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INTRODUCTION
Although wide systems theory, the role of the courts deserves attention when
studying the social system of law. By the way, Niklas Luhmann devotes an entire
chapter of his work Das recht der gesellschaft to address the issue and it is about this
particular that this text focuses: The place of the courts in the legal system. It is worth
noting at the outset that the approach of this text intended to be somewhat formally free,
even lacking some specific quotes, but containing the general ideas of the work of
Luhmann. As for the issues, he sought a didactic split between the main themes in the
text - clearly all converging and that could be exposed in a unitary way - luck to ensure
fluidity.
Among the topics can be list the internal and external differentiation problems about
systems theory, the difference (and differentiation!) Between Legislative and Judicial /
judiciary, power / make decision on the law system and also the distinction between
center and periphery in the system studied.
The Law operates, then cloistered normatively and, paradoxically, the closing is
a condition of possibility for their cognitive opening. Any observation system can never
be carried out externally, any observation of Law will be held only by Law, behold, the
observer does not observe other systems, but only the system in which it is inserted,
under penalty of their own autopoiesis8. Unlike the legal doctrine, which seeks to set
aside and hide the paradoxes, the autopoietic theory is based primarily paradoxically
(yes / no), seeking to use such paradoxes creatively. Autopoiesis therefore requires the
possibility of an airtight circularity, regardless of your surroundings, ie certain closing
of constituent communication about the system itself, which constitute boundaries of
sense, establishing the functional system performance limits through a coding and own
programming.9
appears and reveals that the reason that decides on what is as (or discrepant) Law is a
paradox, and that the system drive can only observe how paradox.15
It is possible that in this lies the reason why the unity of the legal system can
only put into operation in front of distinctions. And that distinctions such as Law/ nonLaw, rules/ facts, validity (of decision) / reasons (of the argument) cannot be reduced to
a principle, an origin, a reason. In regard to the consequences it also means that the
system only with this mysterious way of decision may have the symbol of validity.
Although it may dispense with many decisions, should have prepared the possibility to
force himself to decide, in case you cannot find another way to resolve the paradox
"conforming the Law / non conforming the Law."16
3.1 OBLIGATION TO DECIDE AND PROHIBITION OF DENEGATION OF
JUSTICE
Contracts should not necessarily be concluded, the laws do not necessarily must
be issued, but the courts should decide any case that presents itself. The standard that
corresponds to this decision is that it is forbidden to denegation of justice - the double
negative in the formula is, by the point of visa of logic, something very revealing. While
in Roman Law and still the law of the Middle Ages legal protection was only offered to
the demands set accurately (actio, writ) in the transition from modernity became natural
that any demand should respond with a decision, although not stipulated in the law .
Only with this standard to allow to jurisdiction the own responsibility, the judge left
emancipated from the old control policy. Only then it seemed wise to gradually extend
this jurisdiction to public legal affairs.
From a purely factual point of view, it has proven to fill that uses a lesser extent
to the courts to get the decision in dispute, the frequency with which arise legal
problems in everyday life, but this is not an objection against structural significance of
15As Leonel Severo Rocha, a decision with respect to time, may be forward-looking
when it produces and time difference, and facing the past, when it denies time and
emphasis repetition (ROCHA, Leonel Severo. Epistemologia jurdica e democracia.
So Leopoldo: Ed. Unisinos, 1998, p. 196).
16 All systems are guided by certain languages. For the theory of Luhmann systems, the
code is this language. More than that, it is always characterized by a reductive binary
reduction as in the case of Law, the scheme "conforming the Law / non conforming the
Law."
the possibility of recourse to the courts. Because the possibility of appeal to the courts
brings up the waiver of appeal to them and reach an out of court settlement as an early
solution of the problem - regardless of how each one judges his voluntary decision.
The prohibition of denegation of justice doesnt come from the fact that the
linkage to the Law does not let another option. Because as soon as they appear
unsolvable problems in search of laws and their interpretation, would be the discretion
of the judge "finds the gaps in the law"17 and would repulse to make a decision.
Therefore, it requires an institutional prediction if we want to set the right system as
universally competent and at the same time, able to decide. This combination of
universality and ability to decide is expressed in the prohibition of denying justice, that
is, is expressed in the appropriate manner to the Law: the norm - which means you can
use thought otherwise validity claims in cases of emergency.
