJLOkQFLDVDQLWiULD
VHXVSULQFtSLRVHGLUHWUL]HVTXDQGRGHVWDFD
EGHVD~GHGRWUDEDOKDGRU
$ XQLYHUVDOLGDGH GH DFHVVR DRV VHUYLoRV GH VD~GH
FGHDVVLVWrQFLDWHUDSrXWLFDHIDUPDFrXWLFD
HP WRGR RV QtYHLV GH DVVLVWrQFLD SRUWDQWR RV
GGHYLJLOkQFLDjVLQG~VWULDVHFRQVWUXomRFLYLO
PRUDGRUHV GD FRPXQLGDGH $ QmR SUHFLVDP
FRQWULEXLU FRP R (VWDGR SDUD WHUHP DFHVVR DRV
$V Do}HV H VHUYLoRV S~EOLFRV GH VD~GH H RV
VHUYLoRVGHVD~GH
VHUYLoRV SULYDGRV FRQWUDWDGRV RX FRQYHQLDGRV TXH
$ LJXDOGDGH GH DVVLVWrQFLD j VD~GH VHP
LQWHJUDP R 6LVWHPD QLFR GH 6D~GH 686 VmR
SUHFRQFHLWRVRXSULYLOpJLRVGHTXDOTXHUHVSpFLHVHMDD
GHVHQYROYLGRV GH DFRUGR FRP DV GLUHWUL]HV SUHYLVWDV
SRSXODomRXUEDQDRXUXUDO
QR DUW GD &RQVWLWXLomR )HGHUDO $VVLP VHQGR p
$SDUWLFLSDomRGDFRPXQLGDGH
LQFRUUHWR DILUPDU TXH RV SULQFtSLRV D VHUHP
6mR&255(7$6DVDILUPDWLYDV
DH
REHGHFLGRVVmR
EHDSHQDV
D 2 GLUHLWR j LQIRUPDomR jV SHVVRDV DVVLVWLGDV VREUH VXD
FHDSHQDV
VD~GH
GHDSHQDV
E $ LQWHJUDOLGDGH GH DVVLVWrQFLD HQWHQGLGD FRPR XP
FRQMXQWR DUWLFXODGR H FRQWtQXR GDV Do}HV H VHUYLoRV
6HJXQGR D /HL )HGHUDO SDUD TXH RV
SUHYHQWLYRVHFXUDWLYRVLQGLYLGXDLVHFROHWLYRVH[LJLGRVSDUD
PXQLFtSLRVUHFHEDPUHSDVVHVGHUHFXUVRVILQDQFHLURV
FDGDFDVRHPWRGRVRVQtYHLVGHFRPSOH[LGDGHGRVLVWHPD
GHYHUmRFRQWDUFRP
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
F $LJXDOGDGHGDDVVLVWrQFLDjVD~GHVHPSUHFRQFHLWRVRX
6HJXQGR D /HL 2UJkQLFD FDStWXOR ,,
SULYLOpJLRVGHTXDOTXHUHVSpFLH
'RV SULQFtSLRV H GLUHWUL]HV VmR SULQFtSLRV H GLUHWUL]HV
G $ QmR GHVFHQWUDOL]DomR SROtWLFRDGPLQLVWUDWLYD FRP
GR6LVWHPDQLFRGH6D~GH(;&(72
GLUHomR~QLFDHPFDGDHVIHUDGHJRYHUQR
D 'LUHLWR j LQIRUPDomR jV SHVVRDV DVVLVWLGDV VREUH VXD
H $ XQLYHUVDOLGDGH GH DFHVVR DRV VHUYLoRV GH VD~GH HP
VD~GH
WRGRVRVQtYHLVGHDVVLVWrQFLD
E $ LGHQWLILFDomR H GLYXOJDomR GRV IDWRUHV FRQGLFLRQDQWHV H
GHWHUPLQDQWHVGDVD~GH
6HJXQGR D &RQVWLWXLomR )HGHUDO GH p
F8QLYHUVDOLGDGHGHDFHVVRDRVVHUYLoRVGHVD~GHHPWRGRV
9(5'$'(,5$DDILUPDWLYD
RVQtYHLVGHDVVLVWrQFLD
D $ VD~GH p GLUHLWR GH WRGRV JDUDQWLGR PHGLDQWH SROtWLFDV
G ,JXDOGDGH GD DVVLVWrQFLD j VD~GH SULYLOHJLDQGR R
VRFLDLV H HFRQ{PLFDV TXH YLVHP j UHGXomR GR ULVFR GH
DWHQGLPHQWRDTXHPQmRSRVVXDSODQRSULYDGRGHVD~GH
GRHQoD
E 2V JHVWRUHV ORFDLV GR 6LVWHPD QLFR GH 6D~GH QmR
2V UHFXUVRV ILQDQFHLURV GR 6LVWHPD QLFR GH
SRGHUmRDGPLWLUDJHQWHVFRPXQLWiULRVGHVD~GHHDJHQWHVGH
6D~GH 686 FRQIRUPH WUDWD D /HL GH GH
FRPEDWHDHQGHPLDVSRUPHLRGHSURFHVVRVHOHWLYRS~EOLFR
VHWHPEURGHQRVVHXVFDStWXORV,H,,GRWLWXOR