It remains understood that a rule like that so only puts itself in practice if the
decisions are more or less formal and do not address details of the dispute, as could be
the burden of proof rules, the lack of observation of deadlines, incompetence, provisions
of the procedures, etc. According to Luhmann, surprising the issue from another point
of view, it is more important to analyze the relationship between training that requires a
judge to comply with the prohibition of non liquet. It states that it is possible to consider
the modern discourse on the principles as a side product of this prohibition of
denegation of justice. For him, the hard cases are cases where existing legal rules (and
unquestionably actual), implemented through correct deductive methods do not end at
clear decisions. Therefore, it is about cases that the Law knowledge is not enough.
However, the courts have to decide on this chaos: to define and argument of decision
17 As Luhmann himself: "There are therefore" gaps in the law ", but - at best - decision
problems not regulated by law [...]. We can not deny the fact that the legal system
programs can not completely determine the decisions of the courts. Put another way: the
system can not operate with only a purely deductive logic. [...] There is no mechanical
jurisprudence. The Courts must, like it or not and regardless of whether or not Existence
of motivation in terms of legal policy, interpret, construct, and, if necessary, to
distinguish the cases (as they say in Common Law), so you can formulate new decision
rules and test them for consistency against the current law. Thus arises through
sentenciadora activity of Courts legal rights (Richterrecht) which, in the course of their
constant reuse is partly condensed, i.e., formulated with a view to recognition
(Wiedererkennung), and confirmed portion, i.e. , seen as usable in other cases
(Gestaltungsabsichten). It seems to be universally recognized today that this kind of law
of development can not be anticipated or produced or prevented by the legislature. (...)
It results from the prohibition on denial of justice. (LUHMANN, Niklas. A posio dos
tribunais no sistema jurdico. Op. Cit., p. 161-163).
should develop decision rules whose validity may be doubtful and continue to be
doubtful.
The courts cannot rely on unquestioning existing Law but to create, postulate
and assume that right without arriving to ensure that in addition to the legal force of the
decision of the case, is also true of the decision program. 18 The discrepancy between the
need to decide and the ability to reach convincing decisions is expressed, among others,
in the right strength of the institution. This force manifests itself at a precise moment.
For more questionable that has been and continues being the decision, the strength of
the right to exonerate a continuous questioning. This makes the inclusion of
consequences in the search and decision rationale is harmless and, in turn, risky harmless because at the time of valid decision the consequences are in an unknown
future; risky, precisely so. The consequences are carried out (or not) against
expectations and cannot change the decision. Can this later become apparent as
erroneous speculation, but it is valid and, unlike what happens with the laws, it can no
longer modify it in the perspective of a mixture of consequences.
18 The code values are not assigned automatically to the states of things dealt with in
the legal system operations. The meeting between fact and code or the application of the
code to a fact is not enough to make the disjunction of a value or other fact of the value
in question. The allocation of values is regulated by programs that define, adding, what
can be considered throughout correction as Law or non-Law on those conditions. The
codes snared the "unity" of the legal system, ie the two sides of the distinction that the
sling. So "coding and programming are two pillars of the unity of an autopoietic
system", as is the case of the Law. However, an essential difference persists as programs
and can be modified or replaced, while the code remains identical and identifies the
system itself. A code change is nothing less than a change of system. Therefore, the
programs represent the "views of correction" in the assignment of coded values. Codes
and programs are complementary, as the code setting makes it possible to change
programs. Alongside programs of contingencies to the legal system, criteria and
conditions for allocating values of Law and non-Law, it cannot be maintained at a high
level. Moreover, the positivity of law cannot integrate immediately, just as the expiry,
the foundation of invariance and, above all, the abstraction of your code. In this sense,
the Law code cannot be going out of the legal system: it cannot be associated with other
values or enter into other functional assemblages outside the legal system. Then their
values are perfectly symmetricized and technicized: the code overwhelms all "secret
preference to the Law and (all aversion) against non-Law". Programs can not, in any
way, be determined by a "predilection for legality." (CLAM, Jean. A autopoiese no
direito. In: ROCHA, Leonel Severo; SCHWARTZ, Germano; CLAM, Jean. Introduo
teoria do sistema autopoitico do direito. Porto Alegre: Livraria do Advogado,
2005. p. 131-132).
So the courts compared with legislators and with contractors, work in a much
more dramatic cognitive isolation. Just think of the formalities of evidentiary
procedures22. Besides access to the courts should be discreet and organized as possible
selectively. Only a tiny percentage of legal issues is presented to the courts to decide.