F 2 6LVWHPD QLFR GH 6D~GH 686 VHUi ILQDQFLDGR
9 VHUmR GHSRVLWDGRV HP FRQWD HVSHFLDO HP FDGD
H[FOXVLYDPHQWH FRP UHFXUVRV GR RUoDPHQWR GH VHJXULGDGH
HVIHUD GH VXD DWXDomR H PRYLPHQWDGRV VRE
VRFLDO GD 8QLmR GRV (VWDGRV GR 'LVWULWR )HGHUDO H GRV
ILVFDOL]DomR
0XQLFtSLRV
DGDV'LUHWRULDVGH6D~GH
G $V LQVWLWXLo}HV SULYDGDV QmR SRGHUmR SDUWLFLSDU GH IRUPD
EGDV&RQIHUrQFLDVGH6D~GH
FRPSOHPHQWDU GR 6LVWHPD QLFR GH 6D~GH VHJXQGR VXDV
FGRVVHXV'HSDUWDPHQWRVGH6D~GH
GLUHWUL]HV VRPHQWH HQWLGDGHV ILODQWUySLFDV H DV VHP ILQV
GGRVVHXVUHVSHFWLYRV&RQVHOKRVGH6D~GH
OXFUDWLYRV
'HDFRUGRFRPR0LQLVWpULRGD6D~GHQD/HL
6HJXQGR R DUWLJR GD &RQVWLWXLomR )HGHUDO GH
GHp9(5'$'(,5$DDILUPDWLYD
DR 6LVWHPD QLFR GH 6D~GH FRPSHWH DOpP GH
D2VUHFXUVRV GR)XQGR1DFLRQDOGH6D~GH)16DORFDGRV
RXWUDVDWULEXLo}HVQRVWHUPRVGDOHL(;&(72
FRPR FREHUWXUD GH Do}HV H VHUYLoRV GH VD~GH VmR
D([HFXWDUDVDo}HVGHYLJLOkQFLDVDQLWiULDHHSLGHPLROyJLFD
LPSOHPHQWDGRVH[FOXVLYDPHQWHSHORV0XQLFtSLRV
EHPFRPRDVGHVD~GHGRWUDEDOKDGRU
E &DEH DR 'HSDUWDPHQWR GH 6D~GH DYDOLDU D VLWXDomR GD
E 3DUWLFLSDU GR FRQWUROH H ILVFDOL]DomR GD SURGXomR
VD~GHHSURSRUDVGLUHWUL]HVSDUDDIRUPXODomRGDSROtWLFDGH
WUDQVSRUWH JXDUGD H XWLOL]DomR GH VXEVWkQFLDV H SURGXWRV
VD~GHQRVQtYHLVFRUUHVSRQGHQWHV
SVLFRDWLYRVWy[LFRVHUDGLRDWLYRV
F 6mR LQVWkQFLDV FROHJLDGDV GR 6LVWHPD QLFR GH 6D~GH
F )LVFDOL]DU H LQVSHFLRQDU DOLPHQWRV FRPSUHHQGLGR R
686D&RQIHUrQFLDGH6D~GHHR&RQVHOKRGH6D~GHVHQGR
FRQWUROH GH VHX WHRU QXWULFLRQDO EHP FRPR EHELGDV H iJXD
HVWHGHFDUiWHUSHUPDQHQWHHGHOLEHUDWLYR
SDUDFRQVXPRKXPDQRHDQLPDO
G $ /HL p D TXH GLVS}H VREUH DV FRQGLo}HV SDUD D
G &RQWURODU H ILVFDOL]DU SURFHGLPHQWRV SURGXWRV H
SURPRomRSURWHomRHUHFXSHUDomRGDVD~GHHDLQGDVREUHD
VXEVWkQFLDV GH LQWHUHVVH SDUD D VD~GH H SDUWLFLSDU GD
RUJDQL]DomR
H
R
IXQFLRQDPHQWR
GRV
VHUYLoRV
SURGXomRGHPHGLFDPHQWRVHTXLSDPHQWRVHRXWURVLQVXPRV
FRUUHVSRQGHQWHV
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB(1)(50$*(0BBBBBBBBBBBBBBBBBBBBBBBBBBBB3URI3DXOR3ULHWR
*$%$5,72
HUUDGD
HUUDGD
HUUDGD
FHUWD
FHUWD
HUUDGD
HUUDGD
HUUDGD
HUUDGD
FHUWD
HUUDGD
HUUDGD
HUUDGD
HUUDGD
HUUDGD
HUUDGD
&
(
'
(
%
'
&
%
%
'
'
'
$
&
$
FHUWD
HUUDGD
HUUDGD
HUUDGD
FHUWD
FHUWD
HUUDGD
HUUDGD
FHUWD
FHUWD
FHUWD
HUUDGD HUUDGD
FHUWD
(
HUUDGD
$
FHUWD
'
HUUDGD
%
FHUWD
%
FHUWD
FHUWD
'
HUUDGD
'
$
%
'
&
&
'
'
$
&
%
'
&
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
$78$/,=$'2$7e0$5d2ZZZ&$55(,5$38%/,&$FRPEU