But if this happens, if those involved do not depart, the courts have to decide whether
easy or difficult the decision, the conservative or creative outcome. 23 The form of
differentiation is the only one that would ensure the development of paradox- no more.
But it depends on what the legal system, to take upon itself a universal competence, to
be able to close operatively to fulfill a specific function of the society's system.24
4.1 DIFFERENTIATION FORMS IN THE CENTER AND PERIPHERY
21 Organization is a type of social system that is the basis of recognition rules that
identify and allow you to specify their structure. In communication organization
becomes decision and this, in turn, is guided in certain programs (which limit the
possibilities of communication, imposing objectives and conditions): En la sociedad
diferenciada funcionalmente, las organizaciones asumen una importancia que no se
haba registrado precedentemente (CORSI, Giancarlo. Glosario sobre la teora social
de Niklas Luhmann, Op. Cit., p. 123).
22 As Jean Clam, "the locus of the Courts, under the systemic logic is heterarquizado, as there is a shift
of decision-making center in which the law becomes the interface of this center, in other words, it is in the
center that reproduce the filtered operations - no filter - the practice of the codes and legal programs "
(CLAM, Jean. A autopoiese no direito. In: Introduo teoria do sistema autopoitico. Op. Cit., p.
133-134).
23 According to Luhmann, "the periphery difference and the center does not imply any difference in
hierarchical order or importance to the continuation of the autopoiesis of the system. On the contrary, the
difference is a form two sides, which demarcates the separation of the two sides and that can structure the
system itself only as a unit difference. No periphery there is no center, no center there would be no
periphery [...] In a specific sense, it is in the center otherwise than worth the periphery. The prohibition of
the denial of justice exactly fulfills this condition. "(LUHMANN, Niklas. A posio dos tribunais no
sistema jurdico, Op. Cit., p. 163)
24Regarding luhmannian view of the position of the courts, Jean Clam outlines the following
considerations: Tuesday would then the trend, starting from the traditional concept of putting the
legislation as a source and creation of law - which is more autonomous and sovereign in positive law - the
center of the system. In systemic logic, the legislation is, in fact, a peripheral organ of the legal system, on
the border with the political system. Its function is to "accommodation" (in Piaget's sense) or filtering the
constant irritation from the political system and radiating through the legal system.The question that
arises, then, refers to the new center: the law is an interface, which is the authentic legal center of the
legal system, the place is not border and is not adjacent but the subsystems of the legal system itself? The
center, whose operations only reproduce filtered operations - not filter - puts into practice the code and
legal programs, making use of the current reserved symbol of legal validity, it is in late luhmannian
theory, the courts. This theory lies also in the "center, the system of paradox, as well as its management to
the central subsystem which is the judiciary.
ordered a matter that comes from below. Regardless of how one interprets the internal
differentiation of the center, this does not contradict the unity of core competence - to
the contrary, it presupposes and reinforces.
25
legislation (eg the right of cartels) refers to this creation of the right field. The legal
penetration in everyday life can no longer be understood without the law and would be
completely outdated want to imagine it as a framework in which two particular people
meet and sign an individual contract, according to the prototype of bourgeois right.
FINAL CONSIDERATIONS
Formally the courts behave so that their decisions (which will undoubtedly take
place within the Law) to determine only by existing Law. It is intended that the action is
considered or as knowledge or as applying the law. The right contains sufficient rules
(for example, proof load) to ensure that this is possible in all cases. Therefore it cannot
be put in doubt that this is possible, moreover which can be demonstrated in elaborate
texts. However, it has not contested the most transcendent question: how is this
possible? With that replace the social determinations of the legal decision: for example,
considerations about the social status of those involved or the social network of their
relations? Do not replace.
On the other hand, as before these determinations are effective today? But this
answer is too hasty or, in any case, made no historical comparison. Must ascertain what
are the necessary social determinations (or satisfying the requirements) to socially
ensure the independence and the prohibition of the denegation of justice? Anticipating
the answer, the requirements are the organization and professionalization of legal
competence.
25 The dominance of the distinction between periphery and center clearly shows that
the total system can be structured hierarchically. It is too complex for that, and the time
point of view, overly dynamic. Only the center itself, only the jurisdiction
(Gerichtsbarkeit) can be formed hierarchically. She knows several instances that
connect the High Courts and the ordinary courts. So coercion for the decision is
deployed and the problem area tends to be shifted up. Differentiation of periphery and
center thus enables a hierarchy in the center under the condition of not being extended
to the entire system; it allows a differentiation medium for differentiation (LUHMANN,
Niklas. A posio dos tribunais no sistema jurdico. Op. Cit., p. 165).
In the usual concept addresses targeted the latent influences of society on the
right system: especially those that have conditioned the stratification.
How could think of other sources of determination? If it builds on an expanded
concept system, in the sense of building "autopise", sets sights on distant sources for
determining the free space of the decision: precisely the organization and the profession.
The organization primarily reflected in the fact that the judges, by virtue of being
members of the organization are required to work. It is expected (of the control service,
to the colleagues themselves) to fulfill its tasks. In this way remains bound a temporal
structure: one after another. If the courts give no reason, one cannot always be
defending the same opinion discrepant - only to compel the parties to that appeal case
by case. You can send a probe globe over, as long as there is compliance in the case
bursting.
Finally, organization means that there are different positions, different salaries,
ie: careers. Second is the place and the way in which it decides on the career (which is
always the result of a mutual effectuation between auto selection and hetero selection)
come into consideration opinions and work motivations that go beyond what can be
expected from a member of the organization.
On the other hand, the organization is important because it filters the impact it
has on the entrance and the judge's position of the decisions you have taken. The judge
can survive the press campaigns without losing your position and try without economic
damage. And, above all, in the light of the importance they have in modern practice the
calculations of the consequences, it is crucial that the judge did not take responsibility
for the consequences of its decisions. The organization runs the risk that we run here. In
a very intricate way, the irresponsibility that ensures the organization makes it easier to
take decisions.
Often, and in different ways, has described the relevance of the meaning of
professions and professionalization of legal work as forms of regulation of social life.
So we can save the repetitions. If reality and investigations are considered from the
point of view of the possibility of judicial task (so much that it makes independence as
it takes the effect on the imperative of deciding), then call attention two characteristics:
the prestige of the expert allowing you to lawyers operate in the highly selective
framework of legally relevant - rejecting all the wishes of customers or the parties to the
dispute, which considers that exceed it; and the ability to establish formal and peaceful
relations among colleagues, even when among customers it has lost control of the
dispute. Certainly, the role that the courts has two faces - and the second time it wants
more important: one, the lawyers (lawyers and judges them) prepare the formal decision
of the dispute; another, in the framework of the precautionary practice, engage in
formulating legal instruments in such a way that not reached to the dispute. It is mostly
offices (between lawyers from private organizations or public service) that prevails this
prophylactic activity (preservation).
Finally, judicial procedures operate in the same direction: begin accepting with
careful care insecurity of the decision. In this way seduce that collaborate, specify roles,
determine the contributions delimit the conflictive points, until the decision appears as a
logical outcome of the legal procedure. With the proviso that participants cooperate to
the assurances can adsorb with the result that once it has been decided is possible only
challenging to the extent that allow it to the same legal means. And out of this, only the
way the policy is that it can suggest the right system a change in the existing law.
The role of court in the right system, by Luhmann, appears crucial for the
understanding of systems theory. They emerge - the courts - as the system vertex. Its
position is central in relation to other legal productions areas in that decides and
accomplish the right goal post by the legislature. In this sense, the decision gets odd
relief, but not determined by the past and relevant consequences in the future. It is she
who, in addition to the legal production, opens or closes possibilities without it would
not exist.
Another hand, while the courts are the center of the right system, the other actors
emerge as a necessary periphery and allows the irritation of the right system, the other
systems, establishing contact points between politics, economy etc. However, between
center and periphery there is no need to talk about hierarchy - as intended the theory of
law for a long time - but in circularity.
Thus, the simple recognition of the "judicial Law" remains, therefore, on the
surface of the problem. Just as the dissolution of the classical hierarchy when you want
to see it as a circular relationship of reciprocal influences. Apparently, it is the question
of how the right system dampens their own overfluxing and precisely how and where.
This refers back to the logical-structural meaning of the prohibition of denial of justice.
What happens to this prohibition that moves so many things? It is simply a norm among
many others, a provision of procedural law? These questions are not enough, because it
is an autologous provision, namely, that includes itself in the field of your application
and we will be at the appropriate time comes.
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